Prosecution Insights
Last updated: August 17, 2026
Application No. 18/629,647

IMAGE PROCESSING APPARATUS WHICH TRANSMITS IMAGE DATA TO AN EXTERNAL APPARATUS, CONTROL METHOD FOR IMAGE PROCESSING APPARATUS, AND STORAGE MEDIUM

Final Rejection §103
Filed
Apr 08, 2024
Priority
Mar 16, 2022 — JP 2022-041324 +1 more
Examiner
DOTTIN, DARRYL V
Art Unit
2683
Tech Center
2600 — Communications
Assignee
Canon Inc.
OA Round
2 (Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
433 granted / 546 resolved
+17.3% vs TC avg
Moderate +12% lift
Without
With
+12.1%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
14 currently pending
Career history
553
Total Applications
across all art units

Statute-Specific Performance

§101
7.8%
-32.2% vs TC avg
§103
51.1%
+11.1% vs TC avg
§102
25.0%
-15.0% vs TC avg
§112
15.0%
-25.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 546 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims 2. Claims 1-13 are pending in this application. Claims 1, 9 and 10 are amended. Claims 11-13 are new. Response to Arguments Applicant’s arguments, see Remarks, filed 05/19/2026, with respect to the 35 U.S.C. 102(a)(1) rejection(s) of claim(s) 1-10 under Tsujimoto (US PG. Pub. 2014/0355039 A1) have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Utoh (US PG. Pub. 2021/0014371 A1). Applicant’s specifically argues on page 6 of the Remarks that “In Tsujimoto, and in contrast to the present claimed arrangement, an information processing apparatus causes an authentication server to transmit print data stored therein to an MFP. Tsujimoto does not disclose a configuration in which an MFP reads an image printed by itself and causes an external apparatus to store the image as in the present claimed arrangement. Furthermore, in Tsujimoto, and in contrast to the present claimed arrangement, an image processing apparatus that prints an image and reads the printed image does not cause image data generated by reading the printed image to be stored in the storage location which is based on the code image that was read and which is in the external apparatus….In view of the above remarks and amendments to the claims, it is respectfully submitted that Tsujimoto fails to teach or suggest each feature claimed in amended claim 1 and therefore cannot anticipate amended claim 1.” Based on applicant’s argument above, the Examiner, respectfully agrees. However, the newly added prior art of Utoh (US PG. Pub. 2021/0014371 A1) explicitly teaches “an MFP reads an image printed by itself and causes an external apparatus to store the image as in the present claimed arrangement, as required by the amended claim. Please see: Sect. [0062]-[0065] of the Utoh reference, which states… “(1)The user first selects the print workflow. Accordingly, an apparatus 20 displays the document type acquired by a service providing system 10 from a print data storage unit 11. The user selects the document type he/she wants to print in the workflow. (2) The apparatus 20 transmits the document type to the service providing system, and the service providing system 10 acquires the ID associated with the document type of from a processing method storage unit 13. Processing method information (ID: document type: processing method) is registered in the processing method storage unit 13. An ID is identification information that identifies the document and links the print workflow to the read workflow. The document type is information that identifies the document, such as the name of various documents such as an application form and other documents. The processing method indicates how to process the image data of the document in the read workflow. The service providing system 10 acquires the print data of the document indicated by the document type from the print data storage unit 11. (3) The service providing system 10 converts the ID into an image code (e.g., a Quick Response (QR) code (registered trademark)) 9, forms the image code 9 in the print data of the document, and transmits the document to the apparatus 20. Accordingly, the apparatus 20 can print a document in which the image code 9 is formed. Here, the Print Data Storage Unit 11 is external to the Printer 20 as seen in Fig. 1A of the Utoh reference below. PNG media_image1.png 200 400 media_image1.png Greyscale Claim Rejections - 35 USC § 103 7. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 8. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 9. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. 10. