Prosecution Insights
Last updated: July 17, 2026
Application No. 18/616,628

METHODS, DEVICES, AND SYSTEMS FOR TRANSMITTING AND RECEIVING SIGNAL FOR POWER MANAGEMENT

Final Rejection §102§103
Filed
Mar 26, 2024
Priority
Nov 19, 2021 — continuation of PCTCN2021131676
Examiner
ACOLATSE, KODZOVI
Art Unit
2478
Tech Center
2400 — Computer Networks
Assignee
ZTE Corporation
OA Round
2 (Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
777 granted / 929 resolved
+25.6% vs TC avg
Strong +21% interview lift
Without
With
+21.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
51 currently pending
Career history
985
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
85.1%
+45.1% vs TC avg
§102
12.1%
-27.9% vs TC avg
§112
0.8%
-39.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 929 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1, 3, 5, 6, 8, 12, 13, 16, 21, 24, 27, 29-32, 35, 39-42 are pending in this office action. Response to Arguments Applicant's arguments filed 05/21/2026 have been fully considered but they are not persuasive. Applicant Argues: On pages 13-14 of the remarks, Applicant argues when Zhou's base station transmits commands to the UE, these commands relate to the UE's power states. For example, although paragraph [0395] of Zhou recites "a second power state may comprise a power saving state of the cell," the same paragraph of Zhou also recites that "[a] wireless device, in the second power state, performs at least one of: refraining from monitoring downlink control channel on/for the cell, refraining from receiving downlink TBs via the cell, refraining from transmitting PUCCH/PUSCH/RACH on/for the cell, transmitting CSI report for the cell." At best, Zhou describes operations performed by the UE, such as refraining from monitoring for, transmitting, or receiving particular signals. However, these differ from the base station notifying the UE about its own power consumption. Moreover, Zhou's description of the power-saving mode of the UE is not tied to any response signal sent between the UE and the base station. For example, although paragraph [0302] of Zhou recites that the wireless device receives a first command, the same paragraph of Zhou then recites that "[t]he wireless device receives a second command (e.g., 2nd MAC CE) indicating switching the cell into a dormant state (e.g., power saving state). In response to the second command, the wireless device transmits the second SRSs on the cell which is in dormant state." There is nothing in Zhou to teach that the second command is issued in response to a first message carrying information about an initial reference signal. At best, Zhou's second command is sent in isolation, without considering the first message. In response, the Examiner respectfully submits: Zhou: Fig. 29: [0302] gNB transmit a MAC CE transitioning Scell into power saving state; in the power saving state, the gNB does not transmit on Scell thereby saving power/reduced power consumption of the gNB. The 2nd MAC CE as indicated in Fig. 29 is in response to UE transmitting a SRS. The SRS is a reference signal. Applicant did not define what an initial reference signal is. The SRS is sent and in response the 2nd MAC CE is received from the gNB. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 3, 5-6, 8, 12-13, 16, 27, 29-32, 35 and 39-42 are rejected under 35 U.S.C. 102(a)(1) and 102(a)(2) as being anticipated by Zhou et al (US 2021/0185614 A1). Regarding claim 1, Zhou teaches a method for wireless communication, comprising: transmitting, by a user equipment (UE) to a base station, an initial reference signal or a channel, wherein the initial reference signal or the channel is used for measurement or used to carry first information, so that the base station is configured to perform at least one of measurement, power state transition or keeping on a current power state (Zhou: Fig. 31; [0304], [0393]-[0394] UE transmits SRS/initial reference signal or PRACH, PUCCH, PUSCH/channel; the base station responds by sending PDCCH; two power states configured for SRS transmission; [0108] SRS used by the base station to estimate/measure channel quality) and receiving, by the UE from the base station, a response corresponding to the initial reference signal or a channel, wherein the response comprising second information (Zhou: Fig. 1; [0341], UE monitors PDCCH; UE receive channel measurement quality and other information such as timing advance from the base station) and notifies the UE of operations, sates, or configurations corresponding to reduced power consumption of the base station (Zhou: Fig. 29: [0302] gNB transmit a MAC CE transitioning Scell into power saving state; in the power saving state, the gNB does not transmit on Scell thereby saving power/reduced power consumption of the gNB). Regarding claim 27, Zhou teaches a method for wireless communication, comprising. receiving, by a base station from a user equipment (UE), an initial reference signal or a channel, wherein the initial reference signal or the channel is used for measurement or used to carry first information (Zhou: Fig. 31; [0304], [0393]-[0394] UE transmits SRS/initial reference signal or PRACH, PUCCH, PUSCH/channel; the base station responds by sending PDCCH; two power states configured for SRS transmission; [0108] SRS used by