Prosecution Insights
Last updated: August 16, 2026
Application No. 18/622,196

POSITIVE ELECTRODE MATERIAL, ELECTROCHEMICAL DEVICE, AND ELECTRONIC DEVICE

Non-Final OA §102§112
Filed
Mar 29, 2024
Priority
Jun 10, 2022 — continuation of PCTCN2022098278
Examiner
GARCIA, BETHANY CLAIRE
Art Unit
Tech Center
Assignee
Ningde Amperex Technology Limited
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
11m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
62 granted / 93 resolved
+6.7% vs TC avg
Strong +33% interview lift
Without
With
+32.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
30 currently pending
Career history
135
Total Applications
across all art units

Statute-Specific Performance

§103
56.8%
+16.8% vs TC avg
§102
19.3%
-20.7% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 93 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 6, 12, and 19 are objected to because of the following informalities: Condition (e) recites “the lithium transition metal oxide further comprises Na element.” Although condition (e) is clear and understood, to ensure proper antecedent basis, please change “comprises Na element” to “comprises a Na element.” Appropriate correction is required. Condition (f) recites “the lithium transition metal oxide further comprises R element.”, Although condition (f) is clear and understood, to ensure proper antecedent basis, please change “comprises R element” to “comprises an R element.” Appropriate correction is required. Condition (g) recites “the lithium transition metal oxide further comprises Q element.” Although condition (g) is clear and understood, to ensure proper antecedent basis, please change “comprises Q element” to “comprises a Q element.” Appropriate correction is required. Claim Interpretation Claims 6, 12, and 19 each recite “the lithium transition metal oxide comprises a T element; the T element comprises at least one selected from the group consisting of Ni, Co, and Mn; and the positive electrode material satisfies at least one of the following conditions (a) to (g).” Conditions (c) and (d) are interpreted by the Examiner as follows: based on the total molar content of the T element in the lithium transition metal oxide, a molar percent of an F element in the lithium transition metal oxide is 0.01% to 0.5%; Interpreted as the lithium transition metal oxide further comprises Fluorine (F), and a molar percent of F in the lithium transition metal oxide is a value equal to 0.01% to 0.5% of a molar percent of T (i.e., “based on the total molar content of the T element”). based on the total molar content of the T element in the lithium transition metal oxide, a molar percent of an N element in the lithium transition metal oxide is 0.01% to 1%; Interpreted as the lithium transition metal oxide further comprises Nitrogen (N), and a molar percent of N in the lithium transition metal oxide is a value equal to 0.01% to 1% of a molar percent of T (i.e., “based on the total molar content of the T element”). If these interpretations are not consistent with Applicant’s intended limitations, Examiner recommends amending the condition(s) accordingly. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 6, 12, and 19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 6, 12, and 19 each recite “the lithium transition metal oxide comprises a T element; the T element comprises at least one selected from the group consisting of Ni, Co, and Mn; and the positive electrode material satisfies at least one of the following conditions (a) to (g).” Conditions (a) and (b) are not clearly written, and can be interpreted multiple ways. For the purpose of this action, conditions (a) and (b) are being examined under the interpretations written in bold text: (a): “based on a total molar content of the T element in the lithium transition metal oxide, a molar percent of Ni element in the lithium transition metal oxide is greater than or equal to 50%;” The limitation “a molar percent of Ni element” is unclear. Is “a molar percent of Ni element” referring to the Ni element, meaning T = Ni? Or is “a molar percent of Ni element” referring to “a molar percent of a Ni element,” wherein T = Co and/or Mn? Within the context of the limitation “based on a total molar content of the T element in the lithium transition metal oxide,” the claim is understood as “a molar percent of a Ni element in the lithium transition metal oxide is a value greater than or equal to 50% of a total molar content of the T element,” wherein T = Co and/or Mn. Appropriate correction is required. (b): “based on the total molar content of the T element in the lithium transition metal oxide, a molar percent of Mn element in the lithium transition metal oxide is less than