Prosecution Insights
Last updated: July 17, 2026
Application No. 18/630,599

LOCK DEVICES, SYSTEMS AND METHODS

Final Rejection §103
Filed
Apr 09, 2024
Priority
Jan 30, 2012 — provisional 61/592,358 +3 more
Examiner
LUGO, CARLOS
Art Unit
3675
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Schlage Lock Company LLC
OA Round
2 (Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
9m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
948 granted / 1267 resolved
+22.8% vs TC avg
Moderate +14% lift
Without
With
+14.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
32 currently pending
Career history
1304
Total Applications
across all art units

Statute-Specific Performance

§103
58.4%
+18.4% vs TC avg
§102
2.4%
-37.6% vs TC avg
§112
36.4%
-3.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1267 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. This Office Action is in response to applicant’s amendment filed on 5/5/26. Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 33, 34, and 48 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over US Pat No 8,621,900 to Wu et al (Wu) in view of US Pat No 9,512,644 to Lambrou et al (Lambrou). PNG media_image1.png 570 1136 media_image1.png Greyscale Regarding claims 33 and 48, Wu discloses a door lock that comprises a locking mechanism (2) configured to move in a locking direction and an unlocking direction via an actuator (manual, not shown, or electrical by motor 131, col 3 line 35). Wu fails to discloses that the door lock further comprises an encoder that includes a plurality of circuits, states of said plurality of circuits varying based on a position of the locking mechanism; wherein a first set of states of the plurality of circuits of the encoder designates a first position of the locking mechanism corresponding to a left handed lock configuration of the door lock; and wherein a second set of states of the plurality of circuits of the encoder designates a second position of the locking mechanism corresponding to a right handed lock configuration of the door lock. Wu discloses that the door lock comprises a first set of state of plurality of circuits corresponding to a right-handed lock configuration (when moved from switches 171 to 172) because the locking mechanism can only cause the first set of states in the right-handed lock configuration, when is moved in that direction. Also, the second set of state of plurality of circuits left-handed lock configuration (when moved from switches 171 to 173) because the locking mechanism can only cause the second set of states in the left-handed lock configuration, when is moved in the opposite direction. . PNG media_image2.png 625 971 media_image2.png Greyscale Lambrou teaches that it is well known in the art to provide an encoder (24 and 26, a sensor which converts a position into an electrical signal). The encoder will poll a signal depending on the orientation of the door lock, being left or right-handed door orientation. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the door lock described by Wu with an encoder, as taught by Lambrou, in order to automatically allow the device to perform the corresponding function depending on the orientation of the door. As to claim 34, Wu discloses that the locking mechanism is movable between a locked position and an unlocked position via at least one driving member; and wherein the door lock comprises a manual actuator operable to actuate the locking mechanism between a locked position and an unlocked position (col 3 line 35). Claim 35-38, 41-44, 47, 49 and 50 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over US Pat No 8,621,900 to Wu et al (Wu) in view of US Pat No 9,512,644 to Lambrou et al (Lambrou) and further in view of US Pat No 4,452,058 to Noel. As to claims 35, 47 and 49, Wu, as modified by Lambrou, fails to disclose that the encoder has a plurality of physical states that correspond to movement of a first position sensor coupled to and moveable with the at least one driving member; and a second position sensor coupled to and moveable with the manual actuator. The combination teaches an encoder (Lambrou encoder 24, 26) that has a plurality of physical states that corresponds to the movement of the elements by means of a switch (Wu 171-173) and a protrusion (Wu 162). PNG media_image3.png 608 903 media_image3.png Greyscale Noel teaches that it is well known in the art to provide a connection to detect certain function of a movable member (levers 33 or 51), using a first position member (metal plate 39 or 55) and a second position member (metal plate at the PCB 56). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the connection between the members described by Wu, as modified by Lambrou, as one using metal plates, as taught by Noel, in order to detect the desired movement along the whole predetermined distance. As to claim 36, Noel teaches that the first position member (39 or 55) comprises a first electrical contact, wherein the second position member (at 56) comprises a second electrical contact. The device defines a plurality of conductive traces for the position member(s). Wu, as modified by Lambrou and Noel, will teach first and second sets of conductive traces, defining a plurality of closed circuit and open circuit conditions therebetween. As to claim 37, Wu, as modified by Lambrou and Noel, teaches that the door lock further comprises a controller (Wu 17, Lambrou 24 or Noel central controller) operable to control an electronic actuator and to evaluate the position of the locking mechanism to determine whether the door lock is in the left handed lock configuration or the right handed lock configuration based on input from at least one of the first position sensor and the second position sensor. As to claim 38, Wu, as modified