Prosecution Insights
Last updated: April 19, 2026
Application No. 18/628,900

LIQUID DROPLET EJECTING HEAD

Final Rejection §103
Filed
Apr 08, 2024
Examiner
MCMILLION, TRACEY M
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Brother Kogyo Kabushiki Kaisha
OA Round
2 (Final)
88%
Grant Probability
Favorable
3-4
OA Rounds
2y 2m
To Grant
90%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
545 granted / 623 resolved
+19.5% vs TC avg
Minimal +2% lift
Without
With
+2.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
34 currently pending
Career history
657
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
56.2%
+16.2% vs TC avg
§102
25.9%
-14.1% vs TC avg
§112
14.7%
-25.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 623 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3, 9 and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Ozawa (US 2009/0244200) and further in view of Hoisington (US 2006/0181557). With regard to claim 1, Ozawa discloses a liquid droplet ejecting head [Fig. 18] comprising: a channel member (71) [Para. 0090] including a channel including a nozzle (74) and a pressure chamber (73) communicating with the nozzle; and a piezoelectric element (75) [Para. 0090] arranged on the channel member and configured to apply a pressure to a liquid inside the pressure chamber so as to eject a liquid droplet of the liquid from the nozzle [Para. 0092], but does not disclose wherein a diameter D [um] of the nozzle and a natural frequency Fr [kHz] of the channel satisfy Expressions 1 and 2 as follows: Expression 1: D ≤ -2.25 x 10exp(-8) x Fr(subscript 4)+ 2.11 x 10 exp(-5) x Fr (subscript 3) -7.60 x 10exp(-3) x Fr² + 1.32 x Fr - 62.9 Expression 2: D ≥ 0.050 x Fr + 8.5. However, Hoisington teaches a diameter D [microns] of the nozzle and a natural frequency f.sub.j [kHz] of the channel satisfy Expressions 1 and 2 as follows: Expression 1: D ≤ -2.25 x 10exp(-8) x Fr(subscript 4)+ 2.11 x 10 exp(-5) x Fr (subscript 3) -7.60 x 10exp(-3) x Fr² + 1.32 x Fr - 62.9 Expression 2: D ≥ 0.050 x Fr + 8.5. [nozzle size may vary on the order of a few microns or be tens of microns - See Para. 0053; natural frequency of an ink jet varies as a function of the ink jet design…equal to or greater than about 100kHz; Para. 0057]. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide a diameter range as claimed with respect a natural frequency the channel to affect the frequency response of the printhead. It would have been obvious to one of ordinary skill in the art at the time the invention was made to satisfy the Expression 1 and 2, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or working ranges involves only routine skill in the art. In re Aller, 105 USPQ 233. With regard to claim 3, Ozawa’s modified liquid droplet ejecting head discloses all the limitations of claim 1, and Hoisington also discloses wherein the diameter D [um] of the nozzle and the natural frequency Fr [kHz] of the channel satisfy Expression 3 as follows: Expression 3: D > 0.055 x Fr+ 11.5. [nozzle size may vary on the order of a few microns or be tens of microns - See Para. 0053; natural frequency of an ink jet varies as a function of the ink jet design...equal to or greater than about 100kHz; Para. 0057]. With regards to claim 9, Ozawa’s modified liquid droplet ejecting head discloses all the limitations of claim 1 and Ozawa also discloses wherein a length of the pressure chamber is 550 um or less. [See Example 1; Fig. 8] With regard to claim 11, Ozawa’s modified liquid droplet ejecting head discloses all the limitations of claim 1 and Ozawa also discloses wherein the diameter D of the nozzle is 25 um or less. [See Example 1; Fig. 8] Claim(s) 2, 4, 6-8, 10 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Ozawa (US 2009/0244200) in view of Hoisington (US 2006/0181557) as applied to claim 1 above, and further in view of Parab (US 2021/0379915). With regard to claim 2, Ozawa’s modified liquid droplet ejecting head discloses all the limitations of claim 1, but does not disclose wherein a resolution of an image recorded by the liquid droplet is 1200 dpi or more. However, Parab teaches a resolution of an image recorded by the liquid droplet is 1200 dpi or more. [Para.0018] It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure the printhead wherein a resolution of an image recorded by the liquid droplet is 1200 dpi or more since higher resolution print heads print with