DETAILED ACTION
Double Patenting
The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969).
A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b).
The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13.
The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer.
Claims 1-16 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-18 of copending Application No. 18/623,455 in view of Van der ham et al., US-PGPUB 2016/0305845. Although the claims are not identical, the sole difference is the recitation of a strain sensor, instead of a generic displacement sensor. However, Van der ham discloses monitoring the bearing defect with rings, using strain sensors as claimed (Paragraphs [0008], [0024], [0042], Figs. 3-4). As such, it would have been obvious to a person of ordinary skill in the art to use Van der ham in the copending application to reliably determine the surface defect in the bearing using the strain sensor as claimed.
This is a provisional nonstatutory double patenting rejection.
Claim Interpretation
The following is a quotation of 35 U.S.C. 112(f):
(f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.
The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph:
An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.
This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitations are: various “means” in claim 14.
Because these claim limitations are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, they are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof.
If applicant does not intend to have these limitations interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitations to avoid them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitations recite sufficient structure to perform the claimed function so as to avoid them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph.
Claim Rejections - 35 USC § 112
The following is a quotation of 35 U.S.C. 112(b):
(b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention.
The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph:
The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.
Claims 1-16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention.
Claim 1 recites the limitations "the size", “the length,” “the circumferential direction,” “the circumferential distance,” “the position”, “the maximum value of the strain values”, the claim 14 recites the limitations “the size”, “the length”, “the circumferential direction,” “the circumferential distance,” “the position”, “the maximum value of the strain values”. There is insufficient antecedent basis for these limitations in the claims.
Claim limitation involving “means” invokes 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. However, the written description fails to disclose the corresponding structure, material, or acts for performing the entire claimed function and to clearly link the structure, material, or acts to the function. Therefore, the claim is indefinite and is rejected under 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph.
Applicant may:
(a) Amend the claim so that the claim limitation will no longer be interpreted as a limitation under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph;
(b) Amend the written description of the specification such that it expressly recites what structure, material, or acts perform the entire claimed function, without introducing any new matter (35 U.S.C. 132(a)); or
(c) Amend the written description of the specification such that it clearly links the structure, material, or acts disclosed therein to the function recited in the claim, without introducing any new matter (35 U.S.C. 132(a)).
If applicant is of the opinion that the written description of the specification already implicitly or inherently discloses the corresponding structure, material, or acts and clearly links them to the function so that one of ordinary skill in the art would recognize what structure, material, or acts perform the claimed function, applicant should clarify the record by either:
(a) Amending the written description of the specification such that it expressly recites the corresponding structure, material, or acts for performing the claimed function and clearly links or associates the structure, material, or acts to the claimed function, without introducing any new matter (35 U.S.C. 132(a)); or
(b) Stating on the record what the corresponding structure, material, or acts, which are implicitly or inherently set forth in the written description of the specification, perform the claimed function. For more information, see 37 CFR 1.75(d) and MPEP §§ 608.01(o) and 2181.
Claim Rejections - 35 USC § 101
35 U.S.C. 101 reads as follows:
Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.
9. Claims 1-16 are rejected under 35 U.S.C. 101 because the claimed invention is directed to a judicial exception (i.e., a law of nature, a natural phenomenon, or an abstract idea) without being integrated into a practical application and do not include additional elements that amount to significantly more than the judicial exception.
Utilizing the two step process adopted by the Supreme Court (Alice Corp vs CLS Bank Int'l, US Supreme Court, 110 USPQ2d 1976 (2014) and the recent 101 guideline, Federal Register Vol. 84, No., Jan 2019)), determination of the subject matter eligibility under the 35 USC 101 is as follows: Specifically, the Step 1 requires claim belongs to one of the four statutory categories (process, machine, manufacture, or composition of matter). If Step 1 is satisfied, then in the first part of Step 2A (Prong one), identification of any judicial recognized exceptions in the claim is made. If any limitation in the claim is identified as judicial recognized exception, then proceeding to the second part of Step 2A (Prong two), determination is made whether the identified judicial exception is being integrated into practical application. If the identified judicial exception is not integrated into a practical application, then in Step 2B, the claim is further evaluated to see if the additional elements, individually and in combination, provide “inventive concept” that would amount to significantly more than the judicial exception. If the element and combination of elements do not amount to significantly more than the judicial recognized exception itself, then the claim is ineligible under the 35 USC 101.