by Lambrou and Noel, teaches that the controller is operable to evaluate whether the locking mechanism was last actuated automatically or manually based upon input from at least one of the first position member and the second position member (Wu shows movement from each actuator, which allows to differentiate each member movement). As to claims 41-43 and 50, Wu dislcoses that the lock can be either manually or electrically operated, in combination with a control unit. Wu also discloses a first group of the plurality of circuits (to detect the location of the locking mechanism, being locked or unlocked). Lambrou teaches a second group of the plurality of circuits (to detect the door position). Noel teaches that the communication can provide an open and closed-circuit states (fig 31, shows one of the traces can be divided into two traces 88b and 88c, creating an open and a closed state). As to claim 44, Noel teaches that the door lock comprises a common circuit (through the PCB 56) for different sets of circuits (39 or 55). Claim 33, 34, 39, 40, 48, 51 and 52 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over US Pat No 5,896,769 to Elpern et al (Elpern) in view of US Pat No 8,621,900 to Wu et al (Wu) and US Pat No 9,512,644 to Lambrou et al (Lambrou). PNG media_image4.png 538 1252 media_image4.png Greyscale Regarding claim 33 and 48, Elpern discloses a door lock that comprises a locking mechanism (14) configured to move in a locking direction and an unlocking direction via an electronic actuator (220). Elpern fails to discloses that the door lock further comprises an encoder that includes a plurality of circuits, states of said plurality of circuits varying based on a position of the locking mechanism; wherein a first set of states of the plurality of circuits of the encoder designates a first position of the locking mechanism corresponding to a left handed lock configuration of the door lock; and wherein a second set of states of the plurality of circuits of the encoder designates a second position of the locking mechanism corresponding to a right handed lock configuration of the door lock. Elpern only discloses the use of sensors (618, 620) to detect the locking and unlocking states of the device. Wu discloses that the door lock comprises a first set of state of plurality of circuits corresponding to a right-handed lock configuration (via switches 171, 172) and a second set of state of plurality of circuits left-handed lock configuration (via switches 171, 173). Lambrou teaches that it is well known in the art to provide an encoder (24 and 26, a sensor which converts a position into an electrical signal). The encoder will poll a signal to the control unit, depending on the orientation of the door lock, being left or right-handed door orientation. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the door lock described by Elpern with a plurality of circuits corresponding to a right-handed or left-handed lock configurations, as taught by Wu, in order to provide corresponding circuits for each door configuration instead of reprograming the device each time the device is used with respect to a door configuration. Furthermore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide an encoder, as taught by Lambrou, in order to automatically allow the device to perform the corresponding function depending on the orientation of the door. As to claim 34, Elpern discloses that the locking mechanism (14) is movable between a locked position and an unlocked position via at least one driving member (270); and wherein the door lock comprises a manual actuator (238) operable to actuate the locking mechanism between a locked position and an unlocked position. PNG media_image5.png 911 1007 media_image5.png Greyscale As to claim 39, as shown above, Elpern discloses a gear (270) and a drive coupler (238) that are operable to apply force to move the lock mechanism in the locking direction and unlocking direction, and wherein the manual actuator is moveable without applying force to the driving member (by a knob). As to claim 40, Elpern discloses that the driving member comprises a gear (270), wherein the manual actuator comprises a cam (238), and wherein the gear is in a lost motion driving relationship with the cam. As to claim 51, Elpern discloses that the electronic actuator is in a lost motion driving relationship with the manual actuator (via the gear). As to claim 52, Elpern discloses that the electronic actuator comprises a gear (270), wherein the manual actuator comprises a cam (238), and wherein the gear is in the lost motion driving relationship with the cam. Claim 35-38, 41-47, 49 and 50 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over US Pat No 5,896,769 to Elpern et al (Elpern) in view of US Pat No 8,621,900 to Wu et al (Wu), US Pat No 9,512,644 to Lambrou et al (Lambrou) and further in view of US Pat No 4,452,058 to Noel. As to claims 35, 47 and 49, Elpern, as modified by Wu and Lambrou, fails to disclose that the encoder has a plurality of physical states that correspond to movement of a first position sensor coupled to and moveable with the at least one driving member; and a second position sensor coupled to and moveable with the manual actuator. The combination teaches an encoder (Lambrou encoder 24, 26) that has a plurality of physical states that corresponds to the movement of the elements by means of a switch (171-173) and a protrusion (162). Noel teaches that it is well known in the art to provide a connection to detect certain function of a movable member (levers 33 or 51), using a first position member (metal plate 39 or 55) and a second position member (metal plate at the PCB 56). