Prosecution Insights
Last updated: September 17, 2026
Application No. 18/633,032

TUBE ASSEMBLY

Final Rejection §103§112
Filed
Apr 11, 2024
Priority
Apr 13, 2023 — provisional 63/459,036
Examiner
BALDRIGHI, ERIC C
Art Unit
3733
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Triad Fastener Limited Partnership
OA Round
4 (Final)
42%
Grant Probability
Moderate
5-6
OA Rounds
2m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allowance Rate
88 granted / 210 resolved
-28.1% vs TC avg
Strong +41% interview lift
Without
With
+41.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
28 currently pending
Career history
253
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
53.0%
+13.0% vs TC avg
§102
26.1%
-13.9% vs TC avg
§112
19.9%
-20.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 210 resolved cases

Office Action

§103 §112
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 7/8/2026 in response to Office Actions 4/8/2026 have been fully considered but they are not persuasive for at least the following reason: Regarding claim 1, Applicant argues that the amendment “grease disposed within the tube” is a positively recited element so cannot be met with art that does not put grease in a tube, meaning none of the prior art teaches this since none of them have grease contents (pages 10-11). Examiner points out the amendment is still merely intended use since grease is not the invention, nor is claim 1 a method claim. Please see a detailed analysis in the rejection below. Regarding claim 1, Applicant argues that the claimed monolithic structure (tube and cap of the tube assembly) cannot be product by process as cited and reasoned (page 12). Examiner points out the claim limitation “monolithic” by definition necessarily incurs product by process, therefore it is proper. Regarding claims 1, Applicant argues the pertinent reference Protolabs NPL in the response to arguments (pages 13-14). Examiner points out that Protolabs NPL is not used in the rejection, so the argument is moot. Regarding claim 1, Applicant argues that the secondary prior art Mavin reasoning used applies to a different feature disclosed in Mavin rather than what examiner implies, so that a different advantage of this feature found by Applicant renders the reasoning improper since examiner misconstrues/mismatches the feature and advantage (page 15). In response to applicant's argument, the fact that the inventor has recognized another advantage which would flow naturally from following the suggestion of the prior art cannot be the basis for patentability when the differences would otherwise be obvious. See Ex parte Obiaya, 227 USPQ 58, 60 (Bd. Pat. App. & Inter. 1985). Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. Claims 1 and 5-13 are rejected under 35 U.S.C. 112(a) as failing to comply with the new matter requirement. The amended claim 1 phrase limitation “the tube assembly comprises a grease cartridge” is not previously disclosed. Examiner points out the Applicant’s ‘Background’ section of the written specification does not pertain to the instant invention, but “conventional” tubes or grease cartridges [0003]. Applicant intends the phrase to mean the tube of the tube assembly contains grease [0023] which is supported. There is no separate cartridge disclosed to support the assembly “comprising” it. Therefore, “a grease cartridge” new matter and the limitation is untrue. Also, “a grease gun system” is never previously disclosed. Again the ‘Background’ section that mentions any kind of gun system is toward “conventional” tubes and grease cartridges, not the invention. The claimed tube that can have grease in it (as actually supported) is never disclosed as being able to insert into any gun system. Regardless, since the structure cited matches the structure claimed, the amended intended use is necessarily met by the prior art. Claims 5-13 are also rejected for depending upon the rejected parent claim. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 5-9 and 12-13 are rejected under 35 U.S.C. 103 as being unpatentable over US Pub 20050017005 issued to Nomula (hereinafter “Nomula”) in view of US Pat 4380303 issued to Allen et al. (hereinafter “Allen”) in view of US Pat 4146148 issued to Dwinell et al. (hereinafter “Dwinell”) in further view of US Pub 20060000793 by Mavin et al. (hereinafter “Mavin”) in view of US Pat 3397814 issued to Zackheim (hereinafter “Zackheim”). Regarding claim 1, Nomula teaches a tube assembly (Fig 1, a tube assembly is container 10 being “cylindrical” [0021]) comprising: a tube having an outer diameter and an inner diameter, wherein the tube comprises a cylindrical shape (Figs 1-3, [0021], a tube is base portion 12 formed of a cylindrical side 14 showing an inner and outer diameter); and a top (Fig 1, a top is closure 30) integrally formed with the tube ([0030] “closure 30 and the base portion 12 [are joined by] welding” which is integral forming; Abstract, plastic container, plastic cover membrane), wherein the top comprises: an outer lid (Fig 3, an outer lid is outer membrane 46); a cap (Fig 3, a cap/inner lid is membrane 44), wherein the cap comprises a cap pull tab protruding outwards from the tube assembly (Fig 1, 50 protrudes outward from 30, 46 and 12), wherein the outer lid is coupled between the tube and the cap (Figs 1-3, 46 is coupled between 12/14 and 44); and a breakable portion