Prosecution Insights
Last updated: April 19, 2026
Application No. 18/619,426

Lift Ring for a Window Treatment System

Non-Final OA §103§112
Filed
Mar 28, 2024
Examiner
RAMSEY, JEREMY C
Art Unit
3634
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Lutron Technology Company LLC
OA Round
1 (Non-Final)
52%
Grant Probability
Moderate
1-2
OA Rounds
3y 4m
To Grant
99%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allow Rate
506 granted / 968 resolved
At TC average
Strong +47% interview lift
Without
With
+46.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
41 currently pending
Career history
1009
Total Applications
across all art units

Statute-Specific Performance

§103
48.0%
+8.0% vs TC avg
§102
20.7%
-19.3% vs TC avg
§112
28.6%
-11.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 968 resolved cases

Office Action

§103 §112
DETAILED ACTION The following Non-Final Office Action is in response to the application filed 3/28/2024. Status of the claims: Claims 18-33 are hereby examined below. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 32 is objected to because of the following informalities: Claim 32 recites “the covering material is attached to the enclosure and extends to the bottom end of the covering material”. Examiner presumes this should read – the covering material is attached to the enclosure and extends to the bottom of the enclosure -- . Appropriate correction is required. Claim Rejections - 35 USC § 112 Claims 27,30 and 33 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 27 states that the second side of the body is open and absent of material. It is unclear what exactly it means to be “absent of material”. Does this mean there is no material at all on the second side, or just that there are open spaces? Claim 30 recites “ a second lift ring against with the first cord and second cord, respectively, abut as the first and second cords wind around the roller tube”. This language is grammatically confusing and unclear. Claim 33 recites “a second side that is open and absent of material”. It is unclear what exactly it means to be “absent of material”. Does this mean there is no material at all on the second side or just that there are open spaces? Claims are being examined as best understood. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 18-23 and 28-33 are rejected under 35 U.S.C. 103 as being unpatentable over KR 200496546 in view of Kirby et al US 2015/0075732. In regard to claim 18, with reference to Figures 1-6, KR ‘546 discloses a window treatment system comprising: a rotatably couple roller tube (7, Fig. 1); a covering material (1, Fig. 1) extending from a location adjacent to the roller tube (7) to a bottom end; a lift ring (8, Fig. 6) extending around the roller tube (7), the lift ring (8) having a body that extends from a first end (left side of 18a, Fig. 6) to a second end (right side of 18a, Fig. 6) and defines a central opening (hole through the middle) that receives the roller tube (7), the first end (left side of 18a) of the body spaced apart from the second end (right side of 18a) by a gap (18a); and a cord (4, Fig. 1) having one end attached to the roller tube via the lift ring (8), the cord also attached to a second end attached to the bottom end of the covering material (1), the cord (4)windingly received around the roller tube (7) such that the bottom end of the covering material (1) may be raised and lowered in response to rotations of the roller tube (7) in first and second angular directions, respectively; wherein the roller tube (7) is received in the central opening of the body (of 8), the first end (left side of 18a) of the body configured to be attached (via the top of 18a) to the second end (right side of 18a) of the body for fixedly attaching the lift ring to the roller tube. KR ‘546 fails to disclose first and second brackets for mounting the window treatment system to a structure. With reference to Figure 1A, Kirby et al ‘732 disclose first and second brackets (14, left and right) for mounting the window treatment system to a structure. It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, with a reasonable expectation of success, to modify the device of KR ‘546 to include first and second brackets as taught by Kirby et al ‘732 for the purpose of holding the roller tube in place for use. In regard to claim 19, KR ‘546 fails to disclose: a motor drive unit received within a cavity of the roller tube at a first end of the roller tube, the motor drive unit having an end portion supported by the first bracket, the motor drive unit configured to rotate the roller tube for raising and lowering the covering material. With reference to Figure 1B, Kirby et al ‘732 disclose a motor drive unit (30, Fig. 1B) received within a cavity of the roller tube at a first end of the roller tube (abstract), the motor drive unit having an end portion (at 32b, Fig 1B) supported by the first bracket (shown in Fig. 1A) , the motor drive unit configured to rotate the roller tube for raising and lowering the covering material. It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, to modify the device of KR ‘546 to include