Prosecution Insights
Last updated: August 17, 2026
Application No. 18/622,926

DISAGGREGATION FROM NETWORK APPLIANCES TO HARDWARE-BASED NETWORK DEVICES IN SOFTWARE DEFINED NETWORKS

Final Rejection §102
Filed
Mar 30, 2024
Examiner
ZHANG, SHIRLEY X
Art Unit
2447
Tech Center
2400 — Computer Networks
Assignee
Microsoft Technology Licensing, LLC
OA Round
2 (Final)
70%
Grant Probability
Favorable
3-4
OA Rounds
12m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
428 granted / 613 resolved
+11.8% vs TC avg
Moderate +14% lift
Without
With
+14.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
20 currently pending
Career history
635
Total Applications
across all art units

Statute-Specific Performance

§101
14.6%
-25.4% vs TC avg
§103
43.8%
+3.8% vs TC avg
§102
19.8%
-20.2% vs TC avg
§112
13.0%
-27.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 613 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This final office action is prepared in response to amendments and arguments filed by Applicant on May 22, 2026 as a reply to the non-final office action mailed on February 23, 2026. Claims 1-20 are pending. Claims 1-20 are rejected. Response to Arguments The claim amendments and Applicant’s arguments filed on May 22, 2026 have been carefully considered. However, the subject matter in the amendments is still taught by the primary reference Cheng and therefore does not place the application in condition for allowance. Examiner’s rejection rationale for the amended subject matter is set forth in the section “Claim Rejection - 35 U.S.C. 102” below. Accordingly, THIS ACTION IS MADE FINAL. See MPEP 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). Examiner’s Note Claim 20 recites “a hardware-based network interface device” which Examiner interprets to comprise hardware components. Should the Applicant intend to have said “hardware-based network interface device” be interpreted as a software only module in some embodiments, Applicant is asked to state so in the reply to this office action. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-20 are rejected under 35 U.S.C. 102(a)(2) as being unpatentable over Cheng et al. (U.S. 2018/0359131). Regarding claim 1, Cheng disclosed A method for managing data flows in a software defined network (SDN) comprising a plurality of computing nodes and a hardware-based network interface device (Cheng disclosed in Abstract “SDN”; Cheng further disclosed in Fig. 1 and [0027] “System 100 may include a core network 101. There may be provider edges (PEs), such as PE 110 or PE 107, connected with core 101 and customer edge (CE) devices, such as CE device 102 or CE device 103.” Said system 100 anticipates the “software defined network” in the claim), the plurality of computing nodes hosting a plurality of virtual machines and a network virtual appliance (Cheng disclosed in Fig. 1 and [0027] that “PE 107, for example, may include whitebox leaf (wLeaf) switches, such as wLeaf switch 106, which are communicatively connected with vPE servers, such as vPE server 108.” Cheng’s “PE 107’ and “PE 110” anticipate the computing nodes in the claim, and Cheng’s “vPE server” anticipates the network virtual appliance in the claim), the method comprising: receiving, by the hardware-based network interface device, a first data packet of a data flow addressed to an endpoint hosted on one of the plurality of virtual machines (Cheng, Fig 3, step 121 and [0035], “At step 121, vPE 109 may receive data that may have originated from CE device 102 and been passed to vPE 109 via wLeaf switch.” Cheng also disclosed in Fig. 1 and [0027] that traffic from CE device 102 may be addressed to CE device 103 via vPE and vLeaf switch. This disclosure makes it clear that the wLeaf switch receives first data that have originated from CE device 102, and the “wLeaf switch” anticipates the hardware-based network interface device); forwarding, by the hardware-based network interface device to the network virtual appliance, the first data packet (Cheng disclosed in Fig 3, step 121 and [0035] that “At step 121, vPE 109 may receive data that may have originated from CE device 102 and been passed to vPE 109 via wLeaf switch,” implying that the wLeaf switch forwarded the data it received to vPE 109. Here vPE 109 anticipates the “network virtual appliance” in the claim); processing, by the network virtual appliance, the first data packet according to a match action associated with the data flow (Cheng disclosed in [0035] that “At step 122, the received data of step 121 may be sampled by sampler 135,” and Sampler 135 is a sampling application in vPE 109; Cheng further disclosed in [0036] that “sampled traffic may be forwarded to a sketch program 137 of flow detection module 136. Sketch program 137 may use a hash function and map the packet fields (e.g., IP src, IP dst, TCP sport and dport, etc) to a number of