Prosecution Insights
Last updated: October 02, 2026
Application No. 18/629,938

CHARGING ROLL FOR ELECTROPHOTOGRAPHIC DEVICES AND METHOD FOR PRODUCING CHARGING ROLL FOR ELECTROPHOTOGRAPHIC DEVICES

Non-Final OA §103
Filed
Apr 09, 2024
Priority
Dec 28, 2021 — JP 2021-214583 +1 more
Examiner
SEILER, GRANT STEVEN
Art Unit
Tech Center
Assignee
SUMITOMO RIKO Company Limited
OA Round
1 (Non-Final)
54%
Grant Probability
Moderate
1-2
OA Rounds
1y 0m
Est. Remaining
61%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allowance Rate
19 granted / 35 resolved
-5.7% vs TC avg
Moderate +7% lift
Without
With
+6.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
30 currently pending
Career history
65
Total Applications
across all art units

Statute-Specific Performance

§103
74.6%
+34.6% vs TC avg
§102
6.5%
-33.5% vs TC avg
§112
15.4%
-24.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 35 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Allowable Subject Matter Claim 3 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 4, and 5 are rejected under 35 U.S.C. 103 as being unpatentable over Inoue et al (US Patent 6,400,919) in view of Takesawa et al (JP 2017-125946) (machine translation of which is referred to henceforth). Inoue discloses an electrophotographic apparatus comprising a charging roller, which is also referred to generically as a conducting member (col. 5, line 10). The conducting member comprises a conductive support (analogous to a shaft), an elastic layer disposed on the support, and a surface layer formed in turn on the elastic layer (col. 6, lines 21 – 27). Inoue teaches several resins which may serve as the binder resin of the surface layer (col. 10, lines 15 – 22), pointing out acrylic resin as being preferable. Inoue also teaches that the surface layer may comprise one or more conducting agents, and gives an example metal oxides such as tin oxide (col. 10, lines 28 – 35). The conducting agent is preferably subjected to a surface treatment (col. 10, lines 53 – 61). Inoue does not appear to teach a fluorine-based anionic surface modifier for the conducting agent. Takesawa teaches an electrophotographic photoreceptor having a protective layer as a surface layer ([0006]). Takesawa discloses a configuration wherein the protective layer comprises a binder resin and metal oxide particles ([0015], [0042]). Acrylic resin is given as an example of a preferable binder resin for use in the surface layer ([0044]). Takesawa gives tin oxide as an example of the metal oxide particles contained in the surface layer ([0046]). Takesawa teaches that the metal oxide fine particles have a first surface treatment agent A ([0045]), which contains a fluorine atom ([0050]). The fluoroalkyl group of surface treatment agent A preferably has 4 – 7 carbon atoms, which increases the degree of hydrophobicity of the metal oxide fine particles. This in turn enhances hydrophobicity of the protective (surface) layer, and reduces the amount of water in the layer ([0051]). Takesawa gives a phosphate ester-based agent having fluorine atoms as an example of a surface treatment agent A ([0053]). In preparing the charging roller taught by Inoue, which comprises in a surface layer metal oxide particles which may be tin oxide, and a binder resin which may preferably be an acrylic resin, one of ordinary skill in the art would have been motivated to improve the hydrophobicity of the metal oxide particles, and thereby the hydrophobicity of the surface layer, by surface treating the metal oxide particles as taught by Takesawa. The phosphate ester having a fluoroalkyl group taught as a surface treatment agent by Takesawa would be anionic due to deprotonation of a hydroxyl function on the phosphate ester group, and therefore would read on the fluorine-based anionic surface modifier recited in Claim 1. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to prepare the charging roller taught by Inoue, wherein the metal oxide particles comprised in the surface layer are surface-treated as taught by Takesawa, resulting in a charging roller described by Claim 1. As mentioned above, both Inoue and Takesawa teach tin oxide as an optional embodiment of the metal oxide particles, satisfying Claim 4. Inoue describes examples of methods for surface-treating the metal oxide particles (col. 10, lines 62 – 64). A dry process and a wet process are described (col. 10, line 65 – col. 11, line 22), each of which would read on the step of mixing the metal oxide and the surface treatment agent recited in Claim 5. Inoue further describes the preparation of a coating fluid for forming the surface layer which entails mixing of surface-treated tin oxide particles with a binder resin (col. 12, lines 58 – 67), reading on the step of mixing the treated metal oxide with the binder resin recited in Claim 5. Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Inoue et al (US Patent 6,400,919) in view of Takesawa et al (JP 2017-125946), further in view of Nishioka et al (US PGP 2016/0154323). The above discussions of Inoue and Takesawa are incorporated herein. Neither of Inoue or Takesawa appears to teach roughness-forming particles. Nishioka teaches an electrophotographic electroconductive member comprising an electroconductive substrate, an electroconductive elastic layer, and a surface layer (Abstract), which may be a charging roller ([0005]). The surface layer may contain particles for roughness adjustment ([0118] – [0119]). The particles for roughness adjustment may be resin (organic) particles or inorganic particles. The particles may be surface-treated, but Nishioka does not offer further guidance surrounding the surface treatment agent used. In preparing the charging roller taught by Inoue, wherein the metal oxide particles comprised in the surface layer are surface-treated as taught by Takesawa, one of ordinary skill in the art would have been motivated to control the surface roughness of the charging roller by incorporating the particles for roughness adjustment taught by Nishioka. Further, where Nishioka teaches surface treatment of the particles for roughness adjustment, but does not offer further guidance, one of ordinary skill in the art would have been motivated to improve the hydrophobicity of those particles by surface-treating them with the surface treatment agent taught by Takesawa. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to prepare the charging roller taught by Inoue, wherein the metal oxide particles comprised in the surface layer are surface-treated as taught by Takesawa, incorporating the particles for roughness adjustment taught by Nishioka, wherein the particles for roughness adjustment are surface-treated as taught by Takesawa, resulting in a charging roller described by Claim 2. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Grant S Seiler whose telephone number is (571)272-3015. The examiner can normally be reached 9:30 - 5:30 Pacific. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Johnson can be reached at 571-272-1177. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GRANT STEVEN SEILER/ Examiner, Art Unit 1734 /PETER L VAJDA/ Primary Examiner, Art Unit 1737 08/10/2026
Read full office action

Prosecution Timeline

Apr 09, 2024
Application Filed
Aug 13, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
54%
Grant Probability
61%
With Interview (+6.7%)
3y 5m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 35 resolved cases by this examiner. Grant probability derived from career allowance rate.

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