Prosecution Insights
Last updated: July 17, 2026
Application No. 18/631,687

METHOD FOR PREPARING SAMPLE FROM SPECIMEN

Non-Final OA §102§103
Filed
Apr 10, 2024
Priority
Apr 14, 2023 — JP 2023-066507
Examiner
SITTON, JEHANNE SOUAYA
Art Unit
Tech Center
Assignee
Eiken Kagaku Kabushiki Kaisha
OA Round
1 (Non-Final)
53%
Grant Probability
Moderate
1-2
OA Rounds
1y 4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 53% of resolved cases
53%
Career Allowance Rate
354 granted / 669 resolved
-7.1% vs TC avg
Strong +48% interview lift
Without
With
+48.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
46 currently pending
Career history
727
Total Applications
across all art units

Statute-Specific Performance

§101
8.7%
-31.3% vs TC avg
§103
39.8%
-0.2% vs TC avg
§102
14.5%
-25.5% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 669 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Currently, claims 1-5 are pending and under examination. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 1 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Fujita 2022 (Fujita et al; A report to explore the druggable gene mutations from cytological samples of High sensitivity detection test for multiple gene mutations; MINtS”, 62nd Annual Meeting of the Japanese Respiratory Society; Kyoto, Japan, April 22, 2022; cited in the IDS filed 6/6/2024). With regard to claim 1, Fujita 2022 teaches (see page 3 “Flow of Test Preparation) treating a biopsy sample from a lung cancer patient with negative pressure in an isotonic solution (saline), collecting the solution, and mixing it with a cytological specimen (lavage fluid after scraping brush, bronchial lavage fluid) to form a liquid mixture. Fujita 2022 teaches analysis of the samples for tumor cells. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 2-5 are rejected under 35 U.S.C. 103 as being unpatentable over Fujita 2022 in view of Oh (Oh et al; BioMed Research International, doi.org/10.1155/2013/546727; 2013, pages 1-10;). Fujita 2022 teaches (see page 3 “Flow of Test Preparation”) treating a biopsy sample from a lung cancer patient with negative pressure in an isotonic solution (saline), collecting the solution, and mixing it with a cytological specimen (lavage fluid after scraping brush, bronchial lavage fluid) to form a liquid mixture. Fujita 2022 teaches analysis of the samples for tumor cells. With regard to claims 4 and 5, Fujita 2022 teaches analysis of nucleic acids in the tumor samples from the liquid using next generation sequencing. Fujita 2022 does not teach treating cells in the liquid mixture with a solution containing ammonium sulfate. However Oh teaches analysis of obtaining amplifiable DNA in a small number of cells, such as the cytological specimen liquid taught by Fujita 2022, by treating with ammonium sulfate (see whole document). Therefore, it would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date to have included the use of ammonium sulfate as taught by Oh, in the method of Fujita 2022 because Oh teaches that it allowed for the best DNA quality and yield. Claims 1-5 are rejected under 35 U.S.C. 103 as being unpatentable over Inoue (Inoue et al; PLOS One 12(4): e0176525; April 27, 2017, pages 1-14) in view of Fujita 2021 (Fujita et al; Cancer Medicine, vol 10, pages 8595-8603, 2021) and Goodacre (Goodacre et al; Ann Thorac Surg, vol 74, pages 276-277; 2002). With regard to claim 1, Inoue teaches obtaining (see page 2, “Samples”) debris from fine needle aspirate biopsy (biopsy tissue taken from a lung cancer patient with negative pressure), as well as bronchial wash or bronchial brushing isolated during bronchoscopy (cytological specimen containing tumor cell). Inoue teaches that part of each sample was submitted for pathological examination to confirm the presence of cancer cells, while the rest was centrifuged and stored in RNAlater (claims 2 and 3) stabilizing solution. As evidenced by the teachings in the instant specification RNAlater solution necessarily contains ammonium sulfate (see para 0024). With regard to claims 4 and 5, Inoue teaches analysis of nucleic acids from the tumor cells using next generation sequencing (see page 3). With regard to claim 1, Inoue does not teach that the needle aspirate specimen was obtained using negative pressure in an isotonic solution, however Goodacre teaches that using saline (isotonic solution) during fine needle aspiration reduced complications from bronchoscopy (see abstract, whole document). Goodacre teaches (figure 1) introducing a needle into a lesion, injecting saline, and then withdrawal of the needle (negative pressure) to obtain the sample. Therefore, it would have been prima facie obvious to the ordinary artisan prior to the effective filing date to have included fine needle aspirate samples obtained as taught by Goodacre in the method of Inoue with a reasonable expectation of success because Goodacre teaches the protocol resulted in high diagnostic yield. With regard to claim 1, Inoue in view of Goodacre does not teach samples were obtained from the same patient, however Fujita 2021 teaches analysis of different types of specimens for genetic analysis from the same lesion including cytological samples and tissue samples (page 8597, col 2 “Clinical samples”). Fujita 2021 teaches that these were considered a “sample set”. Therefore, it would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date to have included samples taught by Inoue from the same lesion for the purpose of obtaining as much sample as possible for mutation analysis. Although Fujita 2021 does not teach that the components of the sets were combined into a single cell suspension, as set forth in the MPEP 2144.06 I, “It is prima facie obvious to combine two compositions each of which is taught by the prior art to be useful for the same purpose, in order to form a third composition to be used for the very same purpose.... [T]he idea of combining them flows logically from their having been individually taught in the prior art." In re Kerkhoven, 626 F.2d 846, 850, 205 USPQ 1069, 1072 (CCPA 1980) (citations omitted) (Claims to a process of preparing a spray-dried detergent by mixing together two conventional spray-dried detergents were held to be prima facie obvious.).”. Further, given that Inoue teaches that the samples produced small amounts of DNA, the ordinary artisan would have been motivated to combine samples from the same lesion so as to increase the number of cells in the sample being processed. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to examiner Jehanne Sitton whose telephone number is (571) 272-0752. The examiner is a hoteling examiner and can normally be reached Mondays-Fridays from 8:00 AM to 2:00 PM Eastern Time Zone. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Winston Shen, can be reached on (571) 272-3157. The fax phone number for organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEHANNE S SITTON/Primary Examiner, Art Unit 1682
Read full office action

Prosecution Timeline

Apr 10, 2024
Application Filed
Jun 11, 2026
Non-Final Rejection mailed — §102, §103
Jul 14, 2026
Interview Requested

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12679872
TRANSMEMBRANE PORE CONSISTING OF TWO CSGG PORES
2y 1m to grant Granted Jul 14, 2026
Patent 12663420
DNAZYMES FOR DETECTING LEGIONELLA PNEUMOPHILA
4y 3m to grant Granted Jun 23, 2026
Patent 12662695
Non-Invasive Gene Mutation Detection in Lung Cancer Patients
3y 9m to grant Granted Jun 23, 2026
Patent 12655468
Genetic Predictors of a Response to Treatment with CRHR1 Antagonists
5y 5m to grant Granted Jun 16, 2026
Patent 12655485
METHOD FOR DIRECT MICROBIAL IDENTIFICATION
3y 9m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
53%
Grant Probability
99%
With Interview (+48.1%)
3y 7m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 669 resolved cases by this examiner. Grant probability derived from career allowance rate.

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