Prosecution Insights
Last updated: May 29, 2026
Application No. 18/621,098

ROTOR, ROTATING ELECTRICAL MACHINE, AND DRIVE DEVICE

Non-Final OA §102§103
Filed
Mar 29, 2024
Priority
Mar 31, 2023 — JP 2023-058388 +1 more
Examiner
GONZALEZ QUINONES, JOSE A
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nidec Corporation
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
882 granted / 1163 resolved
+7.8% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
28 currently pending
Career history
1189
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
92.1%
+52.1% vs TC avg
§102
5.9%
-34.1% vs TC avg
§112
0.8%
-39.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1163 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS) submitted on 03/29/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-7, 14-15 and 20 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Takeda (WO2023127349). As to independent claim 1, Takeda teaches a rotor (2) rotatable about a center axis (P), the rotor (2) comprising: a rotor core (6) provided with a first vent hole (63a) and a second vent hole (63b) penetrating in an axial direction; and a fan (4a, 4b) disposed to face at least one end surface on an axial one side or an axial other side of the rotor core (6), and provided with an outflow path (45a) connected to the first vent hole (63a) and an inflow path (63) connected to the second vent hole (63b), wherein the fan (4a, 4b) includes a first surface facing the end surface (see figure 1-2, 4), an outer surface positioned radially outside the first surface (see figure 1-2, 4), and a first recess portion (44a) provided on the first surface and axially overlapping the first vent hole (63a), the first recess portion (44a) includes a first opening portion (47a) opening to the outer surface, at least a part of the outflow path (45a) is provided in a space surrounded by the end surface and the first recess portion (44a), and a flow path cross-sectional area of the outflow path (45a) in the first opening portion (47a) is smaller than a minimum flow path cross-sectional area of the inflow path (63) as shown in figures 1-2, 4, 6. As to claim 2/1, Takeda teaches wherein a circumferential dimension of the first opening portion (47a) is smaller than a circumferential dimension of the inflow path (63) in a part having the minimum flow path cross-sectional area as shown in figures 1-2, 4 and 6). As to claim 3/1, Takeda teaches wherein the outflow path (45a) includes a first narrow portion (see figure 5) in which a flow path cross-sectional area decreases toward a radial outside as shown in figure 5. PNG media_image1.png 734 717 media_image1.png Greyscale As to claim 4/1, Takeda teaches wherein the fan (4a, 4b) includes a first through hole penetrating axially, and the first through hole (see annotated figure 5) is connected to the first recess portion (44a) and constitutes at least a part of the outflow path as shown in figure 5. As to claim 5/1, Takeda teaches wherein the rotor core (6) is provided with a plurality of magnet holes (62a, 62b) penetrating axially, each of the magnet holes (62a, 62b) having a magnet disposed therein (see paragraph [0022]), and the first recess portion (44a) is provided at a position different from the magnet holes (62a, 62b) as viewed from an axial direction as shown in figures 1-4 and 6. As to claim 6/5, Takeda teaches wherein the first recess portion (44a) extends radially outward from the first vent hole side (63) toward the outer surface, and axially overlaps a q axis of the rotor (2) a shown in figures 1-2, 4 and 6. As to claim 7/1, Takeda teaches wherein the first recess portion (44a) includes a plurality of the first opening portions (47a) as shown in figure 5. As to claim 14/1, Takeda teaches wherein the fan (4a) includes a second through hole (see annotated figure 5) penetrating axially, and a second recess portion (44a) provided in the first surface, recessed toward an axial one side, and connected to the second through hole (see annotated figure 5) , the second recess portion (44a) includes a second opening portion (47a) opening to the outer surface, and the inflow path (63) includes a space, which is surrounded by the end surface and the second recess portion (44a), and the second through hole (see annotated figure 5) as sown in figure 5. As to claim 15/14, Takeda teaches wherein the inflow path (63) includes a second narrow portion (see annotated figure 5) in which a flow path cross-sectional area decreases toward radial outside a shown in figure 5. As to claim 20/1, Takeda teaches the rotor (2) and a stator (3) positioned radially outside the rotor (2) as shown in figures 1-2. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s)1 is/are rejected under 35 U.S.C. 103 as being unpatentable over Takeda (WO2023127349) in view of Makino et al (US PG Pub 2022/0271614). As to claim 21/1, Takeda teaches the claimed limitation as discussed above except a power transmission unit that transmits power of the rotating electrical machine. However Makino et al. teaches a power transmission unit (3) that transmits power of the rotating electrical machine (1) as shown in figure 1, for the advantageous benefit of reducing the axial size of the motor. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention was made to modify Takeda by using a power transmission unit that transmits power of the rotating electrical machine, as taught by Makino et al., to reduce the axial size of the motor. Allowable Subject Matter Claims 8-13, 16-19 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSE A GONZALEZ QUINONES whose telephone number is (571)270-7850. The examiner can normally be reached Monday-Friday: 6:30-2:30 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, OLUSEYE IWARERE can be reached at (571)270-5112. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSE A GONZALEZ QUINONES/Primary Examiner, Art Unit 2834 February 3, 2026
Read full office action

Prosecution Timeline

Mar 29, 2024
Application Filed
Feb 13, 2026
Non-Final Rejection mailed — §102, §103
May 07, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

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POWER TOOL WITH COMPACT MOTOR ASSEMBLY
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2y 6m to grant Granted Apr 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
89%
With Interview (+12.9%)
2y 5m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1163 resolved cases by this examiner. Grant probability derived from career allowance rate.

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