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 11. Claims 1-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tsujimoto (US PG. Pub. 2014/0355039 A1) in view of Utoh (US PG. Pub. 2021/0014371 A1). Referring to Claim 1, Tsujimoto teaches an image processing apparatus (See Tsujimoto, Figs. 1-2, Image Output System) comprising: a processor (See Tsujimoto, Fig. 1, CPU of Control Unit 10) that causes the image processing apparatus to function as (See Tsujimoto, Sect. [0071], the CPU or the MPU of the control unit 10 loads and executes a control program previously stored in a ROM (not illustrated) into a RAM (not illustrated) to operate the multifunction device 1 as the image output device of the image output system): a receiving unit (See Tsujimoto, Fig. 2, The image obtaining unit 33 configured to receive image data (See Tsujimoto, Sect. [0089], The image obtaining unit 33 may be a used to obtain the image data.); a generating unit (See Tsujimoto, Fig. 2, Control Unit 10) configured to generate a code image (See Sect. [0124] lines 4-6, the control unit 10 of the multifunction device 1 receives the instruction for generation of the code pattern from the user); a printing unit (See Tsujimoto, Fig. 12, The image forming unit 13 configured to print, on a sheet, an image based on the received image data (See Tsujimoto, Sect. [0068], The image forming unit 13 is an image forming means based on an electro-photographic system, an inkjet system, a thermal transfer system or the like, and performs a printing processing (image output) based on image data that the image reading unit 12 read from a document or printing data that the communication unit 14 receives from outside through a network N. The image forming unit 13 forms images (characters/photographs/graphics) on a recording sheet, such as recording paper, based on the image data or the printing data.), and the generated code image (See Tsujimoto, Sect. [0096] lines 18-21, the code pattern may be displayed on the operation panel 11 (display unit 11b) of the multifunction device 1 and may be printed on paper so as to be attached onto an appropriate position of the multifunction device 1.); a reading unit (See Tsujimoto, Fig. 2, Image reading unit 12) configured to read the printed image and the printed code image on the sheet to generate image data (See Tsujimoto, Fig. 2, Sect. [0067], The image reading unit 12 is, for example, a scanner including a charged coupled device (CCD) and reads characters, images and the like, which are printed on a document, as image data. Further, the image reading unit 12 may has a function of transferring sequentially each sheet of documents, which are placed on a predetermined document tray, up to positions read by the scanner.); and a transmitting unit (See Tsujimoto, Fig. 2, Control Unit 20) configured to transmit the generated image data to cause an external apparatus to store the generated image data in a storage location which is based on the read code image (See Tsujimoto, Sect. [0102], When the multifunction device 1 is specified (YES in S9), the control unit 20 of the authentication server 2 reads the printing data stored in the electronic data DB 21a in association with the user (user ID) authenticated in step S3 by the storage processing unit 24. Further, the control unit 20 transmits the printing data read from the electronic data DB 21a to the multifunction device 1 specified in step S8 (S12), and instructs the multifunction device 1 to execute the printing processing. Thereby, the printing processing, which was instructed to be executed by the user using the information processing terminal 3, can execute.)). Tsujimoto fails to explicitly teach the external apparatus being different from the image processing apparatus, the storage locations being in the external apparatus However, Utoh teaches the external apparatus being different from the image processing apparatus (See UToh, Fig. 2, External System 30, Sect. [0088], The external system 30 may be a backbone system of a company or a system provided by an external company. The external system 30 is, for example, a computer system that provides cloud services, referred to as storage services (or online storage) via the network. Thus, the storage services are located within the external system 30.)., the storage locations being in the external apparatus (See Utoh, Sect. [0127], The print data storage unit 11, the read data storage unit 12, and the processing method storage unit 13 of the storage unit 19 are storages on the external system 30 illustrated in FIG. 2. The print data storage unit 11, the read data storage unit 12, and the processing method storage unit 13 may all be different folders or in the same folder in the same cloud storage service. These storages may be provided in a plurality of different loud storage services (external systems 30.sub.1, 30.sub.2 . . . ) may also be provided.). It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Tsujimoto to incorporate the teachings of Utoh to have an external apparatus being different from the image processing apparatus, the storage locations being in the external apparatus. Doing so would provide an image output system and an information processing device capable of allowing a user to easily use a desired image output device without knowing specific information of the image output device (multifunction device) in advance at the time of using the image output device itself and also provide an authentication device and an image output system capable of preventing illegal obtainment of secret information (See Sect. [0011]), as recognized by Utoh. Referring to Claim 2, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 1 (See Tsujimoto, Figs. 1-2, Image Output System), wherein the processor further causes the image processing apparatus to function as (See Tsujimoto, Sect. [0071], the CPU or the MPU of the control unit 10 loads and executes a control