Prosecution Insights
Last updated: July 17, 2026
Application No. 18/636,563

C7, C12, AND C16 SUBSTITUTED NEUROACTIVE STEROIDS AND THEIR METHODS OF USE

Non-Final OA §112
Filed
Apr 16, 2024
Priority
Jul 11, 2016 — provisional 62/360,884 +6 more
Examiner
COUGHLIN, MATTHEW P
Art Unit
Tech Center
Assignee
Sage Therapeutics LLC
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
708 granted / 992 resolved
+11.4% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
45 currently pending
Career history
1038
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
35.7%
-4.3% vs TC avg
§102
18.0%
-22.0% vs TC avg
§112
14.8%
-25.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 992 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Claims 105-138 are pending in the application. Claims 126-138 are rejected. Claim 110 is objected to. Claims 105-109 and 111-125 are allowed. Information Disclosure Statement The Examiner has considered the Information Disclosure Statement(s) filed on October 10th, 2024. Claim Objections In claim 110, “methyl is” should be changed to “methyl, which is”. In claim 133, “relating” should be changed to “related”. Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 126-138 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 126 recites the limitation "the subject in need thereof" in line 2 of the claim. There is insufficient antecedent basis for this limitation in the claim. Claim 126 only previously refers to “a subject” in the preamble. It is unclear if claim 126 is missing some additional qualifier that makes a subject “in need thereof” or if any subject can be considered “in need thereof”. Dependent claims 127-129 are rejected as indefinite for the same reason. It is suggested that Applicant replace “the subject in need thereof” with “a subject in need thereof”. Claims 130 and 131 are rejected as indefinite since the claims recite “comprising administering to subject in need thereof”. The claims are missing an article before “subject” and is it therefore unclear if the claims are merely missing the word “a” or if the claims were intended to recite “the subject in need thereof” which possesses its own indefiniteness issue as discussed above relative to claim 126. It is suggested that Applicant add the word “a” before “subject in need thereof”. Claim 132 recites the limitation "the subject in need thereof" in line 2 of the claim. There is insufficient antecedent basis for this limitation in the claim. Claim 132 only previously refers to “a subject” in the preamble. It is unclear if claim 132 is missing some additional qualifier that makes a subject “in need thereof” or if any subject can be considered “in need thereof”. Dependent claims 133-138 are rejected as indefinite for the same reason. It is suggested that Applicant replace “the subject in need thereof” with “a subject in need thereof”. Allowable Subject Matter Claims 105-109 and 111-125 are allowed. The closest prior art appears to be WO 00/66614 A1 by Hogenkamp, which discloses compounds of the following general formula (page 3): PNG media_image1.png 140 206 media_image1.png Greyscale . Hogenkamp teach anesthesia utility in the abstract. The difference between the formula above and a closest instantly claimed compound is the instant variable R7 (found at position C-7), which is required to be one of five non-hydrogen options where one option is a methyl group. The prior art structure does not generically encompass substitution at the corresponding position and the prior art as a whole provides insufficient guidance or motivation regarding departing from the generic structure. The replacement of hydrogen with methyl on a steroid backbone does not appear to be routine or predictable. For instance, Zeng et al. (J. Med. Chem. 2005, 48, 3051-3059) teach the following compounds on page 3051: PNG media_image2.png 250 397 media_image2.png Greyscale . The authors teach compounds 1a and 2a act (abstract) at GABAA receptors and are potent anesthetics (page 3051). The prior art compounds 1d, 1e, 2d and 2e each contain a methyl group at the analogous position relative to the instant variable R7. Zeng et al., however, teach that a methyl substituent at the C-7 position corresponds to diminished activity as follows on page 3056: PNG media_image3.png 146 381 media_image3.png Greyscale Accordingly, the Examiner finds that even if a person having ordinary skill in the art would have been motivated to depart from generic structures or disclosed species in the prior art, a person having ordinary skill in the art would either have not been motivated to modify the C-7 position and/or would have had no reasonable expectation of success in doing so. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MATTHEW P COUGHLIN whose telephone number is (571)270-1311. The examiner can normally be reached Monday - Friday, 10 am - 6 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Claytor can be reached at 571-272-8394. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MATTHEW P COUGHLIN/Primary Examiner, Art Unit 1626
Read full office action

Prosecution Timeline

Apr 16, 2024
Application Filed
Jun 03, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
83%
With Interview (+11.9%)
2y 5m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 992 resolved cases by this examiner. Grant probability derived from career allowance rate.

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