Prosecution Insights
Last updated: August 17, 2026
Application No. 18/637,417

SUCCESSIVE APPROXIMATION REGISTER ANALOG-TO-DIGITAL CONVERTER AND OPERATION METHOD OF THE SAME

Non-Final OA §103
Filed
Apr 16, 2024
Priority
Aug 24, 2023 — TW 112131974
Examiner
NGUYEN, LINH V
Art Unit
2845
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Realtek Semiconductor Corporation
OA Round
3 (Non-Final)
89%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allowance Rate
1069 granted / 1199 resolved
+21.2% vs TC avg
Minimal +2% lift
Without
With
+2.3%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 10m
Avg Prosecution
24 currently pending
Career history
1221
Total Applications
across all art units

Statute-Specific Performance

§101
3.9%
-36.1% vs TC avg
§103
45.4%
+5.4% vs TC avg
§102
39.0%
-1.0% vs TC avg
§112
4.9%
-35.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1199 resolved cases

Office Action

§103
DETAILED ACTION This office action is in response to RCE communication filed on 05/28/2026. Claims 1 and 11 have been amended. Claims 1-20 are pending on this application. Response to Arguments 2. Applicant’s arguments with respect to amended claims 1 and 11 have been considered but are moot because the new ground of rejection in view of Xu et al. Pub. No. 2022/0247423 does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 3. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 4. Claims 1-6, 10-16, and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Zare Hoseini et al. Pub. No. 2019/0253062 in view of Xu et al. Pub. No. 2022/0247423. Regarding claim 1. Fig. 1 of Zare Hoseini et al. discloses A successive approximation register (SAR) analog-to-digital converter (paragraph 0027), configured to receive an input signal (Vin) and comprising: a digital-to-analog converter (DAC) array (1a/1b, 2a/2b,3a/3b), configured to receive the input signal (Vin) and comprising: three DACs (1a/1b, 2a/2b,3a/3b) configured to sample an input voltage level of the input signal (level of Vin), wherein each of the three DACs (1a/1b, 2a/2b,3a/3b) comprises a plurality of first capacitor switch circuits (capacitor switch circuits of each 1a/1b, 2a/2b, and 3a/3b) and three comparators (5, 6, 7) , respectively connected in series with the three DACs (1a/1b, 2a/2b,3a/3b), and configured to respectively generate a comparison result (result outputs of 5, 6, and 7); and a SAR logic circuit (4), coupled (13, 14, 15) to the DAC array (1a/1b, 2a/2b,3a/3b) and configured to generate the nth bit of a conversion result (bits output of SAR 4) according to the comparison result (result outputs of 5, 6, and 7) in an nth comparison stage (5, 6, 7), wherein in the nth comparison stage (5 or 6 or 7), the SAR logic circuit (4) is configured to: choose a first comparator (5) of the three comparators (5, 6, 7) to compare a sampling result of a first DAC (result of 1a, 1b) of the three DACs (1a/1b, 2a/2b,3a/3b)) with the voltage level (voltage level Vin) corresponding to a first (n-1) bits (paragraph 0038 discloses “voltage generator 1 and its comparator 5 can be used to distinguish between bit outcomes 00 and 01, voltage generator 2 and its comparator 6 can be used to distinguish between bit outcomes 01 and 10, and voltage generator 3 and its comparator 7 can be used to distinguish between bit outcomes 10 and 11”) of the conversion result (bits output of SAR 4), according to the comparison result of an (n-1) th comparison stage (5), to generate the comparison result (output of 5), and adjust sampling results (adjusting of 14 and 15) of a second DAC (2a/2b) and a third DAC (3a/3c) of the three DACs (1a/1b, 2a/2b,3a/3b)) corresponding to a second comparator (6) and a third comparator (7) of the three comparators (5, 6, 7) to the voltage levels (voltage level of Vin) respectively corresponding to the cases where the nth bit (bits output of SAR 4) of the conversion result is 0 and 1 (paragraph 0042), wherein n is a positive integer greater than 1 (paragraph 0041 discloses 12 bits). However, Zare Hoseini et al. do not disclose wherein a number of the plurality of comparison stages is equal to a number of the plurality of first capacitor switch circuits of each of the three DACs and the number of first capacitor switch circuits included in each of the three DACs is the same. Fig. 1 of Xu et