Prosecution Insights
Last updated: August 18, 2026
Application No. 18/634,667

RANDOM ACCESS FOR ENHANCED REDUCED CAPABILITY USER EQUIPMENTS

Non-Final OA §103
Filed
Apr 12, 2024
Priority
May 04, 2023 — provisional 63/464,135
Examiner
FAYED, RASHA K
Art Unit
2413
Tech Center
2400 — Computer Networks
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
11m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
230 granted / 365 resolved
+5.0% vs TC avg
Strong +26% interview lift
Without
With
+26.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
18 currently pending
Career history
405
Total Applications
across all art units

Statute-Specific Performance

§101
4.8%
-35.2% vs TC avg
§103
71.3%
+31.3% vs TC avg
§102
12.6%
-27.4% vs TC avg
§112
8.9%
-31.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 365 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDSs) submitted on 4/12/2024 and 10/31/2024 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections - 35 USC § 103 3. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 4. Claims 1-5, 8-12 and 14-18 are rejected under 35 U.S.C. 103 as being unpatentable over Stern-Berkowitz et al. (US. Pub. No. 2019/0239255 A1) in view of Lin et al. (PCT Pub. No. WO 2021/219756 A1). Regarding claim 1, Stern-Berkowitz discloses a reduced capability (RedCap) user equipment (UE) (See Par. [3] and Fig. 1B; WTRU 102 of Stern-Berkowitz for a reference to a reduced bandwidth (BW) WTRU that may support a certain limited bandwidth [Reduced Capability]) to comprising: a transceiver (See Stern-Berkowitz; Fig. 1B; Transceiver 120) configured to receive a message including (i) one or more random access (RA) configurations (See Par. [82]-[83] and Fig. 3A; 302 of Stern-Berkowitz for a reference to the network provides PRACH resource/configuration information supports multiple differentiated RA configurations) and a processor operatively coupled to the transceiver (See Stern-Berkowitz; Fig. 1B; Processor 118), the processor configured to: determine (i) whether a RA configuration, from the one or more RA configurations is associated with a RedCap feature (See Par. [83], [85]-[86] of Stern-Berkowitz for a reference to UE determines/uses resources associated with its reduced-capability/coverage feature); based on a result of the determination, select a first RA configuration, from the one or more RA configurations, and perform a RA procedure according to the selected first RA configuration (See Par. [83], [86], [165]-[166] of Stern-Berkowitz for a reference to selecting a first (single) RA configuration from feature-suitable PRACH resources based on the determination step and performing the RA procedure (preamble transmission) using that selected configuration). Stern-Berkowitz does not explicitly disclose the message including (ii) a contention free random access (CFRA) resource configuration including an indication of a number of message 1 (Msg1) repetitions; and determine (ii) whether the RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration. However, Lin discloses the message including (ii) a contention free random access (CFRA) resource configuration including an indication of a number of message 1 (Msg1) repetitions (See Par. [55], [60], [146]-[147] and Fig. 15; 1502-1504 of Lin for a reference to a UE transceiver receiving a message carrying multiple RA configurations for CFRA, including configured preamble/PRACH repetitions and signaling of a repetition number); and determine (ii) whether the RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration (See Par. [151]-[152], [182]-[184] and Fig. 18; 1808 of Lin for a reference to associating [determining] a selected PRACH procedure/resource with a CE level and repetition number). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Lin to Stern-Berkowitz. The motivation for combination would be to improve network’s performance; by efficiently selecting a physical random access channel (PRACH) configuration that was used by the UE to transmit the random access preamble. (Lin; Par. [83]) Regarding claim 2, the combination of Stern-Berkowitz and Lin, specifically Stern-Berkowitz discloses wherein: when (i) the RA configuration is associated with the RedCap feature and (ii) the RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration, the first RA configuration is associated with the RedCap feature and the number of Msg1 repetitions included in the CFRA resource configuration (See Par. [82]-[83], [220] of Stern-Berkowitz for a reference to using the combined feature/CE level and repetition attribute for selecting the successful RA configuration). Regarding claim 3, Stern-Berkowitz does not explicitly disclose wherein: when (i) the RA configuration is associated with RedCap feature and (ii) there is no RA configuration associated with the RedCap feature and the number of Msg 1 repetitions included in the CFRA resource configuration, the first RA configuration is associated with the RedCap feature. However, Lin discloses wherein: when (i) the RA configuration is associated with RedCap feature and (ii) there is no RA configuration associated with the RedCap feature and the number of Msg 1 repetitions included in the CFRA resource configuration, the first RA configuration is associated with the RedCap feature (See Par. [150]-[151], [189] and Fig. 15 of Lin for a reference to a fallback/second-priority selection: when no configuration matches the full combination, the UE selects a configuration associated with a subset of one of the features [RedCap-feature-only configuration]). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Lin to Stern-Berkowitz. The motivation for combination would be to improve network’s performance; by efficiently selecting a physical random access channel (PRACH) configuration that was used by the UE to transmit the random access preamble. (Lin; Par. [83]) Regarding claim 4, Stern-Berkowitz does not explicitly disclose wherein: when (i) there is no RA configuration associated with Redcap feature and (ii) there is no RA configuration associated with the Redcap feature and the number of Msg1 repetitions included in the CFRA resource configuration and (iii) the RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration, the first RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration. However, Lin discloses wherein: when (i) there is no RA configuration associated with Redcap feature and (ii) there is no RA configuration associated with the Redcap feature and the number of Msg1 repetitions included in the CFRA resource configuration and (iii) the RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration, the first RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration (See Par. [150]-[151], [189], [199] and Fig. 15 of Lin for a reference to the same iterative selection process is applied again using the next applicable criterion (e.g., service type or slice) when neither the RedCap-only nor combined match exists [Neither the full combination nor the higher-priority single criterion produced a match]). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Lin to Stern-Berkowitz. The motivation for combination would be to improve network’s performance; by efficiently selecting a physical random access channel (PRACH) configuration that was used by the UE to transmit the random access preamble. (Lin; Par. [83]) Regarding claim 5, Stern-Berkowitz does not explicitly disclose wherein: when (i) there is no RA configuration associated with RedCap feature and (ii) there is no RA configuration associated with the RedCap feature and the number of Msg 1 repetitions included in the CFRA resource configuration and (iii) there is no RA configuration associated with the number of Msg1 repetitions included in the CFRA resource configuration, the first RA configuration is not associated with any feature. However, Lin discloses wherein: when (i) there is no RA configuration associated with RedCap feature and (ii) there is no RA configuration associated with the RedCap feature and the number of Msg 1 repetitions included in the CFRA resource configuration and (iii) there is no RA configuration associated with the number of Msg1 repetitions included in the CFRA resource configuration, the first RA configuration is not associated with any feature (See Par. [9]-[10], [54]-[55] of Lin for a reference to a default/legacy configuration not associated with any feature-specific group, used when no feature-specific configuration applies). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Lin to Stern-Berkowitz. The motivation for combination would be to improve network’s performance; by efficiently selecting a physical random access channel (PRACH) configuration that was used by the UE to transmit the random access preamble. (Lin; Par. [83]) Regarding claim 8, Stern-Berkowitz discloses a base station (BS) (See Stern-Berkowitz ; Fig. 1A; BS 114) comprising: a transceiver (See Par. [22] of Stern-Berkowitz for a reference to the BS 114 may include a transceiver) configured to transmit a message including (i) one or more random access (RA) configurations (See Par. [82]-[83] and Fig. 3A; 302 of Stern-Berkowitz for a reference to the network provides PRACH resource/configuration information supports multiple differentiated RA configurations); and a processor operatively coupled to the transceiver (See Par. [23] of Stern-Berkowitz for a reference to the BS 114 may include a controller/processor), the processor configured to perform a RA procedure with a reduced capability (RedCap) user equipment (UE), wherein the RA procedure is performed according to a first RA configuration from the one or more RA configurations selected by the RedCap UE (See Par. [83], [86], [165]-[166] of Stern-Berkowitz for a reference to selecting a first (single) RA configuration from feature-suitable PRACH resources based on the determination step and performing the RA procedure (preamble transmission) using that selected configuration). Stern-Berkowitz does not explicitly disclose the message including (ii) a contention free random access (CFRA) resource configuration including an indication of a number of message 1 (Msg1) repetitions. However, Lin discloses the message including (ii) a contention free random access (CFRA) resource configuration including an indication of a number of message 1 (Msg1) repetitions (See Par. [55], [60], [146]-[147] and Fig. 15; 1502-1504 of Lin for a reference to a UE transceiver receiving a message carrying multiple RA configurations for CFRA, including configured preamble/PRACH repetitions and signaling of a repetition number. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Lin to Stern-Berkowitz. The motivation for combination would be to improve network’s performance; by efficiently selecting a physical random access channel (PRACH) configuration that was used by the UE to transmit the random access preamble. (Lin; Par. [83]) Regarding claim 9, the combination of Stern-Berkowitz and Lin, specifically Stern-Berkowitz discloses wherein the first RA configuration is associated with a RedCap feature and the number of Msg1 repetitions included in the CFRA resource configuration (See Par. [82]-[83], [220] of Stern-Berkowitz for a reference to using the combined feature/CE level and repetition attribute for selecting the successful RA configuration). Regarding claim 10, the combination of Stern-Berkowitz and Lin, specifically Stern-Berkowitz discloses wherein the first RA configuration is associated with a RedCap feature (See Par. [5], [86] of Stern-Berkowitz for a reference to the network side determines that the selected/used configuration is associated with a single feature [RedCap UE]). Regarding claim 11, Stern-Berkowitz does not explicitly disclose wherein the first RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration. However, Lin discloses wherein the first RA configuration is associated with the number of Msg1 repetitions included in the CFRA resource configuration (See Par. [55], [60], [146]-[147] and Fig. 15; 1502-1504 of Lin for a reference to a UE transceiver receiving a message carrying multiple RA configurations for CFRA, including configured preamble/PRACH repetitions and signaling of a repetition number). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Lin to Stern-Berkowitz. The motivation for combination would be to improve network’s performance; by efficiently selecting a physical random access channel (PRACH) configuration that was used by the UE to transmit the random access preamble. (Lin; Par. [83]) Regarding claim 12, Stern-Berkowitz does not explicitly disclose wherein the first RA configuration is not associated with any feature. However, Lin discloses wherein the first RA configuration is not associated with any feature (See Par. [9]-[10], [54]-[55] of Lin for a reference to a default/legacy configuration not associated with any feature-specific group, used when no feature-specific configuration applies). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Lin to Stern-Berkowitz. The motivation for combination would be to improve network’s performance; by efficiently selecting a physical random access channel (PRACH) configuration that was used by the UE to transmit the random access preamble. (Lin; Par. [83]) Regarding claim 14, the claim is interpreted and rejected for the same reason as set forth in claim 1. Regarding claim 15, the claim is interpreted and rejected for the same reason as set forth in claim 2. Regarding claim 16, the claim is interpreted and rejected for the same reason as set forth in claim 3. Regarding claim 17, the claim is interpreted and rejected for the same reason as set forth in claim 4. Regarding claim 18, the claim is interpreted and rejected for the same reason as set forth in claim 5. 5. Claims 6-7, 13 and 19-22 are rejected under 35 U.S.C. 103 as being unpatentable over Stern-Berkowitz et al. in view of Lin et al. and further in view of Vos et al. (US 2022/0312497 A1). Regarding claim 6, the combination of Stern-Berkowitz and Lin, specifically Stern-Berkowitz discloses wherein: the transceiver is further configured to: receive a random access response (RAR) during the RA procedure, wherein a bandwidth of a physical downlink shared channel (PDSCH) of the RAR is larger than a bandwidth the RedCap UE can process per slot (See Par. [3], [163] of Stern-Berkowitz for a reference to combining a bandwidth-limited UE, a wider serving-cell bandwidth, and RAR reception on PDSCH occupies more bandwidth than the device can process in one slot); and receive a RAR including an uplink (UL) grant for transmission of a message 3 (Msg3) (See Par. [203] of Stern-Berkowitz for a reference to RAR carrying the resource grant for Msg3); The combination of Stern-Berkowitz and Lin does not explicitly disclose the processor is further configured to determine whether a time interval between the reception of the RAR and the transmission of the Msg3 in the UL grant is less than a threshold. However, Vos discloses the processor is further configured to determine whether a time interval between the reception of the RAR and the transmission of the Msg3 in the UL grant is less than a threshold (See Par. [75], [84], [112] of Vos for a reference to timing determination relative to a defined gap threshold between preamble transmission and RAR/Msg3 processing). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Vos to the combination of Stern-Berkowitz and Lin. The motivation for combination would be to improve network’s performance; by decreasing the probability of preamble collisions and thus increasing spectral efficiency. (Vos; Par. [104]) Regarding claim 7, the combination of Stern-Berkowitz and Lin does not explicitly disclose wherein the processor is further configured to consider that the reception of the RAR is unsuccessful if a determination is made that the time interval between the reception of the RAR and the transmission of the Msg3 in the UL grant is less than the threshold. However, Vos discloses wherein the processor is further configured to consider that the reception of the RAR is unsuccessful if a determination is made that the time interval between the reception of the RAR and the transmission of the Msg3 in the UL grant is less than the threshold (See Par. [66]-[67], [74]-[75], [101] of Vos for a reference to failure behavior when random-access processing time is insufficient. A candidate RAR-related occasion occurring within the minimum required timing gap is disregarded/treated as not usable). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the teachings of Vos to the combination of Stern-Berkowitz and Lin. The motivation for combination would be to improve network’s performance; by decreasing the probability of preamble collisions and thus increasing spectral efficiency. (Vos; Par. [104]) Regarding claim 13, the claim is interpreted and rejected for the same reason as set forth in claim 6. Regarding claim 19, the claim is interpreted and rejected for the same reason as set forth in claim 6. Regarding claim 20, the claim is interpreted and rejected for the same reason as set forth in claim 7. Conclusion 6. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Chang et al. (US 2023/0292373 Al) teaches a method and a User Equipment (UE) for performing uplink repetitions and a related Base Station (BS). Molavianjazi et al. (US 2022/0191940 A1) teaches methods and apparatuses for multiple concurrent random access procedures. Lei et al. (U.S. 2021/0195546 Al) teaches timing advance simplification for stationary and low mobility user equipments (UEs). 7. Any inquiry concerning this communication from the examiner should be directed to RASHA FAYED whose telephone number is (571) 270-3804. The examiner can normally be reached on M-F 8:00AM-4:30PM. If attempts to reach the examiner by telephone are unsuccessful, the supervisory Examiner, Un Cho can be reached on (571)272-7919. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /R.K.F/Examiner, Art Unit 2413 /UN C CHO/Supervisory Patent Examiner, Art Unit 2413
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Prosecution Timeline

Apr 12, 2024
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
89%
With Interview (+26.4%)
3y 3m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 365 resolved cases by this examiner. Grant probability derived from career allowance rate.

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