buckets.” Cheng additionally disclosed in [0038] that “flow detection module 136 maps packets with source or destination addresses falling in 128.112.1.0/24 and UDP ports 5060 and 5061 to bucket b0 using a hash function”. In other words, Cheng’s act of mapping packets with certain source or destination addresses and UDP ports anticipates the “match action” in the claim and Cheng’s sampling application in vPE performs the match action), wherein the match action comprises a forwarding or transformation rule determined based on policy evaluation of the first packet (Cheng disclosed in Fig. 4 a Forwarding Information Base (FIB) containing packet forwarding rules that are used by the vPE 109 to forward packets with source/destination addresses and port numbers matching those in the FIB table), and wherein the same match action is used by the hardware-based network interface device without modification (Cheng disclosed in Fig. 4 and [0038] that when it is decided that flows f1 and f2 are to be offloaded, their corresponding FIB forwarding rules are copied to the wLeaf node 106. In other words, the forwarding rules for flows f1 and f2 used by wLeaf 106 are the same as those used by vPE 109, just like what is recited in this claim limitation); forwarding, by the network virtual appliance to the hardware-based network interface device, the processed data packet for routing to the endpoint (Cheng disclosed in Fig. 4 a normal data path, where a packet received in interface 131 is forwarded by wLeaf switch 106 to vPE 108 for processing, then is forwarded back to wLeaf 106 for routing out of the interface 140 to the destination CE device); sending, by the network virtual appliance to the hardware-based network interface device, a request to offload processing of subsequent packets of the data flow in accordance with the match action associated with the data flow (Cheng disclosed in Fig. 4 that the vPE sends Offload(f1) and Offload(f2) instructions to the offloading module 134. Cheng further disclosed in Figs. 3, 4 and [0037] that “offloading module 134 may send instructions to wLeaf switch 106 to implement offloading for data traffic (e.g., flows) matching the bucket bj.”); based on content of the request, generating, by hardware-based network interface device, session information associated with the data flow, wherein the session information enables offloading of processing of the subsequent data packets associated with the data flow from the network virtual appliance to the hardware-based network interface device (Cheng disclosed in [0052] that the add(wLeaf, flow, actions) call and del(wLeaf, flow) call may respectively add and delete certain flow entries for wLeaf switch 106.); applying, by the hardware-based network device, the match action associated with the data flow to the subsequent data packets, wherein the application of the match action is disaggregated from physical dependencies on a computing node that is hosting the network virtual appliance (Cheng disclosed in [0007] that “based on the determining the criteria to indicate data to offload through the switch, providing instructions to bypass the virtual machine for subsequent data received at the switch and matching the criteria.” The “bypass” in Cheng is equivalent to “disaggregate from physical dependencies” in the claim); and forwarding, by the hardware-based network device, the processed subsequent data packets to the endpoint, thereby enabling the subsequent data packets to be processed and forwarded by the hardware-based network device without being forwarded to or processed by the network virtual appliance (Cheng disclosed in Fig. 4 and [0040] that in the wLeaf switch, “matching flows received on interface 131 may be sent through interface 140 rather than being forward through interface 132 which connects with vPE server 108”). Claim 12 lists substantially the same elements as claim 1, but in system form rather than method form. Therefore, the rejection rationale for claim 1 applies equally as well to claim 12. Regarding claims 2 and 13, Cheng disclosed the subject matter of claims 1 and 12, respectively. Cheng further disclosed wherein the request comprises a flow offload (or FastPath++) packet that includes matches and actions (Cheng disclosed in [0052] the add(wLeaf, flow, actions) call and del(wLeaf, flow) call that anticipate the “request” in the claim). Regarding claims 3 and 14, Cheng disclosed the subject matter of claims 2 and 13, respectively. Cheng further disclosed wherein the hardware-based network device is configured to generate the data flow based on the matches and actions and process the data flow to be offloaded from the network virtual appliance to the hardware-based network device without forwarding packets associated with the data flow to the network virtual appliance (Cheng disclosed in Fig. 4 and [0040] that in the