the base station to estimate/measure channel quality); performing, by the base station, at least one of measurement, power state transition or keeping on a current power state; and transmitting, by the base station, a response corresponding to the initial reference signal or a channel, wherein the response comprising second information (Zhou: Fig. 1; [0341], UE monitors PDCCH; UE receive channel measurement quality and other information such as timing advance from the base station) and notifies the UE of operations, sates, or configurations corresponding to reduced power consumption of the base station (Zhou: Fig. 29: [0302] gNB transmit a MAC CE transitioning Scell into power saving state; in the power saving state, the gNB does not transmit on Scell thereby saving power/reduced power consumption of the gNB). Regarding claim 39, Zhou teaches an apparatus comprising: memory storing instructions; and i processor in communication with the memory, wherein, when the processor executes the instructions, the processor is configured to cause the apparatus to perform: transmitting, to a base station, an initial reference signal or a channel, wherein the initial reference signal or the channel is used for measurement or used to carry first information, so that the base station is configured to perform at least one of measurement, power state transition or keeping on a current power state (Zhou: Fig. 31; [0304], [0393]-[0394] UE transmits SRS/initial reference signal or PRACH, PUCCH, PUSCH/channel; the base station responds by sending PDCCH; two power states configured for SRS transmission; [0108] SRS used by the base station to estimate/measure channel quality); and receiving, from the base station, a response corresponding to the initial reference signal or a channel, wherein the response comprising second information (Zhou: Fig. 1; [0341], UE monitors PDCCH; UE receive channel measurement quality and other information such as timing advance from the base station) and notifies the UE of operations, sates, or configurations corresponding to reduced power consumption of the base station (Zhou: Fig. 29: [0302] gNB transmit a MAC CE transitioning Scell into power saving state; in the power saving state, the gNB does not transmit on Scell thereby saving power/reduced power consumption of the gNB). Regarding claim 41, Zhou teaches a wireless communication node comprising: a memory storing instructions; and a processor in communication with the memory, wherein, when the processor executes the instructions, the processor is configured to cause the wireless communication node to perform: receiving, from a user equipment (UE), an initial reference signal or a channel, wherein the initial reference signal or the channel is used for measurement or used to carry first information (Zhou: Fig. 31; [0304], [0393]-[0394] UE transmits SRS/initial reference signal or PRACH, PUCCH, PUSCH/channel; the base station responds by sending PDCCH; two power states configured for SRS transmission; [0108] SRS used by the base station to estimate/measure channel quality); performing at least one of measurement, power state transition or keeping on a current power state; and transmitting a response comprising second information (Zhou: Fig. 1; [0341], UE monitors PDCCH; UE receive channel measurement quality and other information such as timing advance from the base station), wherein the response notifies the UE of operations, sates, or configurations corresponding to reduced power consumption of the base station (Zhou: Fig. 29: [0302] gNB transmit a MAC CE transitioning Scell into power saving state; in the power saving state, the gNB does not transmit on Scell thereby saving power/reduced power consumption of the gNB). Regarding claims 3, 29, 40 and 42, Zhou teaches wherein the initial reference signal or the channel is used to carry first information, wherein: the first information comprises at least one of the following: an indication which is used to indicate a power state; a power state transition indication; a wake-up indication a set of measurement results; or assistance information (Zhou: Fig. 31; [0304], UE transmits a wake-up signal in the SRS for the base station to determine UE wake-up state). Regarding claims 5 and 30, Zhou teaches wherein: with a first condition, the base station transmit the response to the UE, wherein the first condition comprises at least one of the following: receiving the initial reference signal or the channel (Zhou: Fig. 31; [0108]; [0304] base station transmit PDCCH and measurement result after receiving the SRS signal from the UE); a second power state being indicated by the initial reference signal or the channel; a second power state being determined by the initial reference signal or the channel; a measurement result satisfied a first condition; the measurement results carried by the initial reference signal or the channel satisfied the first condition; or the power state of base station is changed. Regarding claims 6 and 31, Zhou teaches wherein: the second information comprises at least one of the following: an acknowledgement/negative acknowledgement (ACK/NACK) indication; an indication of operation; a timing advance (TA) command (Zhou: Fig. 1; [0341], UE monitors PDCCH; UE receive channel measurement quality and other information