program previously stored in a ROM (not illustrated) into a RAM (not illustrated) to operate the multifunction device 1 as the image output device of the image output system): an analyzing unit (See Tsujimoto, Fig. 2, Control Unit 10) configured to analyze the read code image (See Tsujimoto, Sect. [0124], the control unit 10 of the multifunction device 1 receives the instruction for generation of the code pattern from the user, the control unit 10 requests the generation of the code pattern to the authentication server 2, and obtains the generated code pattern from the authentication server 2. Since the authentication server 2 generates the code pattern, it is possible to manage the code pattern of each multifunction device 1 at the authentication server 2 at one time, and the multifunction device 1 needs not to have the function of generating the code pattern. Further, when the code pattern are generated using the information (information of the multifunction device) which is likely to be appropriately changed, the user can request the multifunction device 1 to execute the printing processing using the latest code pattern.), and wherein the transmitting unit transmits the generated image data to cause the external apparatus to store the generated image data in the storage location obtained by analyzing the read code image (See Tsujimoto, Sect. [0132], the control unit 10 codes the predetermined information (multifunction device ID) of the multifunction device and the received printing conditions to generate the code pattern (S33). Further, the control unit 10 displays the generated code pattern on the operation panel 11 (S34), and ends the processing. Further, the predetermined information of the multifunction device, that is, the information for each multifunction device 1 is stored in the storage unit (not illustrated) in advance.). Referring to Claim 3, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 1 (See Tsujimoto, Figs. 1-2, Image Output System), wherein the processor further causes the image processing apparatus to function as (See Tsujimoto, Sect. [0071], the CPU or the MPU of the control unit 10 loads and executes a control program previously stored in a ROM (not illustrated) into a RAM (not illustrated) to operate the multifunction device 1 as the image output device of the image output system): an input unit (See Tsujimoto, Fig. 2, input unit 11a) configured to input connection information for connecting to the external apparatus (See Tsujimoto, Sect. [0066] lines 3-6 and Sect. [0069], The input unit 11a includes various input keys required to operate the multifunction device 1 by a user and receives information based on the input key operated by the user and transmits the received information to the control unit 10 for communicating with the communication unit 14 which includes a network card, a modem and the like, and can be connected to the communication network N such as a public-line network, a local area network (LAN), and the Internet, and communicates with external devices, such as the authentication server 2 and the information processing terminal 3 through the network N.). Referring to Claim 4, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 3 (See Tsujimoto, Figs. 1-2, Image Output System), wherein the input unit is an operation panel (See Tsujimoto, Fig. Sect. [0066] lines 1-6, The operation panel 11 is a touch panel in which an input unit 11a and a display unit 11b are integrally configured. The input unit 11a includes various input keys required to operate the multifunction device 1 by a user and receives information based on the input key operated by the user and transmits the received information to the control unit 10.). Referring to Claim 5, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 3 (See Tsujimoto, Figs. 1-2, Image Output System), wherein the connection information is an IP address of the external apparatus (See Tsujimoto, Sect. [0029] line7-12, network identification information of the IP address of the image output device is managed by the authentication device side, when the processing request of the image output device is transmitted from an external device (device to be used by the user) to the authentication device). Referring to Claim 6, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 5 (See Tsujimoto, Figs. 1-2, Image Output System), wherein the IP address is obtained based on the read code image (See Tsujimoto, Sect. [0103] lines 1-7, when the destination information (IP address) of the multifunction device 1 is, for example, included in the code pattern (information of the multifunction device) photographed by the image obtaining unit 33 of the information processing terminal 3, the authentication server 2 can obtain the destination of the multifunction device 1 from the code pattern.). Referring to Claim 7, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 1 (See Tsujimoto, Figs. 1-2, Image Output System), wherein the image is an image for an assignment (See Tsujimoto, Fig. 10, Sect. [0121], The printing request screen illustrated on the lower side of FIG. 10 displays file names, registered dates for each of the plurality of printing data previously registered in the