Prosecution Insights
Last updated: August 06, 2026
Application No. 18/627,730

Implementing Volume-Level Access Policies In Storage Systems

Final Rejection §103§DOUBLEPATENT
Filed
Apr 05, 2024
Priority
May 21, 2018 — provisional 62/674,570 +7 more
Examiner
MENG, JAU SHYA
Art Unit
2168
Tech Center
2100 — Computer Architecture & Software
Assignee
Pure Storage Inc.
OA Round
3 (Final)
79%
Grant Probability
Favorable
4-5
OA Rounds
1y 2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
446 granted / 564 resolved
+24.1% vs TC avg
Strong +35% interview lift
Without
With
+34.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
9 currently pending
Career history
585
Total Applications
across all art units

Statute-Specific Performance

§101
18.0%
-22.0% vs TC avg
§103
45.5%
+5.5% vs TC avg
§102
11.1%
-28.9% vs TC avg
§112
17.6%
-22.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 564 resolved cases

Office Action

§103 §DOUBLEPATENT
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Response to Amendment The Amendment filed on December 22, 2025 has been received and entered. Claims 21- 25 and 27-39 have been amended. Claim 26 has been cancelled. Claims 21-25 and 2740 are pending for examination. Rejections and/or objections not reiterated from previous office actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. Claim Objections Claims 29 and 21-26 are objected to because of the following informalities: Claim 29, line 22, it is suggested to have “a memory to store instructions, the instructions is executed by processor to”. Because “[A]pparatus claims cover what a device is, not what a device does.” Hewlett-Packard Co. v. Bausch & Lomb Inc., 909 F.2d 1464, 1469, 15 USPQ2d 1525, 1528 (Fed. Cir. 1990), see MPEP 2114.II. Appropriate correction is required. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the reference application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP §§ 706.02(l)(1) - 706.02(l)(3) for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/forms/. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to http://www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claim 1 is provisionally rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over claim 1 of Patent 11,954,220. Although the conflicting claims are not identical, they are not patentably distinct from each other because the inventions are obvious variants. Claim 1 of the instant application substantially recites the limitations of claim 1 of Patent 11,954,220as shown in comparison table below. Instant Application Patent 11,954,220 21. A method comprising: determining, by a computing device, whether to issue a request to access a container storage volume based on one or more allowable storage operations and a storage operation attribute of the request; and in response to determining to issue the request, issuing the request. 23. The method of claim 21, wherein determining whether to issue the request comprises: denying access responsive to the storage operation attribute failing to meet a volume-level access policy. 28. The method of claim 21, further comprising: receiving a second request to access the container storage volume based on one or more allowable storage operations and a storage operation attribute of the second request; and allowing the second request being more restrictive than the request. A method comprising: assigning, by a computing device comprising at least one processor and memory, to a container storage volume, a volume-level access policy that indicates one or more allowable storage operations, wherein the container storage volume is presented to one or more containers by a storage management service; receiving, by the computing device, a request to access the container storage volume; determining, by the computing device, whether to allow access to the container storage volume based on the volume-level access policy and one or more attributes that comprise a type of storage operation of the request; responsive to determining to allow access to the container storage volume, issuing, by the computing device, from the storage management service to a storage resource, the request; responsive to determining not to allow access to the container storage volume, preventing, by the computing device, the request from being serviced by the storage resource; receiving, by the computing device, a request to modify the volume-level access policy to an updated volume-level access policy; and denying, by the computing device, the request responsive to the updated volume- level access policy being less restrictive than the volume-level access policy. Although the conflicting claims are not identical, they are not patentably distinct from each other because they are substantially similar in scope and they use the same limitations. It would have been obvious to a person of ordinary skill in the art at the time the invention was made to combine claims 21, 23 and 28 to arrive of claims 1 of Patent 11,954,220 because the person would have realized that the remaining element would perform the same functions as before. “Omission of element and its function in combination is obvious expedient if the remaining elements perform same functions as before.” See In re Karlson (CCPA) 136 USPQ 184, decide Jan 16, 1963, Appl. No. 6857, U. S. Court of Customs and Patent Appeals. Similar rejection also apply to Patent 11,675,503. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 21-23, 28-31, 34-37 and 39 are rejected under 35 U.S.C. 103 as being unpatentable over Tian (U.S. Pat. Pub. 2018/0121366) in view of McClintock et al. (U.S. Pat. No. 10,007,779). Referring to claim 21, Tian teaches a method comprising: determining, by a processing device, whether to issue a request to access a container storage volume (In step S3062, whether the IO read/write request is allowed to be submitted to a storage device is determined according to a preset restrictive condition, see Tian, Para. 66, whether the IO read/write request is allowed to be submitted to the storage device, see Tian, Para. 72) based on one or more allowable storage operations (IOPS is the number of read/write operations performed per second, see Tian, Para. 67, number of processed IO read/write requests,… priorities of the IO read/write requests, see Tian, Para. 69) and a storage operation attribute of the request (the restrictive condition