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the connection between the members described by Elpern, as modified by Wu and Lambrou, as one using metal plates, as taught by Noel, in order to detect the desired movement along the whole predetermined distance. As to claim 36, Noel teaches that the first position member (39 or 55) comprises a first electrical contact, wherein the second position member (at 56) comprises a second electrical contact. The device defines a plurality of conductive traces for the position member(s). Elpern, as modified by Wu, Lambrou and Noel, will teach first and second sets of conductive traces, defining a plurality of closed circuit and open circuit conditions therebetween. As to claim 37, Elpern, as modified by Wu, Lambrou and Noel, teaches that the door lock further comprises a controller (Elpern 605, Wu 17, Lambrou 24 or Noel central controller) operable to control an electronic actuator and to evaluate the position of the locking mechanism to determine whether the door lock is in the left handed lock configuration or the right handed lock configuration based on input from at least one of the first position sensor and the second position sensor. As to claim 38, Elpern, as modified by Wu, Lambrou and Noel, teaches that the controller is operable to evaluate whether the locking mechanism was last actuated automatically or manually based upon input from at least one of the first position member and the second position member (Elpern shows movement and a lost motion portion, which allows to differentiate each member movement). As to claims 41-43 and 50, Elpen discloses that the lock can be either manually or electrically operated, in combination with a control unit. Wu teaches a first group of the plurality of circuits (to detect the location of the locking mechanism, being locked or unlocked). Lambrou teaches a second group of the plurality of circuits (to detect the door position). Noel teaches that the communication can provide an open and closed-circuit states (fig 31, shows one of the traces can be divided into two traces 88b and 88c, creating an open and a closed state). As to claim 44, Noel teaches that the door lock comprises a common circuit (through the PCB 56) for different sets of circuits (39 or 55). As to claim 45, Elpen discloses that the lock moves between a locked position (when the is moved into the 2nd rotational direction and is extended), an unlocked position and a fully locked position (after the 2nd rotational direction exposed the lock, the fully locked position is made when the motor rotates the cam back to home position). As to claim 46 Elpen discloses a fully unlocked position (when motor is reversed after 1st rotational position), an almost unlocked position (1st rotational direction of the 2nd component), a fully locked position (after the 2nd rotational direction exposed the lock, the fully locked position is made when the motor rotates the cam back to home position) and an almost locked position (when the 2nd rotational direction exposed the lock). Response to Arguments With respect to the previous claim objection and 112 2nd paragraph issues, the current amendment overcomes the issues. With respect to the obviousness argument, applicant is reminded that a conclusion of obviousness may be made from common knowledge and common sense of the person of ordinary skill without any specific hint or suggestion in a particular reference. With respect to the prior art rejection, the applicant argues that Wu does not disclose the door lock comprise an encoder that includes a plurality of circuits among the features claimed. As clearly shown above and in the previous action, Wu discloses that the door lock comprises a first set of state of plurality of circuits corresponding to a right-handed lock configuration (when moved from switches 171 to 172) because the locking mechanism can only cause the first set of states in the right-handed lock configuration, when is moved in that direction. Also, the second set of state of plurality of circuits left-handed lock configuration (when moved from switches 171 to 173) because the locking mechanism can only cause the second set of states in the left-handed lock configuration, when is moved in the opposite direction. Also, as previously mentioned, Lambrou is only used to demonstrate that the use of an encoder is well known in the art. The encoder will poll a signal to a control unit, depending on the orientation of the door lock, being left or right-handed door orientation. As to the rejection of Elpern, in view of Wu and Lambrou, same position as mentioned above. Therefore, the argument is not persuasive. Since no argument is persuasive, and the examiner will not change the position shown above, in order to expedite prosecution, applicant can file an appeal brief as his next response to allow the Board of Appeals to decide. Prosecution has been closed. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CARLOS LUGO whose telephone number is (571)272-7058. The examiner can normally be reached M-F 9-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kristina Fulton can be reached at (571)272-7376. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Carlos Lugo/ Primary Examiner Art Unit 3675 May 27, 2026
Read full office action

Prosecution Timeline

Apr 09, 2024
Application Filed
Apr 09, 2024
Response after Non-Final Action
Oct 30, 2024
Response after Non-Final Action
Feb 06, 2026
Non-Final Rejection mailed — §103
Mar 31, 2026
Response after Non-Final Action
Mar 31, 2026
Response Filed
May 05, 2026
Response Filed
Jun 01, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
89%
With Interview (+14.0%)
3y 0m (~9m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1267 resolved cases by this examiner. Grant probability derived from career allowance rate.

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