Prosecution Insights
Last updated: July 17, 2026
Application No. 18/635,304

OBJECT SURFACE STRUCTURE FOR RESISTANCE REDUCTION/RECTIFICATION, PREPARATION METHOD AND DEVICE

Non-Final OA §102§103
Filed
Apr 15, 2024
Priority
Dec 21, 2021 — CN 202111569583.6 +6 more
Examiner
LE, MINH Q
Art Unit
3753
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Benhua Wu
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
605 granted / 751 resolved
+10.6% vs TC avg
Strong +16% interview lift
Without
With
+16.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
18 currently pending
Career history
771
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
68.4%
+28.4% vs TC avg
§102
18.7%
-21.3% vs TC avg
§112
11.2%
-28.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 751 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 04/15/2024, 09/17/2025, and 03/05/2026 was filed after the mailing date of the Application on 04/15/2024. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 6-10, 12-13, 17 and 20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Shanghai Jiao Tong University (CN 102777450 A). With regards to claim 1: Shanghai Jiao Tong University discloses (refer to Fig. 1-2 below) an object surface structure for reducing fluid resistance and rectifying fluid, comprising a basic surface of an object (11) and an arc protrusion (12) on the basic surface, wherein the arc protrusion is a rotatable arc protrusion (12) or a fixed arc protrusion; the basic surface is provided with a pit (not shown and labeled), the rotatable arc protrusion (12) is an arc-shaped part (14) where a rotatable object with an arc-shaped surface in the pit is exposed outside the pit; the fixed arc protrusion is an arc-shaped object fixed on the basic surface, or is an arc-shaped protrusion part integrated with the basic surface; and wherein a plurality of arc protrusions (12) are arranged on the basic surface (11) and distributed in an array. PNG media_image1.png 634 1072 media_image1.png Greyscale Fig. 1 PNG media_image2.png 592 845 media_image2.png Greyscale Fig. 2 With regards to claim 2: Shanghai Jiao Tong University discloses the surface structure of claim 1, wherein the basic surface (11) is a flat or/and smooth surface, or/and a streamlined shape. With regards to claim 3: Shanghai Jiao Tong University discloses (refer to Fig. 1 above) the surface structure of claim 1, wherein the arc protrusions (12) have equal heights or equal height differences, or/and a line connecting the highest points of the plurality of arc protrusions in a same direction is a straight line or streamlined line; the height of the arc protrusions is a relative height between the highest point of an outer surface of the arc protrusion (12) relative to the basic surface (11) and the basic surface. With regards to claim 6: Shanghai Jiao Tong University discloses the surface structure of claim 1, wherein the rotatable object (12) is centrosymmetric (ball, cylindrical roller), a rotatable direction of the rotatable object is a single direction or a multi-direction, and the single rotatable direction is consistent with a moving direction of fluid (15) in relative to the object (11). With regards to claim 7: Shanghai Jiao Tong University discloses the surface structure of claim 6, wherein a shape of the rotatable object (14) is an orthosphere, or an ellipsoid, or a cylinder, or a combination of a cylinder and a sphere, or a combination of a cone and a sphere, or a combination of a cone and a cylinder. With regards to claim 8: Shanghai Jiao Tong University discloses the surface structure of claim 1, wherein a shape of each pit is a shape of a remaining structure after a part of the hollow structure of the rotatable object (14) amplified proportionally is cut by the surface having the same shape with the basic surface (11) where the pit is located (the pit is the indentation of the basic surface having the same curvature of the hollow structure of the rotatable object, so it is part of the remaining structure to house the rotatable object). With regards to claim 9: Shanghai Jiao Tong University discloses (refer to Fig. 1 and 2 above) the surface structure of claim 1, wherein the rotatable object (14) is restrained in the pit and is able to rotate: an caliber of an external opening of the pit is less than an outer diameter of the rotatable object, or/and the surface of the rotatable object and an inner wall of the pit are smoothed, or/and a lubricating agent is smeared on the surfaces of the rotatable object and the inner wall of the pit, or/and a plurality of support members (13) for supporting the rotatable object (14) are arranged on the inner wall of the pit; and the support members are stationary fixed protrusions fixed to the inner wall of the pit or a ball arranged on the inner wall of the pit, or a bearing arranged in the pit. With regards to claim 10: Shanghai Jiao Tong University discloses (refer to Fig. 1 and 2 above) the surface structure of claim 1, wherein the rotatable object (14) is restrained in the pit (not shown and labelled) and is able to rotate: a cross bar (13) is arranged perpendicularly to the relative movement direction of fluid (15) and the object in the pit, the cross bar is a long cross bar or two short cross bars, the long cross bar is arranged in the pit, both ends of the long cross bar are in contact with the inner wall of the pit while passing through a symmetry axis of the rotatable object, the two short cross bars are positioned between the rotatable object and the inner wall of the pit, and two ends or one end of the long cross bar or the short cross bar are in contact with the inner wall of the pit or/and the surface of the rotatable object in a rotatable and immovable manner. With regards to claim 12: Shanghai Jiao Tong University discloses (refer to Fig. 1 and 2 above) the surface structure of claim 1, wherein a shape of the fixed arc protrusion (12) is the shape of any one of two structural bodies, formed in a manner that any shape in an ellipsoid, a cylinder, a combination of the cylinder and the sphere, a combination of the cone and the sphere and a combination of the cone and the cylinder is transversely cut by the surface having the same shape with the basic surface where the fixed arc protrusions are located. With regards to claim 13: Shanghai Jiao Tong University discloses (refer to Fig. 1 and 2 above) the surface structure of claim 1, wherein a proportion of the rotatable arc protrusion (12) on the basic surface (11) to all arc protrusions on the basic surface is more than 50%. With regards to claim 17: In making and/or using the device of Shanghai Jiao Tong University, one would necessarily perform a method for preparing the object surface structure of claim 1, comprising: manufacturing a covering with the arc protrusion (12), and covering the covering on the surface of the target object (11) to realize the formation of the surface structure of the target object. With regards to claim 20: Shanghai Jiao Tong University discloses the method of claim 17, wherein the covering is a preset uniform size covering, or a covering designed for the whole surface of the target object, or a covering with a particular size for the surface of a part of the target object. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 4-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shanghai Jiao Tong University as disclosed in claim 1 above, and further in view of Jilin University (CN 101457767). With regards to claim 4: Shanghai Jiao Tong University discloses the surface structure of claim 1 (see rejected claim1 above). Shanghai Jiao Tong University does not disclose the arc protrusions are any one or a combination of a matrix layout, a quincunx layout, a matrix supplementary layout and a quincunx supplementary layout; the matrix layout is that each arc protrusion on the basic surface is both a unit of each row of arc protrusions and a unit of each line of arc protrusions, the quincunx layout is that the arc protrusions on even-numbered lines and the arc protrusions on odd-numbered lines are located on different arc protrusion rows in respective, the matrix supplementary layout is that another arc protrusion fitting with the basic surface between the adjacent arc protrusions is supplemented among four adjacent arc protrusions in the matrix layout, and the quincunx supplementary layout is that another arc protrusion fitting with the basic surface between the adjacent arc protrusions is supplemented among three adjacent arc protrusions in the quincunx layout. Jilin University discloses (refer to Fig. 3 below) an object surface structure for reducing fluid resistance and rectifying fluid, comprising a basic surface of an object and an arc protrusion (P) on the basic surface, wherein the arc protrusions (P) are any one or a combination of a matrix layout, a quincunx layout, a matrix supplementary layout and a quincunx supplementary layout; the matrix layout is that each arc protrusion on the basic surface is both a unit of each row of arc protrusions and a unit of each line of arc protrusions, the quincunx layout is that the arc protrusions on even-numbered lines and the arc protrusions on odd-numbered lines are located on different arc protrusion rows in respective, the matrix supplementary layout is that another arc protrusion fitting with the basic surface between the adjacent arc protrusions is supplemented among four adjacent arc protrusions in the matrix layout, and the quincunx supplementary layout is that another arc protrusion fitting with the basic surface between the adjacent arc protrusions is supplemented among three adjacent arc protrusions in the quincunx layout. PNG media_image3.png 1139 820 media_image3.png Greyscale Fig. 3 It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the surface structure of Shanghai Jiao Tong University to have the arc protrusions (12) are any one or a combination of a matrix layout, a quincunx layout, a matrix supplementary layout and a quincunx supplementary layout; the matrix layout is that each arc protrusion on the basic surface is both a unit of each row of arc protrusions and a unit of each line of arc protrusions, the quincunx layout is that the arc protrusions on even-numbered lines and the arc protrusions on odd-numbered lines are located on different arc protrusion rows in respective, the matrix supplementary layout is that another arc protrusion fitting with the basic surface between the adjacent arc protrusions is supplemented among four adjacent arc protrusions in the matrix layout, and the quincunx supplementary layout is that another arc protrusion fitting with the basic surface between the adjacent arc protrusions is supplemented among three adjacent arc protrusions in the quincunx layout as disclosed by Jilin University as an alternative layout to provide the same expected functional result of reducing fluid resistance over the surface of the object. With regards to claim 5: Shanghai Jiao Tong University, as modified, discloses the surface structure of claim 4, wherein the arc protrusion rows of the matrix layout, quincunx layout, matrix supplementary layout and quincunx supplementary layout are parallel to a line formed by the fluid projected on the surface of the object in relative to a relative movement direction of the object, the arc protrusion lines of the matrix layout, quincunx layout, matrix supplementary layout and quincunx supplementary layout are perpendicular to the line formed by the fluid projected on the surface of the object in relative to a relative movement direction of the object; and the relative movement direction is the object moving in a single direction or a direction pointed by a resultant force of a multi-directional acting force generated by a plurality of relative movement directions of the object moving in a plurality of directions. Allowable Subject Matter Claims 11, 14-16, and 18-19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Minh Le, whose telephone number is 571-270-3805. The examiner can normally be reached on Monday-Friday (8:30AM-5:00PM EST). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisors can be reached by phone. Kenneth Rinehart can be reached at 571-272-4881 or Craig Schneider can be reached at 571-272-3607. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MINH Q LE/Primary Examiner, Art Unit 3753
Read full office action

Prosecution Timeline

Apr 15, 2024
Application Filed
May 21, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12680621
PEIZOELECTRIC VALVE ASSEMBLY
2y 2m to grant Granted Jul 14, 2026
Patent 12674518
DISENGAGEABLE VALVE BACKSEAT SYSTEM AND METHOD
1y 5m to grant Granted Jul 07, 2026
Patent 12668227
EQUIPMENT, SYSTEM, METHOD AND COMPUTER-READABLE STORAGE MEDIUM FOR FILLING AND BLEEDING BRAKE FLUID
2y 11m to grant Granted Jun 30, 2026
Patent 12669193
VALVE WITH IMPROVED MAGNETIC FLUX INTERFACE
2y 4m to grant Granted Jun 30, 2026
Patent 12669189
PRESSURE RELIEF VALVE (PRV) ASSEMBLY INCLUDING END-TO-END COUPLED PRV STAGES AND RELATED METHODS
1y 5m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
97%
With Interview (+16.2%)
2y 4m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 751 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month