Prosecution Insights
Last updated: May 29, 2026
Application No. 18/629,497

UNDERWATER OPTICAL WIRELESS COMMUNICATION DEVICE

Non-Final OA §103
Filed
Apr 08, 2024
Priority
Apr 10, 2023 — JP 2023-063595
Examiner
SHAMEEM, ASIF ISLAM
Art Unit
2634
Tech Center
2600 — Communications
Assignee
Shimadzu Corporation
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
14 granted / 16 resolved
+25.5% vs TC avg
Strong +15% interview lift
Without
With
+15.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
11 currently pending
Career history
34
Total Applications
across all art units

Statute-Specific Performance

§103
76.2%
+36.2% vs TC avg
§102
4.8%
-35.2% vs TC avg
§112
14.3%
-25.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 16 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement submitted on 04/08/2024 has beenconsidered by the examiner and made of record in the application file. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Hilgers (US 8207676), and further in view of Simpson (US 20140248058). Consider Claim 1, Hilgers discloses an optical wireless communication device comprising: a first light receiver configured to receive communication light emitted (Claim 1, Line 4 where a first sensor receives light from a light source), a second light receiver configured to receive ambient light (Claim 1, Line 7 where second sensor receives ambient light), which is light other than the communication light; and a controller configured to perform control to adjust a gain of the first light receiver, based on intensity of the communication light received by the first light receiver and intensity of the ambient light received by the second light receiver (Lines 14-18, where controller generates control signals based on difference from first and second signals to compensate for influence of ambient light) but does not disclose an underwater optical wireless communication device and a light receiver configured to receive communication light emitted from another wireless communication device. However, Simpson discloses an underwater optical wireless communication device (Figure 1A, element 102) a first light receiver configured to receive communication light emitted from another wireless communication device (Paragraph 0028, where transceiver pair elements 100 communicate with each other in an underwater setting). Therefore, it would have been obvious to one of ordinary skill in the art before theeffective filing date of applicant’s claimed invention to have incorporated the teachingsof Simpson into Hilgers to enhance signal strength in an underwater setting. Consider Claim 9, Hilgers discloses a housing configured to house the first light receiver (Figure 1, where first sensor element 14 is constrained with a sidewall element 38) , the second light receiver (Column 7, Lines19-22, where second sensor element is constrained with a sidewall element 48), and the controller (Figure 1, controller element 24 is located underneath PCB element 18), wherein each of the first light receiver and the second light receiver is positioned within the housing such that an incident direction of the ambient light is the same (Figure 1, where first sensor element 14 and second sensor element 16 receive ambient light from ambient light source element 33 in same direction) but does not disclose The underwater optical wireless communication device as recited in claim 1. However, Simpson discloses the underwater optical wireless communication device as recited in claim 1 (Figure 1A, element 100). Therefore, it would have been obvious to one of ordinary skill in the art before theeffective filing date of applicant’s claimed invention to have incorporated the teachingsof Simpson into Hilgers to enhance signal strength in an underwater setting. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Hilgers, in view of Simpson, and further in view of Farr (US 20160127042). Consider Claim 10, Hilgers does not disclose the limitations of this claim. However, Simpson discloses the underwater optical wireless communication device as recited in claim 1, wherein the first light receiver includes a photomultiplier tube (Claim 2, Line 1, where detector array of receiver uses photomultipliers) but does not disclose wherein the second light receiver includes a photodiode capable of receiving light with a higher intensity than that of the photomultiplier tube. Therefore, it would have been obvious to one of ordinary skill in the art before theeffective filing date of applicant’s claimed invention to have incorporated the teachingsof Simpson into Hilgers to enhance signal strength in an underwater setting. However, Farr discloses a second light receiver includes a photodiode capable of receiving light with a higher intensity than that of the photomultiplier tube (Paragraph 0141, where photodiode receives high ambient light conditions compared to photomultiplier tube). Therefore, it would have been obvious to one of ordinary skill in the art before theeffective filing date of applicant’s claimed invention to have incorporated the teachingsof Farr into Hilgers and Simpson to so receivers in underwater settings can detect light at different sensitivity levels. Allowable Subject Matter Claims 2-8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ASIF SHAMEEM whose telephone number is (571)272-6576. The examiner can normally be reached Monday - Friday 8:00 AM EST-5:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, KENNETH VANDERPUYE can be reached at (571) 272-3078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ASIF SHAMEEM/Examiner, Art Unit 2634 /KENNETH N VANDERPUYE/Supervisory Patent Examiner, Art Unit 2634
Read full office action

Prosecution Timeline

Apr 08, 2024
Application Filed
Jan 27, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12634007
OPTICAL NETWORK TEST INSTRUMENT INCLUDING TESTING FOR OPTICAL NETWORK UNIT AND OPTICAL LINE TERMINAL ASSIGNMENT
2y 9m to grant Granted May 19, 2026
Patent 12621592
TIME SYNCHRONIZATION METHOD FOR PASSIVE OPTICAL NETWORK, AND ELECTRONIC DEVICE AND STORAGE MEDIUM
2y 7m to grant Granted May 05, 2026
Patent 12609774
UNMANNED UNDERWATER VEHICLE WITH AN OPTICAL COMMUNICATION ASSEMBLY, AN OPTICAL COMMUNICATION ASSEMBLY, AND A METHOD OF TRANSMITTING AN OPTICAL SIGNAL
2y 7m to grant Granted Apr 21, 2026
Patent 12578617
Optical Comb Generation Device
2y 7m to grant Granted Mar 17, 2026
Patent 12578468
Optical Comb Generation Device
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
99%
With Interview (+15.4%)
2y 5m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 16 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month