Prosecution Insights
Last updated: April 19, 2026
Application No. 18/628,409

USER EQUIPMENT BEHAVIOR FOR SUB-BAND FULL DUPLEX OPERATIONS

Non-Final OA §102§103
Filed
Apr 05, 2024
Examiner
COBY, FRANTZ
Art Unit
2459
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
95%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
664 granted / 732 resolved
+32.7% vs TC avg
Minimal +5% lift
Without
With
+4.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
16 currently pending
Career history
748
Total Applications
across all art units

Statute-Specific Performance

§101
7.7%
-32.3% vs TC avg
§103
38.6%
-1.4% vs TC avg
§102
24.9%
-15.1% vs TC avg
§112
12.0%
-28.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 732 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This Office Action is in response to Application filed on April 05, 2024 in which claims 1-20 are presented for examination. Information Disclosure Statement The information disclosure statement (IDS) submitted on August 08, 2025 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 13 and 20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Zhang et al. WO 2024/010632 A1. Regarding claim 1 disclose “A user equipment” (Fig. 2, Component 120), comprising: “at least one processor” (Fig. 2, Component 280); and “at least one memory coupled with the at least one processor” (Fig. 2, Component 282), “with instructions stored in the at least one memory, the instructions being executable by the at least one processor, individually or in any combination, to cause the UE to: receive a first control signal indicating a format pattern for a plurality of symbols” (Fig. 7, Component 710; Paragraph 0096 describing the first configuration may be associated with a TDD pattern. For example, the first configuration may include a common configuration parameter and/or a dedicated configuration parameter for a TDD pattern); “receive a second control signal indicating a sub-band full duplex, SBFD, format configuration for the plurality of symbols, wherein one or more first symbols of the plurality of symbols are configured as SBFD symbols, and wherein one or more second symbols different than the one or more first symbols are configured as non-SBFD symbols” (Fig. 7, Components 720-740; Paragraphs 0091-0093, 0098-0099 describing the second configuration may configure an SBFD format in a resource with a downlink format or a flexible format. For example, an SBFD format or an uplink sub-band may be allowed to be configured in downlink symbols or slots and flexible symbols or slots, but not all downlink symbols or slots. A restricted use is a use (such as a transmission, reception, or configuration) of a resource that renders the resource unsuitable for reconfiguration to an SBFD format); “receive a third control signal indicating one or more modifications to the SBFD format configuration for the one or more first symbols, the one or more second symbols, or both” (See Fig. 7, Components 770-790; Paragraphs 0108-0115); and “communicate in accordance with the first control signal, the second control signal, the third control signal, and an SBFD interpretation rule associated with the one or more modifications to the SBFD format configuration” (See Fig. 7, Component 795; Paragraphs 0116-0117). Regarding claim 13, Zhang et al. disclose “a method for wireless communications at a user equipment (UE)” (Fig. 2, Component 120; Fig. 2, Component 280; Fig. 2, Component 282), comprising: receiving a first control signal indicating a format pattern for a plurality of symbols” (Fig. 7, Component 710; Paragraph 0096 describing the first configuration may be associated with a TDD pattern. For example, the first configuration may include a common configuration parameter and/or a dedicated configuration parameter for a TDD pattern); “receiving a second control signal indicating a sub-band full duplex, SBFD, format configuration for the plurality of symbols, wherein one or more first symbols of the plurality of symbols are configured as SBFD symbols, and wherein one or more second symbols different than the one or more first symbols are configured as non-SBFD symbols” (Fig. 7, Components 720-740; Paragraphs 0091-0093, 0098-0099 describing the second configuration may configure an SBFD format in a resource with a downlink format or a flexible format. For example, an SBFD format or an uplink sub-band may be allowed to be configured in downlink symbols or slots and flexible symbols or slots, but not all downlink symbols or slots. A restricted use is a use (such as a transmission, reception, or configuration) of a resource that renders the resource unsuitable for reconfiguration to an SBFD format); “receiving a third control signal indicating one or more modifications to the SBFD format configuration for the one or more first symbols, the one or more second symbols, or both” (See Fig. 7, Components 770-790; Paragraphs 0108-0115); and “communicating in accordance with the first control signal, the second control signal, the third control signal, and an SBFD interpretation rule associated with the one or more modifications to the SBFD format configuration” (See Fig. 7, Component 795; Paragraphs 0116-0117). Regarding claim 20, Zhang et al. disclose “a non-transitory computer-readable medium storing code for wireless communications” (Fig. 2, Component 120; (Fig. 2, Component 280; (Fig. 2, Component 282), the code comprising instructions