al. discloses a successive approximation register (SAR) ADC (paragraph 00126) comprising: a number of the plurality of comparison stages (three comparison stages) is equal to a number of the plurality of first capacitor switch circuits (three capacitor switch circuits) of each of the three DACs (three capacitor switch circuits) and the number of first capacitor switch circuits (three capacitor switch circuits included in each of the three DACs (three capacitor switch circuits) is the same. Zare Hoseini et al. and Xu et al. are common subject matter of the plurality of capacitor switch circuits for SAR ADC; therefore, it would have been obvious before the effective filing date of claimed invention to one ordinary skill in the art to which the claimed invention pertained to incorporate number of switch capacitor circuits of Xu et al. into Zare Hoseini et al. for the purpose of solves the problem in the traditional technology that sampling moments are mismatched due to different sampling signals in each of the time-interleaved channels, thereby improving the sampling precision and significantly reducing the complexity of a corresponding correction circuit. In the present disclosure, by using lower plates of capacitors for sampling, the sampling error caused by the charge injection effect is eliminated when the sampling switch is turned off, thereby further improving the sampling precision, allowing the use of a larger sampling switch, and further increasing the sampling speed of the ADC and providing better high-frequency performance compared with traditional techniques (paragraph 0025 of Xu et al.) Regarding claim 2. Zare Hoseini et al. and Xu et al. applied to claim 1 above, Fig. 1 of Zare Hoseini et al. further discloses wherein the DAC array ((1a/1b, 2a,2b,3a/3b ) further comprises: three sampling switch circuits (three samples switches of 1a/1b, 2a,2b,3a/3b) respectively coupled between the input signal and the three DACs (1a/1b, 2a,2b,3a/3b), wherein the three DACs (1a/1b, 2a,2b,3a/3b) are configured to be turned on in a sampling stage according to a sampling signal to make the DAC array (1a/1b, 2a,2b,3a/3b ) sample the input signal (sampling signal for Vin), and configured to be turned off according to the sampling signal (Switching off from Vin for connection to Vref or Ground in each 1a/1b, 2a,2b,3a/3b ) in the plurality of comparison stages (5, 6, 7). Regarding claim 3. Zare Hoseini et al. and Xu et al. applied to claim 1 above, Fig. 1 of Zare Hoseini et al. further discloses: the plurality of first capacitor switch circuits (switching capacitors of each 1a, 2a,3a), wherein the plurality of first capacitor switch circuits (switching capacitor of 1a/1b) of each of the three DACs (1a/1b, 2a,2b,3a/3b) are coupled to each other in parallel and coupled to an input terminal of a corresponding one of the three comparators (+/- input terminals of each comparator 5, 6, 7), and are configured to be respectively coupled to a reference voltage or a ground voltage (Verf and ground of each switching capacitors) according to a plurality of control signals (13, 14, and 15). Regarding claim 4. Zare Hoseini et al. and Xu et al. applied to claim 3 above, Fig. 1 of Zare Hoseini et al. further discloses wherein the capacitance values of the plurality of first capacitor switch circuits of each of the three DACs form a geometric sequence (6C, 8C, 4C, 2C, C). Regarding claim 5. Zare Hoseini et al. and Xu et al. applied to claim 3 above, Fig. 3 of Zare Hoseini et al. further discloses wherein each of the three DACs further comprises a plurality of second capacitor switch circuits (switching capacitors of each 1b, 2b,3b), wherein the number of the plurality of second capacitor switch circuits (switching capacitors of each 1b, 2b,3b) is equal to the number of the plurality of first capacitor switch circuits (switching capacitors of each 1a, 2a,3a), wherein the plurality of second capacitor switch circuits (switching capacitors of each 1b, 2b,3b) of each of the three DACs (1a/1b, 2a/2b,3a/3b) are coupled to each other in parallel and coupled to an another input terminal (+/- terminals of 5, 6, 7) of the corresponding one of the three comparators (5, 6, 7) , and are configured to be respectively coupled to the reference voltage or the ground voltage (Vref and Ground) according to