may be an externally set condition, for example, an input/output operations per second (IOPS) setting or a bits per second (BPS) setting for a VM disk. IOPS is the number of read/write operations performed per second, see Tian, Para. 67, the restrictive conditions may include at least one of the following: for a disk(s) of one or more VMs, the number of processed IO read/write requests and/or the volume of processed data in a first predetermined time period does not exceed a threshold; for disks of all VMs, the number of processed IO read/write requests and/or the volume of processed data in a second predetermined time period does not exceed a threshold; priorities of the IO read/write requests; and priorities of the VMs, see Tian, Para. 69, wherein “the volume of processed data in a first predetermined time period” or “the volume of processed data in a second predetermined time” is interpreted as a storage operation attribute of the request); and in response to determining to issue the request, issuing the request to the container storage volume (In step S3064, the IO read/write request is submitted to the storage device if the determination result is yes namely, if it is determined to allow the IO read/write request to be submitted to a storage device, see Tian, Para. 70). Alternatively, McClintock et al. teaches a storage operation attribute of the request (The authentication request message may be sent from a client device… The authentication request message can also identify a resource to be accessed…, the authentication request message may include other information besides user credential such as a timestamp of the authentication request, attributes of the user device and/or client website or application 904, see McClintock et al., Col. 29, lines 52-55). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Tian, to have a storage operation attribute of the request, as taught by McClintock et al., to improve user experience and reducing administrative costs (McClintock et al., Col. 4, lines 19-20). As to claim 22, Tian teaches determining whether to issue the request comprises issuing the request responsive to the storage operation attribute (In step S3064, the IO read/write request is submitted to the storage device if the determination result is yes namely, if it is determined to allow the IO read/write request to be submitted to a storage device, see Tian, Para. 70. the restrictive condition may be an externally set condition, for example, an input/output operations per second (IOPS) setting or a bits per second (BPS) setting for a VM disk. IOPS is the number of read/write operations performed per second, see Tian, Para. 67, the restrictive conditions may include at least one of the following: for a disk(s) of one or more VMs, the number of processed IO read/write requests and/or the volume of processed data in a first predetermined time period does not exceed a threshold; for disks of all VMs, the number of processed IO read/write requests and/or the volume of processed data in a second predetermined time period does not exceed a threshold; priorities of the IO read/write requests; and priorities of the VMs, see Tian, Para. 69, wherein “the volume of processed data in a first predetermined time period” or “the volume of processed data in a second predetermined time” is interpreted as a storage operation attribute of the request). As to claim 23, Tian as modified teaches determining whether to issue the request comprises denying access responsive to the storage operation attribute failing to meet a volume-level access policy (determining an access right from a plurality of different access right levels with respect to the resource based at least in part on a duration between the request time and the final expiration time for the credential. The different access right levels may respectively correspond to different durations between the request time and the final expiration time for the credential, see McClintock et al., Col. 23, lines 4-11, if access is requested for resources A, B, and C, and the access rights indicate that access is allowed for A and B, then it may be determined that access is denied for the remaining resource C, see McClintock et al., Col. 26, lines 31-34). As to claim 28, Tian teaches receiving a second request to access the container storage volume based on one or more allowable storage operations and a storage operation attribute of the second request (In step S3062, whether the IO read/write request is allowed to be submitted to a storage device is determined according to a preset restrictive condition, see Tian, Para. 66, whether the IO read/write request is allowed to be submitted to the storage device, see Tian, Para. 72, the restrictive condition may be an externally set condition, for example, an input/output operations per second (IOPS) setting or a bits per second (BPS) setting for a VM disk. IOPS is the number of read/write operations performed per second, see Tian, Para. 67, the restrictive conditions may include at least one of the following: for a disk(s) of one or more VMs, the number of processed IO read/write requests and/or the volume of processed data in a first predetermined time period does not exceed a threshold; for disks of all VMs, the number of processed IO read/write requests and/or the volume of processed data in a second predetermined time period does not exceed a threshold; priorities of the IO read/write requests; and priorities of the VMs, see Tian, Para. 69, The authentication request message may be sent from a client device… The authentication request message can also identify a resource to be accessed…, the authentication request message may include other information besides user credential such as a timestamp of the authentication request, attributes of the user device and/or client website or application 904, see McClintock et al., Col. 29, lines 52-55); and allowing the second request being more restrictive than the request (More restrictive access rights may be granted, see McClintock et al., Col. 19, lines 2-3, if a user is located at a public place, such as an airport, he may be associated with a higher risk of compromise and therefore granted a more restrictive set of access rights than if he is at a private or semi-private place, such as at home or office, see McClintock et al., Col. 19, lines 8-12). Referring