executable by one or more processors to: “receive a first control signal indicating a format pattern for a plurality of symbols” (Fig. 7, Component 710; Paragraph 0096 describing the first configuration may be associated with a TDD pattern. For example, the first configuration may include a common configuration parameter and/or a dedicated configuration parameter for a TDD pattern); “receive a second control signal indicating a sub-band full duplex, SBFD, format configuration for the plurality of symbols, wherein one or more first symbols of the plurality of symbols are configured as SBFD symbols, and wherein one or more second symbols different than the one or more first symbols are configured as non-SBFD symbols” (Fig. 7, Components 720-740; Paragraphs 0091-0093, 0098-0099 describing the second configuration may configure an SBFD format in a resource with a downlink format or a flexible format. For example, an SBFD format or an uplink sub-band may be allowed to be configured in downlink symbols or slots and flexible symbols or slots, but not all downlink symbols or slots. A restricted use is a use (such as a transmission, reception, or configuration) of a resource that renders the resource unsuitable for reconfiguration to an SBFD format); “receive a third control signal indicating one or more modifications to the SBFD format configuration for the one or more first symbols, the one or more second symbols, or both” (See Fig. 7, Components 770-790; Paragraphs 0108-0115); and “communicate in accordance with the first control signal, the second control signal, the third control signal, and an SBFD interpretation rule associated with the one or more modifications to the SBFD format configuration” (See Fig. 7, Component 795; Paragraphs 0116-0117). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2-12, 14-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. WO 2024/010632 A1 in view of 2024/0107517 A1 (ZHANG QIAN [US] ET AL). As per claims 2-4, 14-16, most of the limitations of these claims have been noted in the rejection of claims 1 and 13 above. It is noted however, Zhang et al. did not specifically detail the aspects of overriding signaling instructing the UE to override RRC-configured changes to SBFD configurations, e.g., TDD-UL-DL- Configuration Common or TDD-UL-DL-Configuration. On the other hand, ZHANG QIAN ET AL achieved the aforementioned claimed features (See [0086]-[0093], which discloses overriding signaling instructing the UE to override RRC-configured changes to SBFD configurations, e.g., TDD-UL-DL- Configuration Common or TDD-UL-DL-Configuration). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to have combine teachings of ZHANG QIAN ET AL and ZHANG ET AL because that would have enhanced the versatility of ZHANG ET AL by allowing it to further improved in 5G NR technology. These improvements may also be applicable to other multi-access technologies and the telecommunication standards that employ these technologies. As per Claims 5, 17, Zhang et al. disclose “wherein, to communicate in accordance with the first control signal, the second control signal, the third control signal, and the SBFD interpretation rule, the instructions are executable by the at least one processor, individually or in any combination, to cause the UE to: determine, based at least in part on one or more first modifications of the one or more modifications indicated as overriding one or more configurations of at least one of the one or more first symbols as flexible symbols, respective communication directionalities associated with symbols indicated in the one or more first modifications, wherein the respective communication directionalities indicate uplink transmissions to be communicated in uplink sub-bands of the one or more first symbols, downlink transmissions to be communicated in downlink sub-bands of the one or more first symbols, or any combination thereof; and communicate one or more transmissions in accordance with the determined respective communication directionalities in one or more uplink sub-bands, one or more downlink sub-bands, or both, that are associated with the symbols indicated in the one or more first modifications” (See Zhang et al. paragraph [0088]; paragraph [0090]- paragraph [0099] paragraph [0109]-paragraph [0116]; paragraph [0158]-paragraph [0164]; Figure 7; paragraph [0103]-paragraph [0106]). Claims 6, 18, the claims are directed to features which are considered minor implementation details or variations of features listed above, which the skilled person would consider, depending on the circumstances, without exercising inventive skill, in order to solve the problem posed. Claim 7, Zhang et al. disclose “wherein the instructions are executable by the at least one processor, individually or in any combination, to cause the UE to: transmit an indication of a capability of the UE to determine the respective communication directionalities, wherein the respective communication directionalities are determined based at least in part on the capability of the UE” (See Zhang et al. Paragraphs [0103]-[0106], disclosing directionalities based on UE capabilities). Claims 8-10, 19, most of the limitations of these claims have been noted in the rejection of claims 1 and 13 above. It is noted however, Zhang et al. did not specifically detail the aspects of “wherein, to communicate in accordance with the first control signal, the second control