authentication server 2 by the logged-in user, and check boxes for selecting each printing data, in association with one another. Further, the check box may be configured to select the plurality of printing data. Further, the printing request screen illustrated on the lower side of FIG. 10 displays a description of the fact that the user photographs the pattern displayed on the multifunction device 1 by using the image obtaining unit 33 of the information processing terminal 3, the photographing button, and the print button.). Referring to Claim 8, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 1 (See Tsujimoto, Figs. 1-2, Image Output System), wherein the code image is generated based on information which is different from the received image data (See Tsujimoto, Sect. [0128], the user who desires to use the multifunction device 1 operates the operation panel 11 of the multifunction device 1 to set the desired printing conditions, and operates, for example, a `code pattern generating` button displayed on the operation panel 11. When the code pattern generating button is operated, the control unit 10 of the multifunction device 1 codes the predetermined information of the multifunction device and the printing conditions set by the user, and displays the generated code pattern on the operation panel 11 (display unit 11b) to notify (present) the user. The printing conditions are the setting conditions relating to the processing which can be executed by the multifunction device 1, such as execution of N-up printing, execution of color printing, and execution of black and white printing.). Referring to Claim 9, arguments analogous to claim 1 are applicable herein. The structural elements of “An image processing apparatus” in claim 1 perform all of the operations of “A control method” in claim 9. Thus, “A control method” in claim 9 is rejected for reasons explicitly taught in the rejection of claim 1. Referring to Claim 10, arguments analogous to claim 1 are applicable herein. Thus, a non-transitory computer-readable storage medium of claim 10 is explicitly/inherently taught as evidenced by (See Tsujimoto, Fig. 3, Sect. [0077], FIG. 3 is a block view illustrating the functional configuration of the authentication server 2. In the control unit 20 of the authentication server 2, the CPU or the MPU executes a control program previously stored in the storage unit 21 or the ROM to realize each function of a function control unit 23, a storage processing unit 24, a multifunction device management unit 25, and a user authentication unit 26. The function control unit 23 controls each operation of the storage processing unit 24, the multifunction device management unit 25, and the user authentication unit 26.) and various memories stored therein. Referring to Claim 11, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 1 (See Tsujimoto, Figs. 1-2, Image Output System). Tsujimoto fails to explicitly teach wherein the processor further causes the image processing apparatus to function as: an obtaining unit configured to obtain storage location information indicating the storage location, wherein the generating unit generates the code image based on the obtained storage location information. However, Utoh teaches wherein the processor further causes the image processing apparatus to function as (See Utoh, Sect. [0500], the “processing circuit” includes a processor programmed to execute each function by software such as a processor implemented in an electronic circuit; or devices such as an Application Specific Integrated Circuit (ASIC) a digital signal processor (DSP), a field programmable gate array (FPGA), and a conventional circuit module, designed to execute each function): an obtaining unit (See Utoh, Fig. 7, The print data storage destination setting field 302) configured to obtain storage location information indicating the storage location (See Utoh, Sect. [0143], The print data storage destination setting field 302 is a field in which the administrator sets the path information of the folder of the storage destination of the print data (for example, the print data storage section 11). For example, “/store/print_data/” is set. In FIG. 11, for the acquisition of a list of the file names in step S14, and for the acquisition of the print data in step S20, the storage destination will be the acquisition destination.), wherein the generating unit generates the code image based on the obtained storage location information (See Utoh, Sect. [0244]-[0245], ] S42: The read workflow processing unit 15 specifies the ID of the document type and acquires processing method information from the processing method storage unit 13. Here, the processing method is to be acquired. When “paper_id 003” is the ID of the document type read from the image code, the processing method includes the data storage destination “/kyuka folder and below” and the report destination “ccc@bb.cc”…In S43: The read workflow processing unit 15 stores image data in a folder set in the processing method storage unit 13. In FIG. 16, it is assumed that the folder is in the read data storage unit 12.). It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Tsujimoto to incorporate the teachings of