or equal to 50%; and/or, based on the total molar content of the T element in the lithium transition metal oxide, a molar percent of Co element in the lithium transition metal oxide is less than or equal to 50%;” The limitation “a molar percent of Mn element” is unclear. Is “a molar percent of Mn element” referring to the Mn element, meaning T = Mn? Or is “a molar percent of Mn element” referring to “a molar percent of an Mn element,” wherein T = Co and/or Ni? Within the context of the limitation “based on a total molar content of the T element in the lithium transition metal oxide,” the claim is understood as “a molar percent of a Mn element in the lithium transition metal oxide is a value less than or equal to 50% of a total molar content of the T element,” wherein T = Co and/or Ni. Appropriate correction is required. The limitation “a molar percent of Co element” is also unclear. Is “a molar percent of Co element” referring to the Co element, meaning T = Co? Or is “a molar percent of Co element” referring to “a molar percent of a Co element,” wherein T = Ni and/or Mn? Within the context of the limitation “based on a total molar content of the T element in the lithium transition metal oxide,” the claim is understood as “a molar percent of a Co element in the lithium transition metal oxide is a value less than or equal to 50% of a total molar content of the T element,” wherein T = Ni and/or Mn. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-6 are rejected under 35 U.S.C. 102(a)(1) and (a)(2) as being anticipated by Saito et al., US 20220131146 A1. Regarding Claim 1, Saito discloses a positive electrode material, comprising a lithium transition metal oxide (Sample 1-1, doped LiCoO2 [0669-0676], Tables 1-6, Figs. 1-3); wherein, as tested by X-ray diffractometry, a full width at half maximum FWHM(101) of a (101) crystal plane diffraction peak and a full width at half maximum FWHM(104) of a (104) crystal plane diffraction peak of the positive electrode material satisfy: FWHM(101)/FWHM(104) ≤ 0.7 (XRD Testing [0811-0828], see calculated “F(101)/F(104)” values on Tables 5 and 6): PNG media_image1.png 736 1296 media_image1.png Greyscale Saito – Tables 5 and 6 Annotated by Examiner Regarding Claim 2, Saito discloses all limitations as set forth above. Saito discloses 0.5 ≤ FWHM(101)/FWHM(104) ≤ 0.7 (see Annotated Tables 5 and 6): PNG media_image2.png 858 1520 media_image2.png Greyscale Saito – Tables 5 and 6 Annotated by Examiner Regarding Claim 3, Saito discloses all limitations as set forth above. Saito discloses 0.25° ≤ FWHM(104) ≤ 0.6° (Table 6, Sample 1-1 at 4.7 V, 45 °C, 5th: FWHM 104 = 0.2581°). Regarding Claim 4, Saito discloses all limitations as set forth above. Saito discloses a full width at half maximum FWHM(003) of a (003) crystal plane diffraction peak of the positive electrode material satisfies: 0.5 ≤ FWHM(101)/FWHM(003) ≤ 1.5 (see calculated “F(101)/F(003)” values on Tables 5 and 6 below): PNG media_image3.png 740 1298 media_image3.png Greyscale Saito – Tables 5 and 6 Annotated by Examiner Regarding Claim 5, Saito discloses all limitations as set forth above. Saito discloses a full width at half maximum FWHM(003) of a (003) crystal plane diffraction peak of the positive electrode material satisfies: 0.7 ≤ FWHM(101)/FWHM(003) ≤ 0.9 (see calculated “F(101)/F(003)” value of 0.9 on Table 5 below): PNG media_image4.png 326 588 media_image4.png Greyscale Saito – Table 5 Annotated by Examiner Regarding Claim 6, Saito discloses all limitations as set forth above. Saito discloses the lithium transition metal oxide comprises a T element; the T element comprises at least one selected from the group consisting of Ni, Co, and Mn (LiMO2 general formula, M=Co for Sample 1-1 [0144, 0671]; Co is the claimed “T” variable); and (b) based on the total molar content of the T element in the lithium transition metal oxide (i.e. the total molar content of Co in LiCoO2), a molar percent of an Mn element in the lithium transition metal oxide is less than or equal to 50% (Sample 1-1 does not comprise Mn, so the molar percent of Mn is 0%, which is within the recited range). Claims 7-20 are rejected under 35 U.S.C. 102(a)(1) and (a)(2) as being anticipated by Saito et al., US 20220131146 A1. Regarding Claims 7 and 14, Saito discloses an electronic device (computers, cameras, vehicles [0585, 0659]), comprising an electrochemical device (secondary battery [0446], CR2032 coin cell [0366-0374]), comprising a positive electrode, wherein the positive electrode comprises a positive current collector and a positive active material layer (the positive electrode includes a positive electrode active material layer and a positive electrode current collector [0447]), and the