signal, the third control signal, and the SBFD interpretation rule, the instructions are executable by the at least one processor, individually or in any combination, to cause the UE to: determine, based at least in part on one or more first modifications of the one or more modifications indicated as overriding one or more configurations of at least one of the one or more first symbols as flexible symbols, respective communication directionalities associated with symbols indicated in the one or more first modifications, wherein the respective communication directionalities indicate uplink transmissions to be communicated in uplink sub-bands of the one or more first symbols, downlink transmissions to be communicated in downlink sub-bands of the one or more first symbols, or any combination thereof; and communicate one or more transmissions in accordance with the determined respective communication directionalities in one or more uplink sub-bands, one or more downlink sub-bands, or both, that are associated with the symbols indicated in the one or more first modifications; wherein, to communicate in accordance with the first control signal, the second control signal, the third control signal, and the SBFD interpretation rule, the instructions are executable by the at least one processor, individually or in any combination, to cause the UE to: apply, to the SBFD format configuration in accordance with the SBFD interpretation rule, one or more second modifications of the one or more modifications indicated as overriding one or more configurations of the one or more second symbols; wherein the instructions are executable by the at least one processor, individually or in any combination, to cause the UE to: transmit an indication of a capability of the UE to determine the respective communication directionalities, wherein the respective communication directionalities are determined based at least in part on the capability of the UE. On the other hand, ZHANG QIAN ET AL achieved the aforementioned claimed features (See ZHANG QIAN ET AL Paragraphs [0086]-[0093]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to have combine teachings of ZHANG QIAN ET AL and ZHANG ET AL because that would have enhanced the versatility of ZHANG ET AL by allowing it to further improved in 5G NR technology. These improvements may also be applicable to other multi-access technologies and the telecommunication standards that employ these technologies. Claims 11-12, most of the limitations of these claims have been noted in the rejection of claim 1 above. It is noted however, Zhang et al. did not specifically detail the aspects of “wherein: the second control signal indicates a UE-common configuration parameter; and the third control signal comprises group-common downlink control information signaling that comprises a slot format indicator field or radio resource control signaling that comprises a UE-dedicated slot format configuration; wherein a format of the group-common downlink control information signaling is a group-common downlink control information format 2_0 or a group-common downlink control information format 2_x”. On the other hand, ZHANG QIAN ET AL achieved the aforementioned claimed features (See ZHANG QIAN ET AL Paragraphs [0088]-[0089]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to have combine teachings of ZHANG QIAN ET AL and ZHANG ET AL because that would have enhanced the versatility of ZHANG ET AL by allowing it to further improved in 5G NR technology. These improvements may also be applicable to other multi-access technologies and the telecommunication standards that employ these technologies. Other Reference(s) Cited US-20230171072-A1 describing [0103] FIG. 4 illustrates an example of a types of full-duplex communications 400 that supports CLI estimation on secondary cells for full-duplex communications in accordance with aspects of the present disclosure. In some examples, the types of full-duplex communications 400 may implement aspects of or be implemented by the wireless communications systems 100 or 200. For example, the full-duplex communications 400 may in-band full duplex communications 405 and sub-band full duplex communications 410. US-20230125512-A1 describing [0067] As further shown in FIG. 4, example 410 shows an example of sub-band full-duplex (SBFD) communication, which may also be referred to as “flexible duplex.” In SBFD, a UE may transmit uplink communications to a base station and receive downlink communications from the base station at the same time, but on different frequency resources. In this case, the downlink resource may be separated from the uplink resource, in the frequency domain, by a guard band. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FRANTZ COBY whose telephone number is (571)272-4017. The examiner can normally be reached Monday-Thursday 7AM-5:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tonia Dollinger can be reached at (571) 272-4170. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FRANTZ COBY/Primary Examiner, Art Unit 2459 March 6, 2026
Read full office action

Prosecution Timeline

Apr 05, 2024
Application Filed
Mar 06, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
95%
With Interview (+4.7%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 732 resolved cases by this examiner. Grant probability derived from career allow rate.

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