wLeaf switch, “matching flows received on interface 131 may be sent through interface 140 rather than being forward through interface 132 which connects with vPE server 108”). Regarding claim 4, Cheng disclosed the method of claim 3. Cheng further disclosed wherein the matches and actions include encapsulation with a SRC IP or DST IP (Cheng, Figs. 4, 6 and [0040], “Offloading module 134 may give specific characteristics (e.g., IP address ranges, port numbers, class of service, etc.) for the switch to determine whether initiate an offloaded data path or a normal data path.”). Regarding claims 5 and 15, Cheng disclosed the subject matter of claims 1 and 12, respectively. Cheng further disclosed sending an additional request to terminate processing of the data flow (Cheng disclosed in [0041, 0048, 0051 and 0052] that the offload module may send del(wLeaf, flow) call to delete certain flow entries in the switch to end the offloading of the flow). Regarding claims 6 and 16, Cheng disclosed the subject matter of claims 1 and 12, respectively. Cheng further disclosed wherein the hardware-based network device is configured to use an age of the data flow to determine when to stop or remove processing of the data flow (Cheng disclosed in [0048, 0049] and Fig. 6 that the flow tables in the wLeaf switch may have a timeout setting that allows an entry to be recycled if no packet matches). Regarding claims 7 and 17, Cheng disclosed the subject matter of claims 1 and 12, respectively. Cheng further disclosed wherein the hardware-based network device is configured to terminate processing of the data flow in response to expiration of a TTL (The “timeout” in the forwarding table entries disclosed by Cheng in Fig. 6 and paragraphs {0048, 0049] anticipates the “TTL” in the claim). Regarding claim 8, Cheng disclosed the method of claim 3. Cheng further disclosed wherein the data flow is offloaded when the data flow meets a bandwidth threshold (Cheng disclosed in [0037] that “when the incremental speed of a counter Δcj/Δt exceeds a threshold, the bucket bj may be determined to be a candidate for offloading and offloading module 134 may send instructions to wLeaf switch 106 to implement offloading for data traffic (e.g., flows) matching the bucket bj”). Regarding claims 9 and 18, Cheng disclosed the subject matter of claims 1 and 12, respectively. Cheng further disclosed wherein the generating the session information comprises parsing a plurality of rules to identify rules that are applicable to a source or destination of the data flow (Cheng disclosed in [0038] of using matching criteria. For instance Cheng disclosed “detection module 136 maps packets with source or destination addresses falling in 128.112.1.0/24 and UDP ports 5060 and 5061 to bucket b0 using a hash function. Other traffic is mapped to bucket b1. VoIP traffic usually uses port 5060 and 5061 for service.”). Regarding claims 10 and 19, Cheng disclosed the subject matter of claims 1 and 12, respectively. Cheng further disclosed returning processing of the subsequent packets of the data flow from the hardware-based network device to the network virtual appliance (Cheng disclosed in [0048] that “offloading module 134 may call del function to explicitly delete an offloaded function”). Regarding claim 11, Cheng disclosed the method of claim 10. Cheng further disclosed wherein the returning is performed in response to determining that the data flow no longer meets a criterion for offloading processing of packets of the data flow to the hardware-based network device (Cheng, [0041], “ f1 141 may later terminate or the traffic may decrease to a relatively small rate (e.g., offloading module 134 may learn such information from the pulled counters) and call del to delete the entries”). Claim 20 lists substantially the same elements as claim 1, but in device form rather than method form. Therefore, the rejection rationale for claim 1 applies equally as well to claim 20. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHIRLEY X ZHANG whose telephone number is (571)270-5012. The examiner can normally be reached 8:30am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joon H Hwang can be reached at 571-272-4036. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHIRLEY X ZHANG/Primary Examiner, Art Unit 2447
Read full office action

Prosecution Timeline

Mar 30, 2024
Application Filed
Feb 23, 2026
Non-Final Rejection mailed — §102
Apr 15, 2026
Applicant Interview (Telephonic)
Apr 15, 2026
Examiner Interview Summary
May 22, 2026
Response Filed
Jun 16, 2026
Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
70%
Grant Probability
84%
With Interview (+14.2%)
3y 4m (~12m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 613 resolved cases by this examiner. Grant probability derived from career allowance rate.

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