such as timing advance from the base station); or a handover command. Regarding claims 8 and 32, Zhou teaches wherein: the UE monitors the response from the base station in a set of monitor occasions (Zhou: Fig. 31; [0304], PDCCH monitor occasions during the DRX On Durations); or the UE monitors the response from the base station in a set of monitor occasions within a reception window wherein location of the monitor occasions is determined by at least one of the following: a start point; a duration; an end point; a periodicity; or a search space configuration. Regarding claim 12, Zhou teaches wherein: an occurrence of the response is determined by at least one of the following: the first information carried by the initial reference signal or the channel (Zhou: Fig. 31; [0108]; [0304] base station transmits PDCCH and measurement result after receiving the SRS signal from the UE); a measurement result of the initial reference signal or the channel sent by the UE; a UE capability; a higher layer signaling; a SCS; or a frequency range. Regarding claim 13, Zhou teaches wherein: the UE receives the response sent by the base station that is determined by at least one of the following: the first information sent by the UE (Zhou: Fig. 31; [0108]; [0304] base station transmits PDCCH and measurement result after receiving the SRS signal from the UE); a periodicity; a channel quality or a maximum reception times. Regarding claims 16 and 35, Zhou teaches wherein: the response sent by the base station is carried by at least one of the following: a Message B based channel; a DCI (Zhou: Fig. 31; [0108]; [0304] base station transmits PDCCH/DCI and measurement result after receiving the SRS signal from the UE); a sequence; or a higher layer signaling. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 21 and 24 are rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al (US 2021/0185614 A1) in view of Iwai et al (US 2014/0050182 A1) Regarding claim 21, Zhou does not explicitly disclose wherein: with a given condition, the UE continues to transmit the initial reference signal or the channel, wherein the given condition comprises at least one of the following: the UE not receiving any indication from the base station; the UE receiving a NACK indication from the base station; or the response from the base station being different from an indication by the UE. Iwai teaches wherein: with a given condition, the UE continues to transmit the initial reference signal or the channel, wherein the given condition comprises at least one of the following: the UE not receiving any indication from the base station; the UE receiving a NACK indication from the base station; or the response from the base station being different from an indication by the UE (Iwai: Figs. 11-13; [0058], [0090], [0107]). It would have been obvious to a person having an ordinary skill in the art before the effective filling date of the claimed invention to modify the system of Zhou wherein: with a given condition, the UE continues to transmit the initial reference signal or the channel, wherein the given condition comprises at least one of the following: the UE not receiving any indication from the base station; the UE receiving a NACK indication from the base station; or the response from the base station being different from an indication by the UE as disclosed by to provide a system for (Abstract). Regarding claim 24, Zhou in view Iwai of teaches wherein: the UE continues to transmit the initial reference signal or the channel with an increased power, wherein the increased power is determined by at least one of the following: a higher layer parameter; a UE capability; a transmission times; a power in a previous transmission; or a delta value (Iwai: Fig. 13; [0085], SRS power boosted by delta value). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KODZOVI ACOLATSE whose telephone number is (571)270-1999. The examiner can normally be reached Monday to Friday 10 am to 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Avellino Joseph can be reached at (571) 272-3905. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KODZOVI ACOLATSE/Primary Examiner, Art Unit 2478
Read full office action

Prosecution Timeline

Mar 26, 2024
Application Filed
Feb 25, 2026
Non-Final Rejection mailed — §102, §103
May 21, 2026
Response Filed
Jul 10, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12684535
SHARED RESOURCE POOLS BETWEEN TRANSMISSION AND RECEPTION POINTS WITH USER EQUIPMENT ASSISTANCE
3y 4m to grant Granted Jul 14, 2026
Patent 12677186
REALLOCATION OF PROCESSING LOAD BETWEEN BASEBAND UNITS
3y 7m to grant Granted Jul 07, 2026
Patent 12677268
METHODS FOR INSERTING AND EXTRACTING OPERATIONS, ADMINISTRATION, AND MAINTENANCE OF TRANSMITTING END, DEVICE, AND MEDIUM
3y 4m to grant Granted Jul 07, 2026
Patent 12672135
CONFIGURATION INFORMATION SENDING METHOD AND APPARATUS, AND REDUNDANCY VERSION RV VALUE DETERMINING METHOD AND APPARATUS
2y 8m to grant Granted Jun 30, 2026
Patent 12652705
RANDOM ACCESS METHOD AND APPARATUS IN WIRELESS COMMUNICATION SYSTEM
2y 4m to grant Granted Jun 09, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
99%
With Interview (+21.4%)
2y 6m (~2m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 929 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month