disposed between the cap (44) and the outer lid (46), wherein the breakable portion is configured to be relatively structurally weaker than surrounding areas to allow for breaking off and separating completely the cap at the breakable portion, wherein the breakable portion comprises a thin portion comprising at least one of an upper recess or a lower recess (Fig 3, a breakable portion is a lower recess groove 40 between 44 and 46; [0025] “groove 40 or score extends annularly on the membrane 32 and defines a fail portion 42” [0027] “pulling on the pull ring 50 and tearing the fail portion 42”, so that [0026] Fig 5B, “the inner membrane portion 44 is removed” fully), wherein an angle of an inward facing surface of the outer lid (Fig 3, an angled outer surface of 47 which is an/one inward facing surface of the outer lid 46 as shown (e.g. not horizontal or vertical)) being shallower (47 surface is shown as a shallower angle than 50’s outward facing surface) than an angle of a radially outward facing surface of the cap pull tab (Fig 3, an angle of a radially outward facing surface of 50 is shown (e.g. substantially 90 degrees or perpendicular)), wherein the inward facing surface of the outer lid (said surface of 47) and the radially outward facing surface of the cap pull tab (said surface of 50) are each disposed radially around a central axis of the tube (Fig 2, said surface of 47 and said surface of 50 are shown each radially disposed around/relative to the tube central axis); wherein the tube assembly comprises a grease cartridge configured to be inserted within a grease gun system for application of grease, wherein an open end of the tube opposite the top is configured to receive a fill cap; and grease disposed within the tube (Figs 1-2, a fill cap is separate and distinct bottom 20, wherein [0021] “The bottom 20 can be formed separately from the side 14 and joined thereto”, and the tube is capable of having grease within which makes it a grease cartridge, which is a tube capable of housing grease; [0027] tube 10 “can be used for storing food items and other items requiring a hermetic seal or a reduced or enhanced storage pressure”). Examiner Note: The limitation “and continuously around” is not taught by the inward facing surface of the outer lid of Nomula (said surface of 47; see Zackheim prior art modification below), but is taught by the radially outward facing surface of the cap pull tab of Nomula (said surface of 50) since said outward surface is shown continuously and completely around the central axis (Fig 2). But Nomula does not explicitly teach that the tube and top are a continuous, seamless, (injection molded) monolithic single part comprising a same material, wherein the same material comprises plastic (Nomula, e.g. [0030] “closure 30 and the base portion 12 [are joined by] welding”; Abstract, plastic container, plastic cover membrane). Allen, however, teaches a similar cylindrical shaped container (i.e. a tube) (Fig 11, container blank 200 is shown tube shape) one-piece injection molded (i.e. monolithic) with a top (Figs 12-13, closure 201 is a top) having a cap with cap pull tab (Fig 12, a cap is panel 216 with a cap pull tab which is pull-open ring 234) (wherein one/same plastic material is used in each of the top 201, having 216 and 234, and tube 200 injection molds injection molded together as a monolith (shown as one piece in Fig 13); Figs 11-16, col 9 lines 44-50, “FIGS. 11 through 13 illustrate an essentially non-tapered container blank 200 molded so as to have an integrally formed easy-open closure 201. FIGS. 14 through 16 illustrate mold apparatus which has been suitably modified for accomplishment of the one-piece molding of a container blank having an easy-open top and for discharging therefrom the uniquely molded part”; Abstract, “the container from an injection mold apparatus. The described molded part extraction technology allows the formation of a novel easy-open closure in which the easy-openable closure structure is injection molded and may be one piece with a container side wall.” Col 12 lines 45-51, “FIG. 14 illustrates the position of the parts of the mold apparatus at the time molten plastic is injected into the mold to form the container blank 200. It is to be noted, of course, that this molding procedure results in formation of the container chime 208, the closure panel 216, and all of the features of the container blank 200 heretofore discussed.”). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date to have made the tube and top, including cap and cap pull tab, of Nomula by monolithic continuous seamless injection molding them as a single plastic part as taught by Allen (above), instead of welding the plastic top to plastic tube of Nomula, in order to advantageously save cost on assembly of top to tube by not having skilled welding labor or additional weld machinery and welding materials burned per iteration, and save time, by removing that welding cost per part, and beneficially prevent weld non-uniformity that causes lower integrity/stress concentration permitting breaks by instead having one machine monolithically seamlessly and repeatably perform the integral combination into one monolithic piece over thousands of iterations. But Nomula/Allen does not explicitly teach the radially outward facing surface of the cap pull tab is angled. Dwinell, however, teaches a similar pull tab top comprising: a radially outward facing surface of the cap pull tab is angled backwards to define a lip configured to be grabbed by a user (see annotated Figure below, can be grabbed by user). PNG media_image1.png 352 471 media_image1.