the plurality of control signals (13, 14, 15) Regarding claim 6. Zare Hoseini et al. and Xu et al. applied to claim 3 above, Fig. 1 of Zare Hoseini et al. further discloses wherein the number of the plurality of comparison stages (5, 6, 7) is equal to the number of the plurality of comparison results (3 results outputs of 5, 6, 7). Regarding claim 10. Zare Hoseini et al. and Xu et al. applied to claim 1 above, Fig. 1 of Zare Hoseini et al. further discloses wherein the conversion result (conversion result of SAR 4) is an array comprising a plurality of bits (paragraph 0022), and each of the plurality of comparison results respectively corresponds to each of the plurality of bits (paragraph 0038). Regarding claim 11. Fig. 1 of Zare Hoseini et al. discloses An operation method for operating a SAR ADC (paragraph 0027) , wherein the SAR ADC (Fig. 1) is configured to receive an input signal (Vin) and comprises a DAC array (1a/1b, 2a,2b,3a/3b) and a SAR logic circuit (SAR 4) , and the operation method comprises: (a) in an nth comparison stage (5, 6, 7), choosing (13) a first comparator (5) of three comparators of the DAC array (1a/1b, 2a,2b,3a/3b) by the SAR logic circuit (4), to compare (5) a sampling result of a first DAC (1a/1b) of three DACs of the DAC array (1a/1b, 2a/2b,3a/3b) with a voltage level (Vin) corresponding to a first (n-1) bits of a conversion result (, according to the comparison result of an (n-1)th comparison stage (5, 6, 7), to generate a comparison result (result of 5, 6, 7), and adjusting (switching to Vref or Gnd) sampling results of a second DAC (2a/2b) and a third DAC (3a/3b) of the three DACs (1a/1b, 2a/2b,3a/3b) corresponding to a second comparator (6) and a third comparator (7) of the three comparators (5, 6, 7) to the voltage levels (levels of 1a/1b, 2a,2b,3a/3b) respectively corresponding to the cases where a nth bit of the conversion result is 0 and 1 (1 (paragraph 0035 discloses” The output of the comparator is passed to the logic unit 4 which establishes in dependence on the comparison whether the most significant bit of the desired digital representation is a 0 or a 1” ) by the SAR logic circuit (SAR 4); (b) comparing the input signal (Vin) with the voltage level corresponding to the first (n-1) bits of the conversion result (paragraph 0038 discloses “voltage generator 1 and its comparator 5 can be used to distinguish between bit outcomes 00 and 01) by the first comparator (5), to generate the comparison result (result of 5); (c) generating the nth bit of the conversion result (bits generate by SAR 4) according to the comparison result (result of 5, 6, 7) by the SAR logic circuit (SAR 4); and (d) repeating steps (a)-(c) (paragraphs 0021-0022) , wherein the DAC array (1a/1b, 2a,2b,3a/3b ) is coupled between the input signal (Vin) and the SAR logic circuit (4), and the three comparators (5, 6, 7) are respectively connected in series with the three DACs (1a/1b, 2a,2b,3a/3b), wherein n is a positive integer greater than 1 (paragraph 0041 discloses 12 bits). However, Zare Hoseini et al. do not disclose wherein a number of the plurality of comparison stages is equal to a number of the plurality of first capacitor switch circuits of each of the three DACs and the number of first capacitor switch circuits included in each of the three DACs is the same. Fig. 1 of Xu et al. discloses a successive approximation register (SAR) ADC (paragraph 00126) comprising: a number of the plurality of comparison stages (three comparison stages) is equal to a number of the plurality of first capacitor switch circuits (three capacitor switch circuits) of each of the three DACs (three capacitor switch circuits) and the number of first capacitor switch circuits (three capacitor switch circuits included in each of the three DACs (three capacitor switch circuits) is the same. Zare Hoseini et al. and Xu et al. are common subject matter of the plurality of capacitor switch circuits for SAR ADC; therefore, it would have been obvious before the effective filing date of claimed invention to one ordinary skill in the art to which the claimed invention pertained to incorporate number of switch capacitor circuits of Xu et al. into Zare Hoseini et al. for the purpose of solves the problem in the traditional technology that sampling moments are mismatched due to