Prosecution Insights
Last updated: April 19, 2026
Application No. 18/619,239

MULTILAYER CERAMIC CAPACITOR

Non-Final OA §102§103
Filed
Mar 28, 2024
Examiner
RAMASWAMY, ARUN
Art Unit
2848
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Murata Manufacturing Co. Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
97%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
660 granted / 784 resolved
+16.2% vs TC avg
Moderate +13% lift
Without
With
+12.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
37 currently pending
Career history
821
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
54.9%
+14.9% vs TC avg
§102
30.5%
-9.5% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 784 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 4-6, 8, 10, 11, and 13-15 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tanaka et al. (US Publication 2020/0266001). PNG media_image1.png 347 486 media_image1.png Greyscale Figure 3 of Tanaka with Examiner’s Comments (Figure 3EC) In re claim 1, Tanaka discloses a multilayer ceramic capacitor comprising: a multilayer body (12 – Figure 1, Figure 2, Figure 3, ¶29) including a plurality of laminated dielectric layers (20 – Figure 2, Figure 3, ¶30) and a plurality of laminated internal electrode layers (22, 24 – Figure 2, Figure 3, ¶30), a first main surface and a second main surface (17, 18 – Figure 1, Figure 2, ¶29) opposed to each other in a height direction (‘T’ direction – Figure 1), a first lateral surface and a second lateral surface (15, 16 – Figure 1, ¶29) opposed to each other in a width direction (‘W’ direction – Figure 1) orthogonal or substantially orthogonal to the height direction (‘T’ direction – Figure 1), a first end surface and a second end surface (13, 14 – Figure 1, ¶29) opposed to each other in a length direction (‘L’ direction – Figure 1) orthogonal or substantially orthogonal to the height direction and the width direction (Figure 1), an effective layer portion (EL – Figure 3EC, ¶30) including the plurality of dielectric layers and the plurality of internal electrode layers that are alternately laminated (Figure 3EC), and outer layer portions (OL – Figure 3EC, ¶30) that sandwich the effective layer portion in the height direction (‘T’ direction – Figure 1, Figure 3EC); a first external electrode (40 – Figure 1, Figure 2, ¶52) on the first end surface (Figure 1); and a second external electrode (42 – Figure 1, Figure 2, ¶52) on the second end surface (Figure 1); wherein the multilayer body further includes: an outer layer interior portion (32b, 34b within OL – Figure 3EC, ¶41) inside one of the outer layer portions (OL – Figure 3EC); an outermost effective layer vicinity portion (topmost or bottommost 22a, 24a within EL – Figure 3EC, ¶38) , which is closest to one of the outer layer portions (Figure 3EC), in the effective layer portion (EL – Figure 3EC); a chip middle portion (32a, 34a in a central portion of 12 in the ‘T’ direction – Figure 1, Figure 3EC, ¶41) in a middle portion of the multilayer body (12 – Figure 3EC); and a plurality of silicon oxide segregation regions (Figure 5, ¶19, ¶38, ¶45) ; and in a cross section of the multilayer body in a plane parallel or substantially parallel to the width direction and the height direction (Figure 3EC, Figure 5), a relationship of average cross sectional areas of a plurality of silicon oxide segregation regions in respective portions of the outer layer interior portion (32b, 34b within OL – Figure 3EC, ¶41), the chip middle portion (32a, 34a in a central portion of 12 in the ‘T’ direction – Figure 1, Figure 3EC, ¶41), and the outermost effective layer vicinity portion (topmost or bottommost 22a, 24a within EL – Figure 3EC, ¶38) is expressed as: the outer layer interior portion < the chip middle portion < the outermost effective layer vicinity portion (Figure 5; Note that Si is segregated more in region 34a than 34b. Further, note that Si is segregated more in region 22a than 34a.). In re claim 4, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka further discloses wherein the multilayer body (12 – Figure 1) has a rectangular or substantially rectangular parallelepiped shape (Figure 12). In re claim 5, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka further discloses wherein a dimension in the length direction of the multilayer body is about 0.2 mm or more and about 6 mm or less, a dimension in the height direction of the multilayer body is about 0.05 mm or more and about 5 mm or less, and a dimension of the multilayer body in the width direction is about 0.1 mm or more and about 5 mm or less (¶95). In re claim 6, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka further discloses wherein each of the plurality of dielectric layers (20 – Figure 2, Figure 3) includes barium