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the pull tab outward surface of Nomula to have a backwards angle as taught by Dwinell in order to advantageously “provide a [more] comfortable surface, devoid of sharp edges” (as taught by Mavin, [0080]) by removing the corner (sharp edge) of Nomula’s ring 50 to be that of Dwinell’s. But Nomula/Allen/Dwinell/Mavin does not explicitly teach that the inward facing surface of the outer lid (Nomula, Figs 2-3, inward facing surface of 47) is disposed continuously around the central axis (in light of the instant specification Figs 4-5, a top inward facing surface of outer lid 110 at its label is disposed/extends “continuously around” said axis). Zackheim, however, teaches a similar tube assembly comprising: an inward facing surface of a lid is disposed continuously around the central axis (Figs 1-2, inner peripheral edge 14 has an inward facing surface toward the central axis of a lid 10 and is shown extending continuously around the central axis). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the inward facing surface of 47 of the outer lid of Nomula to be continuous as taught by Zackheim, around the central axis of the lid of Nomula, in order to advantageously reinforce the lid versus jostling and jolts to further prevent impulse breaking and increase fatigue life by extending the supported area covered by 47 (Nomula, [0024] “flanges 47… stiffen or otherwise provide support to the membrane portions 44, 46” of the lid). In addition, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the inward facing surface of 47 of the outer lid of Nomula to be continuous, to stiffen the lid as detailed above, since it has been held that the use of a one piece construction (e.g. Zackheim, continuous surface of 14) instead of the structure disclosed in the prior art (e.g. Nomula, surfaces of 47) would be merely a matter of obvious engineering choice. MPEP 2144.04 V-B. Please note that in the instant application, the Applicant has not disclosed any criticality ([0034] [0036] [0038] [0042]) for the claimed limitation (i.e. being a continuous surface around). Regarding claim 5, Nomula/Allen/Dwinell/Mavin/Zackheim does not explicitly teach a specific angle of the outer lid (meaning the inward facing surface thereof; instant Figs 4-5) is 35 degrees or less relative to a radial plane (e.g. Nomula teaches between about 10 and 50 degrees). However, it would have been obvious to one having ordinary skill in the art at the time the invention was made to optimize and arrive at an outer lid (inward facing surface) angle of 35 degrees or less, recognizing that a decrease in angle is directly correlated to a decrease of material use which advantageously saves significant cost over thousands of iterations, which is a desirable characteristic, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges of a result effective variable involves only routine skill in the art. In re Aller, 105 USPQ 233. Please note that in the instant application, the Applicant has not disclosed any criticality for the claimed limitation. Regarding claim 6, Nomula further teaches the angle of the cap pull tab is 47.5 degrees or more relative to a radial plane (Fig 3, the angle of 50 is 90 degrees as shown (i.e. at least greater than 47.5 degrees)). Regarding claim 7, Nomula further teaches the angle of the lower recess is less than 90 degrees (Fig 3, an angle of 40 is shown as less than 90 degrees at a surface of lead line 40 relative to a radial axis along 46 or the central axis). Regarding claim 8, Nomula further teaches the breakable portion is circle-shaped (Fig 5B, 40 is shown circular (dashed line an opening edge)). Regarding claim 9, Nomula further teaches the breakable portion defines an outer edge of the cap (Figs 1 & 5B, 40 defines an outer edge of cap 44). Regarding claim 12, Nomula further teaches the breakable portion spans each side of the top of the tube assembly (Figs 1 & 5B, 40 spans the entire periphery of 44 and thereby also spans/extends along all sides of top 30 (if a circle can have sides, otherwise just the side of the circle)). Regarding claim 13, Nomula/Allen/Dwinell/Zackheim does not explicitly teach a specific tube side wall thickness of the tube is 0.035 inches or less. Mavin, however, teaches a similar cap with pull tab on a tube (Figs 2-4, [0058] circular cross section container 12 (i.e. a cylindrical/tube container) having a cap 100 having a pull tab 112 of a lid 14) comprising: a tube side wall thickness of 0.035 inches or less ([0065] “container having… a wall thickness of between 0.4 mm to 0.6 mm”). Therefore, it would have been obvious to one having ordinary skill in the art at the time the invention was made to optimize and arrive at a tube side wall thickness of 0.035 inches or less, recognizing that a decrease in thickness is directly correlated to advantageously increase in saved material cost of manufacture over thousands of iterations, which is a desirable characteristic, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges of a result effective variable involves only routine skill in the art. In re Aller, 105 USPQ 233. Please note that in the instant application, the Applicant has not disclosed any criticality for the claimed limitation. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over US Pub 20050017005 issued to Nomula (hereinafter “Nomula”) in view of US Pat 4380303 issued to Allen et al. (hereinafter “Allen”) in view of US Pat 4146148 issued to Dwinell et al. (hereinafter “Dwinell”) in further view of US Pub 20060000793 by Mavin et al. (hereinafter “Mavin”) in view of US Pat 3397814 issued to Zackheim (hereinafter “Zackheim”) in view of US Pub 20210031973 issued to Whitmore et al. (hereinafter “Whitmore”). Regarding claim 10, Nomula/Allen/Dwinell/Mavin/Zackheim does not explicitly teach the outer edge of the cap is at least 1.472 inches in diameter. Whitmore, however, teaches a similar pull tab on a cap on a tube comprising (Figs 18-22, a cap is center panel 360 with a pull tab 364 on a tube which is body 314): a cap diameter of at least 1.472 inches (Fig 19, cap 360 is at least 2.00 inches in diameter because, [0131] outer diameter OD is “about 4.00 inches”, [0133] and “the entire center panel 360 is pealed back and removed” by the pull tab 364 via a circular scoreline 362, Fig 21, wherein 362 (360’s diameter) is shown as at least half of the OD (which is not a specific value or proportion, just a general proportion a POSITA can see)). Therefore, it would have been obvious to one having ordinary skill in the art at the time the invention was made to optimize and arrive at a cap diameter of at least 1.472 inches, recognizing that an increase in cap diameter is directly correlated to an increase in accessibility of a user’s finger, fingers, hand or hands into the container through the hole the cap leaves behind after removal that determines advantageously increased ease of use, which is a desirable characteristic, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges of a result effective variable involves only routine skill in the art. In re Aller, 105 USPQ 233. Please note that in the instant application, the Applicant has not disclosed any criticality for the claimed limitation. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over US Pub 20050017005 issued to Nomula (hereinafter “Nomula”) in view of US Pat 4380303 issued to Allen et al. (hereinafter “Allen”) in view of US Pat 4146148 issued to Dwinell et al. (hereinafter “Dwinell”) in further view of US Pub 20060000793 by Mavin et al. (hereinafter “Mavin”) in view of US Pat 3397814 issued to Zackheim (hereinafter “Zackheim”) in view of GB 2216064 issued to Piltz et al. (hereinafter “Piltz”). Regarding claim 11, Nomula/Allen/Dwinell/Mavin/Zackheim does not explicitly teach a specific thickness of the cap is at least 0.09 inches. Piltz, however, teaches a similar pull tab on a cap comprising (Figs 1-5, page 5 lines 12-17, “Fig. 4 a circular blank 25 of said material” [plastics in lines 9-10] “will be broken through along the groove 16” shown continuously circular in Fig 2): a cap thickness of at least 0.09 inches ([0040] “The end closure 10 is an integral injection moulded unit that is injection moulded in one shot from a centrally placed single ingot 11. The material may for instance be polypropylene… The maximum thickness of the closure 10 is one or a few millimeters”, wherein “few” broadly reasonably means more than two). Therefore, it would have been obvious to one having ordinary skill in the art at the time the invention was made to optimize and arrive at a cap thickness of at least 0.09 inches, recognizing that an increase in cap thickness is directly correlated to a decrease in permeability thereby advantageously increasing freshness of contents for longer duration, which is a desirable characteristic, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges of a result effective variable involves only routine skill in the art. In re Aller, 105 USPQ 233. Please note that in the instant application, the Applicant has not disclosed any criticality for the claimed limitation. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See attached PTO-892. FR 2778636 - removable plug 3 is a fill cap of cylindrical tube grease cartridge (Abstract, Fig 1) FR 2709732 - detachable stopper 3 is a fill cap of tube assembly (Abstract, Fig 1) THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC C BALDRIGHI whose telephone number is (571)272-4948. The examiner can normally be reached M-F 7:30-5:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nathan Jenness can be reached on 5712705055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC C BALDRIGHI/Examiner, Art Unit 3733 /NATHAN J JENNESS/Supervisory Patent Examiner, Art Unit 3733 20 August 2026
Read full office action

Prosecution Timeline

Show 4 earlier events
Dec 08, 2025
Response after Non-Final Action
Feb 09, 2026
Response after Non-Final Action
Feb 09, 2026
Request for Continued Examination
Feb 10, 2026
Response after Non-Final Action
Feb 22, 2026
Response after Non-Final Action
Apr 08, 2026
Non-Final Rejection mailed — §103, §112
Jul 08, 2026
Response Filed
Aug 24, 2026
Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

5-6
Expected OA Rounds
42%
Grant Probability
83%
With Interview (+41.3%)
2y 7m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 210 resolved cases by this examiner. Grant probability derived from career allowance rate.

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