different sampling signals in each of the time-interleaved channels, thereby improving the sampling precision and significantly reducing the complexity of a corresponding correction circuit. In the present disclosure, by using lower plates of capacitors for sampling, the sampling error caused by the charge injection effect is eliminated when the sampling switch is turned off, thereby further improving the sampling precision, allowing the use of a larger sampling switch, and further increasing the sampling speed of the ADC and providing better high-frequency performance compared with traditional techniques (paragraph 0025 of Xu et al.). Regarding claim 12. Zare Hoseini et al. and Xu et al. applied to claim 11 above, Fig. 3 of Zare Hoseini et al. further comprising: (e) in a sampling stage (sampling for Vin) , turning on three sampling switch circuits (sampling switches for Vin of 1a/1b, 2a/2b,3a/3b) of the DAC array (1a/1b, 2a/2b,3a/3b ) by a sampling signal (sampling signal for switching on/off Vin), to make the DAC array (1a/1b, 2a/2b, and 3a/3b) sample the input signal (Vin), and in the plurality of comparison stages (5, 6, 7) , turning off the three sampling switch circuits (switching off from Vin) by the sampling signal (sampling signal for switch on/off Vin), wherein the three sampling switch circuits sampling switch 1a/1b, 2a/2b,3a/3b) are respectively coupled between the input signal (Vin) and the three DACs (1a/1b, 2a/2b,3a/3b). Regarding claim 13. Zare Hoseini et al. and Xu et al. applied to claim 11 above, Fig. 1 of Zare Hoseini et al. discloses wherein step (a) further comprises: respectively coupling a plurality of first capacitor switch circuits (switching capacitors circuit 1a, 2a, 3a) of the three DACs (1a, 2a, 3a) to a reference voltage or a ground voltage (Vref or Ground) by a plurality of control signals (13, 14, 15), wherein the plurality of first capacitor switch circuits (switching capacitor circuits) of each of the three DACs (switching capacitor circuits ) are coupled to each other in parallel and coupled to an input terminal (+/- terminal or each 5, 6, 7) of a corresponding one of the three comparators (5, 6, 7). Regarding claim 14. Zare Hoseini et al. and Xu et al. applied to claim 13 above, Fig. 1 of Zare Hoseini et al. further discloses wherein the capacitance values of the plurality of first capacitor switch circuits (switching capacitors of 1a, 2a, 3a) of the three DACs (1a/1b, 2a/2b,3a/3b) form a geometric sequence (6C, 8C, 4C, 2C, C). Regarding claim 15. Zare Hoseini et al. and Xu et al. applied to claim 11 above, Fig. 1 of Zare Hoseini et al. further discloses wherein step (a) further comprises: respectively coupling a plurality of second capacitor switch circuits (switching capacitor circuits 1b, 2b, 3b) of the three DACs (1a/1b, 2a/2b,3a/3b) to the reference voltage or the ground voltage (Vref or Ground) by the plurality of control signals (13, 14, 15), wherein the number of the plurality of second capacitor switch circuits ( is equal to the number of the plurality of first capacitor switch circuits, wherein the plurality of second capacitor switch circuits (1b, 2b, 3b) of each of the three DACs (1a/1b, 2a/2b,3a/3b) are coupled to each other in parallel and coupled to an another input terminal (+/- input terminal of 5, 6, 7) of the corresponding one of the three comparators (5, 6, 7). Regarding claim 16. Zare Hoseini et al. and Xu et al. applied to claim 13 above, Fig. 1 of Zare Hoseini et al. further discloses wherein the number of the plurality of comparison stages (5, 6, 7) is equal to the number of the plurality of comparison results (3 results outputs of 5, 6, 7). Regarding claim 20. Zare Hoseini et al. and Xu et al. applied to claim 11 above, Fig. 1 of Zare Hoseini et al. further discloses wherein step (c) comprises: generating the conversion result (conversion result of SAR 4) comprising an array (array of comparators 5, 6, 7) with a plurality of bits ((paragraph 0038 discloses “voltage generator 1 and its comparator 5 can be used to distinguish between bit outcomes 00 and 01, voltage generator 2 and its comparator 6 can be used to distinguish between bit outcomes 01 and 10, and voltage generator 3 and its comparator 7 can be used to distinguish between bit outcomes 10 and 11”) according to the conversion result by the SAR logic circuit (conversion result of SAR 4) , wherein each of the plurality of comparison results (results of 5, 6, 7) respectively corresponds to each of the plurality of bits (paragraph 0038 discloses “voltage generator 1 and its comparator 5 can be used to distinguish between bit outcomes 00 and 01, voltage generator 2 and its comparator 6 can be used to distinguish between bit outcomes 01 and 10, and voltage generator 3 and its comparator 7 can be used to distinguish between bit outcomes 10 and 11”). 