to claim 29, McClintock et al. teaches an apparatus comprising a memory; and a processing device (at least one memory 220 and one or more processing units (or processor(s)), see McClintock et al., Col. 12, lines 2-3) operatively coupled to the memory, configured to, which recites the corresponding limitations as set forth in claim 1 above; therefore, it is rejected under the same subject matter. Claim 30 is rejected under the same rationale as stated in the claim 22 rejection. Claim 31 is rejected under the same rationale as stated in the claim 23 rejection. Claim 34 is rejected under the same rationale as stated in the claim 28 rejection. Referring to claim 35, McClintock et al. teaches a non-transitory computer readable storage medium (at least one memory 220 and one or more processing units (or processor(s)), see McClintock et al., Col. 12, lines 2-3) storing instructions that, when executed, cause a computer to carry out the steps, which recites the corresponding limitations as set forth in claim 1 above; therefore, it is rejected under the same subject matter. Claim 36 is rejected under the same rationale as stated in the claim 22 rejection. Claim 37 is rejected under the same rationale as stated in the claim 23 rejection. Claim 39 is rejected under the same rationale as stated in the claim 28 rejection. Claims 24, 25, 32, 33 and 38 are rejected under 35 U.S.C. 103 as being unpatentable over Tian (U.S. Pat. Pub. 2018/0121366) in view of McClintock et al. (U.S. Pat. No. 10,007,779) as applied to claims 21-23, 28-31, 34-37 and 39 above, and in further view of Schneider et al. (U.S. Pat. No. RE46,439). As to claim 24, Tian as modified the storage operation attribute comprises a source of the request (what permissions a user has at a specific point in time, see McClintock et al., Col. 27, lines 57-58). However, Tian as modified does not explicitly teach one or more geographic access permissions. Schneider et al. teaches s one or more geographic access permissions (Locality (L). The location at which the subject resides. This is usually the city in which the subject resides, but can be used for any location-related value, see Schneider et al., Col. 12, lines 27-29). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Tian as modified, to have one or more geographic access permissions, as taught by Schneider et al., to have better scalability with regard to both management of and performance in the VPN (Schneider et al., Col. 22, lines 48-49). As to claim 25, Tian as modified does not explicitly teach the a data sensitivity level and a security level. Schneider et al. teaches a data sensitivity level and a security level (attributes of the object such as the sensitivity level of resources and the trust level of modes of user identification, network links, and encryption methods, see Schneider et al., Col. 7, lines 17-20). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Tian as modified, to have a data sensitivity level and a security level, as taught by Schneider et al., to have better scalability with regard to both management of and performance in the VPN (Schneider et al., Col. 22, lines 48-49). Claim 32 is rejected under the same rationale as stated in the claim 24 rejection. Claim 33 is rejected under the same rationale as stated in the claim 25 rejection. Claim 38 is rejected under the same rationale as stated in the claim 24 rejection. Claims 27 and 40 are rejected under 35 U.S.C. 103 as being unpatentable over Tian (U.S. Pat. Pub. 2018/0121366) in view of McClintock et al. (U.S. Pat. No. 10,007,779) as applied to claims 21-23, 28-31, 34-37 and 39 above, and in further view of Desai et al. (U.S. Pat. No. 10,509,914). As to claim27, Tian as modified teaches providing, to a storage management service, information (A type of access may refer to an operation that can be performed such as reading or writing data, receiving, processing, or sending information, see McClintock et al., Col. 6, lines 13-16). Tian as modified does not explicitly teach information describing data stored in the container storage volume (applying labels or tags to the data (volumes) based on the instances that generate the data, contents of the data, and/or sensitivity of the data, see Desai et al., Col. 2, lines 35-37). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Tian as modified, to have information describing data stored in the container storage volume, as taught by Desai et al., to easily and efficiently replicate the applications and data across different regions ( and/or CSPs) of the world. (Desai et al., Col. 1, lines 44-45). Claim 40 is rejected under the same rationale as stated in the claim 27 rejection. Response to Argument Applicant’s remarks filed on 12/22/2025 with respect to claims 21, 29 and 35 have been considered and they are not persuasive. In response to applicant's argument that “the cited reference fail to teach "whether to issue a request to access a container storage volume based on one or more allowable storage operations and a storage operation attribute of the request" as recited in claim 21”. The Examiner does not agree, please refer to the rejection above. In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., whether to issue a request to access a container storage volume based on a number of allowable storage operations) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAU SHYA MENG whose telephone number is (571)270-1634. The examiner can normally be reached 9AM-5PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles Rones can be reached on 571-272-4085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAU SHYA MENG/Primary Examiner, Art Unit 2168
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Prosecution Timeline

Show 1 earlier event
Apr 23, 2025
Non-Final Rejection mailed — §103, §DOUBLEPATENT
May 29, 2025
Applicant Interview (Telephonic)
May 29, 2025
Examiner Interview Summary
Jun 24, 2025
Response Filed
Oct 01, 2025
Non-Final Rejection mailed — §103, §DOUBLEPATENT
Dec 01, 2025
Interview Requested
Dec 22, 2025
Response Filed
Apr 09, 2026
Final Rejection mailed — §103, §DOUBLEPATENT (current)

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Prosecution Projections

4-5
Expected OA Rounds
79%
Grant Probability
99%
With Interview (+34.6%)
3y 6m (~1y 2m remaining)
Median Time to Grant
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