a motor drive unit as taught by Kirby et al ‘732 for the purpose of increasing the ease of operation of the device. In regard to claim 20, KR ‘546 as modified by Kirby et al ‘732 disclose an idler assembly (32a, Fig. 1B, Kirby et al ‘732) supported by the second bracket (14, left, Kirby et al ‘732) and received within the cavity of the roller tube (7, KR ‘546) at the second end of the roller tube, the idler assembly configured to rotatably support the roller tube. In regard to claim 21,KR ‘546 fails to disclose a housing extending from a first end to a second end and supported by the first and second brackets, the housing configured to receive, at the first end of the housing, one or more batteries for powering the motor drive unit inside the roller tube. With reference to Figure 1A, Kirby et al ‘732 discloses a housing (26) configured to receive, at the first end of the housing, one or more batteries (28, Fig. 1A) for powering the motor drive unit (30) inside the roller tube. It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, with a reasonable expectation of success, to modify the device of KR ‘546 to make the housing configured to received one or more batteries as taught by Kirby et al ‘732 for the purpose of powering the drive assembly and any other electrical components. (paragraph [0017]) In regard to claim 22, KR ‘546 as modified by Kirby et al ‘732 discloses wherein the housing (26, Kirby et al ‘732) is also configured to support (provide power to) a lift assistance subsystem (120,124, Fig. 2B Kirby et al ‘732) at the second end of the housing, the lift assistance subsystem configured to provide variable lift assistance to the motor drive unit. In regard to claim 23, KR ‘546 discloses wherein the cord (4) is configured to abut against the lift ring (8) as the cord winds around the roller tube (7). In regard to claim 28, KR ‘546 fails to disclose wherein the body is made of an unfilled nylon material. However, it would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, with a reasonable expectation of success, to modify the device of KR ‘546 to make the body be formed of an unfilled nylon material as such material is known for high strength, toughness, wear resistance and chemical resistance. Furthermore, it has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. In regard to claim 29, KR ‘546 discloses wherein the cord (4) comprises a first cord, and the window treatment system further comprises a second cord windingly received around the roller tube. (shown in Fig. 1) As best understood, in regard to claim 30, KR ‘546 discloses wherein the lift ring (8) comprises a first lift ring, and the window treatment system further comprises a second lift ring (8) against with the first cord (4) and the second cord (4), respectively, abut as the first and second cords wind around the roller tube (7). In regard to claim 31, KR ‘546 discloses wherein the lift ring (8) comprises a cord-attachment structure (9, Fig. 6) to which the cord (4) is attached. In regard to claim 32, KR ‘546 discloses an enclosure (5, Fig. 1)in which the roller tube (7) is located; wherein the covering material (1) is attached to the enclosure (5) and extends to the bottom end of the enclosure (5), such that the covering material hangs from the enclosure. In regard to claim 33, KR ‘546 discloses wherein the body of the lift ring (8) comprises an outer surface (15, Fig. 6) and an inner surface (unnumbered but which contacts the outer surface of the roller 7), the inner surface configured to abut against the roller tube (7), the body of the lift ring further comprising a first side having a sidewall (13, Fig. 6) that extends from the outer surface to the inner surface and a second side (14, Fig. 6) that is open and absent of material (at 18a). Allowable Subject Matter Claims 24-27 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JEREMY C RAMSEY whose telephone number is (571)270-3133. The examiner can normally be reached Mon-Wed 7:00-3:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Daniel Cahn can be reached at 571-270-5616. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEREMY C RAMSEY/Examiner, Art Unit 3634 /DANIEL P CAHN/Supervisory Patent Examiner, Art Unit 3634
Read full office action

Prosecution Timeline

Mar 28, 2024
Application Filed
Jan 21, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12577831
Elongate Mounting Structure and Mounting Unit Comprising the Same for Mounting an Architectural Covering Between Opposing Mounting Surfaces
2y 5m to grant Granted Mar 17, 2026
Patent 12577784
AWNING APPARATUS
2y 5m to grant Granted Mar 17, 2026
Patent 12559957
ANCHOR DEVICE FOR ATTACHING LINE TO EXPOSED REINFORCING BAR AT A CONSTRUCTION SITE AND RELATED METHOD
2y 5m to grant Granted Feb 24, 2026
Patent 12546163
Blind Repair Apparatus and Method
2y 5m to grant Granted Feb 10, 2026
Patent 12527424
HANGING WEIGHT STRUCTURE FOR A CURTAIN
2y 5m to grant Granted Jan 20, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
52%
Grant Probability
99%
With Interview (+46.9%)
3y 4m
Median Time to Grant
Low
PTA Risk
Based on 968 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month