5. Claims 9 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Zare Hoseini et al. and Xu et al. applied to claims 1 and 11 above, in view of Pelgrom et al. Pub. No. 2008/0309541. Zare Hoseini et al. and and Xu et al.applied to claims 1 and 11 above, respectively, Fig. 3 of Zare Hoseini et al. further discloses wherein in a first comparison stage (5), the SAR logic circuit (4) is configured to choose at least one of the three comparators (5, 6, 7) for performing a comparison (5, 6, 7). However, Zare Hoseini et al does not disclose choose a random one of the three comparators for performing a comparison. Fig. 1 of Pelgrom et al. discloses a logic circuit (CO) is configured to choose a random one (paragraph 004 discloses “each comparator is selected to discriminate many or all input levels in accordance with a (pseudo) random mismatch-mitigating algorithm”) of the three comparators (C1, C2, C3) for performing a comparison (comparison of C1, C2, C3). Zare Hosein et al., Xu et al. and Pelgrom et al. are common subject matter of plurality comparators of ADC; therefore, it would have been obvious before the effective filing date of claimed invention to one ordinary skill in the art to which the claimed invention pertains to incorporate random selection of each comparator of Pelgrom et al. into comparators of Zare Hosein et al./ Xu et al. for the purpose of mismatch-mitigating (paragraph 0004 of Pelgrom et al.). Allowable Subject Matter 6. Claims 7 and 8 are objected to as being dependent upon a rejected base claim (, and but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Prior arts do not teach: wherein when the input signal is greater than or equal to the voltage level corresponding to the first (n-1) bits of the conversion result, the SAR logic circuit chooses the third comparator corresponding to the third DAC to perform a comparison in a (n+1)th comparison stage, and synchronously adjusts the two sampling results of the first DAC and the second DAC to the voltage level corresponding to the case where the nth bit of the conversion result is 1. 7. Claims 17 and 18 are objected to as being dependent upon a rejected base claim, and but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Prior arts do not teach: wherein when the input signal is greater than or equal to the voltage level corresponding to the first (n-1) bits of the conversion result, the SAR logic circuit chooses the third comparator corresponding to the third DAC to perform a comparison in a (n+1)th comparison stage, and synchronously adjusts the two sampling results of the first DAC and the second DAC to the voltage level corresponding to the case where the nth bit of the conversion result is 1 by the SAR logic. Contact Information 9. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Linh Van Nguyen whose telephone number is (571) 272-1810. The examiner can normally be reached from 8:30 – 5:00 Monday-Friday. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mr. Dameon E. Levi can be reached at (571) 272-2105. The fax phone numbers for the organization where this application or proceeding is assigned are (571-273-8300) for regular communications and (571-273-8300) for After Final communications. 06/03/2026 /LINH V NGUYEN/Primary Examiner, Art Unit 2845
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Prosecution Timeline

Apr 16, 2024
Application Filed
Oct 28, 2025
Non-Final Rejection mailed — §103
Jan 22, 2026
Response Filed
Mar 17, 2026
Final Rejection mailed — §103
May 28, 2026
Request for Continued Examination
Jun 02, 2026
Response after Non-Final Action
Jun 05, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
89%
Grant Probability
92%
With Interview (+2.3%)
1y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
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