Looking at the claims, the claims satisfy the first part of the test 1A, namely the claims are directed to one of the four statutory class, apparatus and method. In Step 2A Prong one, we next identify any judicial exceptions in the claims. In Claim 1 (as a representative example), we recognize that the limitations “determining intervals of position parameter values when rolling element position parameter values are associated to a maximum strain magnitude within a predetermined value, the maximum strain magnitude being equal to the maximum value of the strain values, the length
of each interval being equal to a predetermined length, determining a linear equation between the strain magnitudes of the intervals of position parameter values, a carrier function, and cyclostationary contact forces applied on at least one of the stationary ring, the rotating ring or rolling elements, solving the linear equation to determine the cyclostationary contact forces applied on said at least one of the stationary ring, the rotating ring or rolling elements, comparing the determined cyclostationary contact forces to a detection threshold, detecting a surface defect on said at least the stationary ring, the rotating ring or rolling elements if the value of the cyclostationary contact forces is smaller than the detection threshold, and determining the size of the surface defect from the intervals of position parameter from the position parameter values associated with cyclostationary contact forces smaller than the detection threshold, the size of the surface defect comprising the depth of the said defect, the depth being determined from the minimal value of the cyclostationary contact forces,” are abstract ideas, as they recite mental process and mathematical concepts. Similar rejections are made for other independent and dependent claims. With the identification of abstract ideas, we proceed to Step 2A, Prong two, where with additional elements and taken as a whole, we evaluate whether the identified abstract idea is being integrated into a practical application.
In Step 2A, Prong two, the claims additionally recite “the bearing comprising a stationary ring and a rotating ring capable of rotating concentrically relative to the stationary ring and rolling elements interposed between the stationary and rotating rings, measuring, with at least one strain sensor comprising a detection cell, the length of the detection cell of the sensor in the circumferential direction being smaller than the circumferential distance between two adjacent rolling elements projected on the stationary ring, strain values caused by rolling element forces on the stationary ring according to one position parameter comprising a rolling element position parameter representative of the position of the rolling elements relative to the at least one strain sensor, in particular spread in a loaded zone of the bearing,” “a bearing including a stationary ring and a rotating ring capable of rotating concentrically relative to one another, and rolling elements interposed between the stationary and rotating rings”, “a first strain sensor disposed on the stationary ring or on the rotating ring, the first strain sensor comprising a detection cell, the length of the detection cell of the sensor in the circumferential direction being smaller than the circumferential distance between two adjacent rolling elements projected on the stationary ring,” and “a second strain sensor, the at least one first strain sensor being disposed on the stationary ring and the second strain sensor being disposed on the rotating ring,” but said limitations are insignificant data collection activity involving the bearing comprising a stationary and rotating rings. The claims do not improve the functioning of any sensors and do not improve other technology, as the focus of the claim is in the abstract idea of determining the surface defect and size of the defect. In other words, the claims are at most an improvement in the abstract idea of determining the surface defect and size of the defect. However, improved or new abstract idea is still an abstract idea, and not eligible. As such, the abstract idea is not integrated into a practical application. Consequently, with the identified abstract idea not being integrated into a practical application, we proceed to Step 2B and evaluate whether the additional elements provide “inventive concept” that would amount to significantly more than the abstract idea.
In Step 2B, the claims additionally recite “the bearing comprising a stationary ring and a rotating ring capable of rotating concentrically relative to the stationary ring and rolling elements interposed between the stationary and rotating rings, measuring, with at least one strain sensor comprising a detection cell, the length of the detection cell of the sensor in the circumferential direction being smaller than the circumferential distance between two adjacent rolling elements projected on the stationary ring, strain values caused by rolling element forces on the stationary ring according to one position parameter comprising a rolling element position parameter representative of the position of the rolling elements relative to the at least one strain sensor, in particular spread in a loaded zone of the bearing,” “a bearing including a stationary ring and a rotating ring capable of rotating concentrically relative to one another, and rolling elements interposed between the stationary and rotating rings”, “a first strain sensor disposed on the stationary ring or on the rotating ring, the first strain sensor comprising a detection cell, the length of the detection cell of the sensor in the circumferential direction being smaller than the circumferential distance between two adjacent rolling elements projected on the stationary ring,” and “a second strain sensor, the at least one first strain sensor being disposed on the stationary ring and the second strain sensor being disposed on the rotating ring,” but said limitations are data collection activity that is well-understood, routine and conventional. As such, the claims do not provide additional elements that would amount to significantly more than the abstract idea.
In Summary, the claims recite abstract idea without being integrated into a practical application, and do not provide additional elements that would amount to significantly more than the abstract idea. As such, taken as a whole, the claims are ineligible under the 35 USC 101.
Conclusion
The prior art made of record and not relied upon is considered pertinent to applicant's disclosure.
Tobon-Mejia, US-PGPUB 2021/0123833 discloses detecting bearing defect and cyclostationary laws.
Nair et al., US-PGPUB 2022/0252104
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/HYUN D PARK/Primary Examiner, Art Unit 2857
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