titanate, calcium titanate, strontium titanate, or calcium zirconate as a main component (¶31, ¶44). In re claim 8, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka further discloses wherein a thickness of each of the plurality of dielectric layers is about 0.2 μm or more and about 10 μm or less (¶30). In re claim 10, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka further discloses wherein each of the plurality of internal electrode layers includes nickel, copper, silver, palladium, or gold, or an alloy including at least one of nickel, copper, silver, palladium, or gold (¶37). In re claim 11, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka further discloses wherein a thickness of each of the plurality of internal electrode layers is about 0.2 μm or more and about 2.0 μm or less (¶36). In re claim 13, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka further discloses wherein the first external electrode (40 – Figure 1) extends from the first end surface (13 – Figure 1) to portions of each of the first and second main surfaces (17, 18 – Figure 1) and each of the first and second lateral surfaces (15, 16 – Figure 1); and the second external electrode (42 – Figure 1) extends from the first end surface (14 – Figure 1) to portions of each of the first and second main surfaces (17, 18 – Figure 1) and each of the first and second lateral surfaces (15, 16 – Figure 1). In re claim 14, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka further discloses wherein the first external electrode (40 – Figure 1) includes a first base electrode layer (40a – Figure 1, ¶56) and a first plated layer (40b – Figure 1, ¶57); and the second external electrode (42 – Figure 1) includes a second base electrode layer (42a – Figure 2, ¶56) and a second plated layer (42b – Figure 2, ¶57). In re claim 15, Tanaka discloses the multilayer ceramic capacitor according to claim 14, as explained above. Tanaka further discloses wherein each of the first and second base electrode layers (40a, 42a – Figure 1) is a fired layer (¶56). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tanaka et al. (US Publication 2020/0266001) in view of Sato et al. (US Publication 2009/0195960). In re claim 7, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka does not disclose wherein each of the plurality of dielectric layers includes a manganese compound, an iron compound, a copper compound, a cobalt compound, or a nickel compound as a subcomponent. Sato discloses each of the plurality of dielectric layers includes a manganese compound (¶24), an iron compound, a copper compound, a cobalt compound, or a nickel compound as a subcomponent (¶81). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to incorporate the manganese subcomponent of Sato to increase IR and improve high temperature accelerated lifetime (¶81: Tanaka). Claim(s) 9 and 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tanaka et al. (US Publication 2020/0266001). In re claim 9, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka does not disclose wherein a number of the plurality of dielectric layers is 15 or more and 1200 or less. However, it is well-known in the art that adjusting the number of dielectric layers, and thus conductive layers, is correlated to the capacitance of the device. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to adjust the number of dielectric layers to achieve a device having a desired balance between capacitance and component size per user specifications, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). In re claim 12, Tanaka discloses the multilayer ceramic capacitor according to claim 1, as explained above. Tanaka does not disclose wherein a number of the plurality of internal electrode layers is 15 or more and 1000 or less. However, it is well-known in the art that adjusting the number of conductive layers is correlated to the capacitance of the device. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to adjust the number of internal electrode layers to achieve a device having a desired balance between capacitance and component size per user specifications, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). Claim(s) 16-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tanaka et al. (US Publication 2020/0266001) in view of Morita (US Publication 20230223196). In re claim 16, Tanaka discloses the multilayer ceramic capacitor according to claim 15, as explained above. Tanaka does not disclose wherein the fired layer includes a metal component and at least one of a glass component and a ceramic component. Morita discloses wherein the fired layer (combination of 21, 22 – Figure 6, ¶58, ¶54) includes a metal component (¶61) and at least one of a glass component (24 – Figure 6, ¶73) and a ceramic component (23 – Figure 6, ¶69-70, ¶72). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to incorporate the external electrode material of Morita to suppress cracks in the electronic component (¶8: Morita). In re claim 17, Tanaka discloses the multilayer ceramic capacitor according to claim 16, as explained above. Tanaka further discloses wherein the metal component includes at least one of one of copper, nickel, silver, palladium, an alloy of silver and palladium, or gold (¶55-56). In re claim 18, Tanaka discloses the multilayer ceramic capacitor according to claim 15, as explained above. Tanaka does not disclose wherein the glass component includes at least one of boron, silicon, barium, magnesium, aluminum, or lithium. Morita discloses wherein the glass component (24 – Figure 6) includes at least one of boron, silicon, barium, magnesium, aluminum, or lithium (¶73). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to incorporate the external electrode material of Morita to suppress cracks in the electronic component (¶8: Morita). In re claim 19, Tanaka discloses the multilayer ceramic capacitor according to claim 15, as explained above. Tanaka does not disclose wherein the ceramic component includes at least one of barium titanate, calcium titanate, a mixed crystal material obtained by replacing a portion of the barium of barium titanate with calcium, strontium titanate, or calcium zirconate. Morita discloses wherein the ceramic component (23 – Figure 6) includes at least one of barium titanate, calcium titanate, a mixed crystal material obtained by replacing a portion of the barium of barium titanate with calcium, strontium titanate, or calcium zirconate (¶68). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to incorporate the external electrode material of Morita to suppress cracks in the electronic component (¶8: Morita). Claim(s) 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tanaka et al. (US Publication 2020/0266001) in view of Kim et al. (US Publication 2023/0215649). In re claim 20, Tanaka discloses the multilayer ceramic capacitor according to claim 14, as explained above. Tanaka does not disclose wherein a thickness of each of the first and second base electrode layers is about 10 μm or more and about 200 μm or less. Kim discloses that adjusting the thickness of an external electrode layer is correlated with the ESR characteristics of the device (¶82). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to adjust the thickness of the external electrodes to realize a device having a desired balance between ESR characteristics and component size per user specifications, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). Allowable Subject Matter Claim 2 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art does not teach nor suggest (in combination with other claim limitations) a relationship of values of an area equivalent diameter of the plurality of silicon oxide segregation regions in the respective portions of the outer layer interior portion, the chip middle portion, and the outermost effective layer vicinity portion is expressed as: the outer layer interior portion < the chip middle portion < the outermost effective layer vicinity portion. Claim 3 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art does not teach nor suggest (in combination with other claim limitations) a relationship of an average cross sectional area of cross sections of the multilayer body in a plane parallel or substantially parallel to the width direction and the height direction at portions having a circularity of about 0.8 or less among the plurality of silicon oxide segregation regions in the respective portions of the outer layer interior portion, the chip middle portion, and the outermost effective layer vicinity portion is expressed as: the outer layer interior portion < the chip middle portion < the outermost effective layer vicinity portion. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Taniguchi (US Publication 2023/0352240) Claim 1, Figure 4 Any inquiry concerning this communication or earlier communications from the examiner should be directed to ARUN RAMASWAMY whose telephone number is (571)270-1962. The examiner can normally be reached Monday - Friday, 9:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Timothy Dole can be reached at (571) 272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ARUN RAMASWAMY/ Primary Examiner, Art Unit 2848
Read full office action

Prosecution Timeline

Mar 28, 2024
Application Filed
Mar 07, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
97%
With Interview (+12.8%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 784 resolved cases by this examiner. Grant probability derived from career allow rate.

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