smaller dot sizes. With regard to claim 4, Ozawa’s modified liquid droplet ejecting head discloses all the limitations of claim 3, and Parab also discloses wherein a resolution of an image recorded by the liquid droplet is 600 dpi or more. [Para. 0018] With regard to claim 5, Ozawa’s modified liquid droplet ejecting head according to claim 4, and Parab also discloses wherein the resolution is 600 dpi x 600 dpi. [Para. 0018] Claim(s) 6-8, 10 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Ozawa (US 2009/0244200) in view of Hoisington (US 2006/0181557) as applied to claim 1 above, and further in view of Kakiuchi (US 2021/0370672). With regard to claim 6, Ozawa’s liquid droplet ejecting head discloses all the limitations of claim 1, but does not disclose wherein the piezoelectric element is a thin film piezoelectric element [Para. 0054]. However, Kakiuchi teaches a piezoelectric element is a thin film piezoelectric element. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure the piezoelectric element as a thin piezoelectric element in order to render a high degree of flexure of the piezoelectric layer. With regard to claim 7. Ozawa’s modified liquid droplet ejecting head discloses all the limitations of claim 6, and Kakiuchi also discloses wherein a thickness of the thin film piezoelectric element is 1.5 um or less. [Para. 0054] With regard to claim 8, Ozawa’s liquid droplet ejecting head discloses all the limitations of claim 1, but does not disclose wherein a width of the pressure chamber is 70 um or less. However, Kakiuchi teaches wherein a width of a pressure chamber (26) is 70 um or less.[width of pressure chamber is about 65; Para. 0038] It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure the width of the pressure chamber of Ozawa 70 um or less in order to enhance print quality. With regard to claim 10, Ozawa’s liquid droplet ejecting head discloses all the limitations of claim 1, but does not disclose wherein an ejecting initial velocity of the liquid droplet from the nozzle is 7 m/s or more . However, Kakiuchi teaches wherein an ejecting initial velocity of the liquid droplet from the nozzle is 7 m/s or more. [discharging speed is 6 m/s or faster; Para. 0005] It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure the ejecting initial velocity of the liquid droplet from the nozzle of Ozawa’s modified ejecting head as 7 m/s or more in order to better observe that the liquid droplets divide or diffuse themselves. With regard to claim 12, Ozawa’s liquid droplet ejecting head discloses all the limitations of claim 1, but does not disclose wherein the nozzle is one of a plurality of nozzles arranged at a pitch of 300 dpi or more per a row. However, Kakiuchi teaches wherein the nozzle is one of a plurality of nozzles arranged at a pitch of 300 dpi or more per a row [Para. 0005, 0011]. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to configure to arrange the nozzle of one of a plurality of nozzles at a pitch of 300 dpi or more per a row in order to enhance print quality. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TRACEY M MCMILLION whose telephone number is (571)270-5193. The examiner can normally be reached Monday-Friday 6AM-2:30PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Douglas X. Rodriguez can be reached at 571-431-0716. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TRACEY M MCMILLION/ Examiner, Art Unit 2853 /SHELBY L FIDLER/ Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

Apr 08, 2024
Application Filed
Nov 11, 2025
Non-Final Rejection — §103
Feb 17, 2026
Response Filed
Apr 06, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600153
PRINTING APPARATUS AND METHOD FOR PRODUCING PRINTED MATTER
2y 5m to grant Granted Apr 14, 2026
Patent 12594771
IMAGE RECORDING DEVICE INCLUDING THERMAL HEAD AND READER POSITIONED DOWNSTREAM OF THERMAL HEAD IN CONVEYING DIRECTION
2y 5m to grant Granted Apr 07, 2026
Patent 12594775
PRINTING APPARATUS
2y 5m to grant Granted Apr 07, 2026
Patent 12577729
PRESERVATION OF MOISTURE EVAPORATION AND BODY TEMPERATURE REGULATION PROPERTIES ON GARMENTS POST PRINTING
2y 5m to grant Granted Mar 17, 2026
Patent 12578668
EXPOSURE HEAD AND IMAGE FORMING APPARATUS
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
88%
Grant Probability
90%
With Interview (+2.4%)
2y 2m
Median Time to Grant
Moderate
PTA Risk
Based on 623 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month