Utoh wherein the processor further causes the image processing apparatus to function as: an obtaining unit configured to obtain storage location information indicating the storage location, wherein the generating unit generates the code image based on the obtained storage location information. Doing so would provide an image output system and an information processing device capable of allowing a user to easily use a desired image output device without knowing specific information of the image output device (multifunction device) in advance at the time of using the image output device itself and also provide an authentication device and an image output system capable of preventing illegal obtainment of secret information (See Sect. [0011]), as recognized by Utoh. Referring to Claim 12, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 11 (See Tsujimoto, Figs. 1-2, Image Output System). Tsujimoto fails to explicitly teach wherein the storage location information is a file path. However, Utoh teaches wherein the storage location information is a file path (See Utoh, Sect. [0159], The processing method storage destination setting field 312 is a field for setting the path information of the folder of the storage destination of the processing method (for example, the processing method storage unit 13) by the administrator. For example, “/store/process_data/” is set. If the setting of the print workflow (the application document printing service 601) is included here, the service providing system shall refer to the setting and follow the setting.). It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Tsujimoto to incorporate the teachings of Utoh to wherein the storage location information is a file path. Doing so would provide an image output system and an information processing device capable of allowing a user to easily use a desired image output device without knowing specific information of the image output device (multifunction device) in advance at the time of using the image output device itself and also provide an authentication device and an image output system capable of preventing illegal obtainment of secret information (See Sect. [0011]), as recognized by Utoh. Referring to Claim 13, the combination of Tsujimoto in view of Utoh teaches the image processing apparatus according to claim 1 (See Tsujimoto, Figs. 1-2, Image Output System). Tsujimoto fails to explicitly teach wherein the code image is a QR code image. However, Utoh teaches wherein the code image is a QR code image (See Utoh, Sect. [0065], The service providing system 10 converts the ID into an image code (e.g., a Quick Response (QR) code (registered trademark)) 9, forms the image code 9 in the print data of the document, and transmits the document to the apparatus 20. Accordingly, the apparatus 20 can print a document in which the image code 9 is formed.). It would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified Tsujimoto to incorporate the teachings of Utoh to wherein the code image is a QR code image. Doing so would provide an image output system and an information processing device capable of allowing a user to easily use a desired image output device without knowing specific information of the image output device (multifunction device) in advance at the time of using the image output device itself and also provide an authentication device and an image output system capable of preventing illegal obtainment of secret information (See Sect. [0011]), as recognized by Utoh. Cited Art 12. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure Nakajima et al. (US PG. PUB. No. 2016/0105582 A1) discloses If a storage period of data held in a holding unit elapses and the data is deleted from the holding unit after a user logs out of a job processing apparatus, the user cannot easily recognize that there is deleted data. A method for controlling the job processing apparatus includes holding in the holding unit a job associated with a user, storing in a first storing unit identification information for identifying a user associated with a job deleted from the holding unit, storing in a second storing unit identification information for identifying a user associated with a job of which holding in the holding unit has failed, notifying based on the identification information stored in the first storing unit a user that the job is deleted, and notifying based on the identification information stored in the second storing unit a user that the holding of the job has failed. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DARRYL V DOTTIN whose telephone number is (571)270-5471. The examiner can normally be reached M-F 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Abderrahim Merouan can be reached on 571-270-5254. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DARRYL V DOTTIN/Primary Examiner, Art Unit 2683 /DARRYL V DOTTIN/Primary Examiner, Art Unit 2683
Read full office action

Prosecution Timeline

Apr 08, 2024
Application Filed
May 20, 2024
Response after Non-Final Action
Feb 20, 2026
Non-Final Rejection mailed — §103
May 19, 2026
Response Filed
Jun 08, 2026
Final Rejection mailed — §103 (current)

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