positive active material layer comprises a positive electrode material comprising a lithium transition metal oxide (Sample 1-1, doped LiCoO2 [0669-0676], Tables 1-6, Figs. 1-3); wherein, as tested by X-ray diffractometry, a full width at half maximum FWHM(101) of a (101) crystal plane diffraction peak and a full width at half maximum FWHM(104) of a (104) crystal plane diffraction peak of the positive electrode material satisfy: FWHM(101)/FWHM(104) ≤ 0.7 (XRD Testing [0811-0828], see calculated “F(101)/F(104)” values on Tables 5 and 6 in Claim 1). Regarding Claims 8 and 15, Saito discloses all limitations as set forth above. Saito discloses 0.5 ≤ FWHM(101)/FWHM(104) ≤ 0.7 (see Annotated Tables 5 and 6 in Claim 2). Regarding Claims 9 and 16, Saito discloses all limitations as set forth above. Saito discloses 0.25° ≤ FWHM(104) ≤ 0.6° (Table 6, Sample 1-1 at 4.7 V, 45 °C, 5th: FWHM 104 = 0.2581°). Regarding Claims 10 and 17, Saito discloses all limitations as set forth above. Saito discloses a full width at half maximum FWHM(003) of a (003) crystal plane diffraction peak of the positive electrode material satisfies: 0.5 ≤ FWHM(101)/FWHM(003) ≤ 1.5 (see “F(101)/F(003)” on Tables 5 and 6 in Claim 4). Regarding Claims 11 and 18, Saito discloses all limitations as set forth above. Saito discloses a full width at half maximum FWHM(003) of a (003) crystal plane diffraction peak of the positive electrode material satisfies: 0.7 ≤ FWHM(101)/FWHM(003) ≤ 0.9 (see “F(101)/F(003)” value of 0.9 on Table 5 in Claim 5). Regarding Claims 12 and 19, Saito discloses all limitations as set forth above. Saito discloses the lithium transition metal oxide comprises a T element; the T element comprises at least one selected from the group consisting of Ni, Co, and Mn (LiMO2 general formula, M=Co for Sample 1-1 [0144, 0671]; Co is the claimed “T” variable); and (b) based on the total molar content of the T element in the lithium transition metal oxide (i.e. the total molar content of Co in LiCoO2), a molar percent of a Mn element in the lithium transition metal oxide is less than or equal to 50% (Sample 1-1 does not comprise Mn, so the molar percent of Mn is 0%, which is within the recited range). Regarding Claims 13 and 20, Saito discloses all limitations as set forth above. Saito discloses the limitation “the positive electrode and lithium metal are assembled to form a button battery” (the positive electrode active material is assembled in a CR2032 coin cell with lithium [0366-0374, 0527-0534]; see constant current charging and voltages in [0366-0374]; “coin cell” synonymous with “button battery,” see Figs. 22A-B and [0056]). Regarding the claimed conditions (h) through (m), while features of an apparatus may be recited either structurally or functionally, claims directed to an apparatus must be distinguished from the prior art in terms of structure rather than function. In re Schreiber, 128 F.3d 1473, 1477-78, 44 USPQ2d 1429, 1431-32 (Fed. Cir. 1997) [MPEP 2114]. Since Saito teaches all required structural limitations of the apparatus (a coin cell comprising the positive electrode and lithium metal), the coin cell structure of Saito is considered capable of meeting the functional limitations in conditions (h) through (m). Examiner notes the limitation “after the electrochemical device is fully discharged” has been given little patentable weight because the recitation occurs in the preamble and does not impart any additional structural limitations upon the electrochemical device. A preamble is generally not accorded patentable weight where it merely recites the purpose of a process or the intended use of a structure, and where the body of the claim does not depend on the preamble for completeness but, instead, the process steps or structural limitations are able to stand alone. See In re Hirao, 535 F.2d 67, 190 USPQ 15 (CCPA 1976) and Kropa v. Robie, 187 F.2d 150, 152, 88 USPQ 478, 481 (CCPA 1951). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BETHANY C GARCIA whose telephone number is (571)272-2475. The examiner can normally be reached Mon-Fri, 0800 - 1730 MT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allison Bourke can be reached at 303-297-4684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BETHANY C GARCIA/Examiner, Art Unit 1721 /ALLISON BOURKE/Supervisory Patent Examiner, Art Unit 1721
Read full office action

Prosecution Timeline

Mar 29, 2024
Application Filed
Aug 06, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
99%
With Interview (+32.6%)
3y 4m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 93 resolved cases by this examiner. Grant probability derived from career allowance rate.

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