Prosecution Insights
Last updated: July 17, 2026
Application No. 18/640,277

PHENOLIC PHYTOCHEMICALS FOR BONE METASTASIS OF CANCER

Non-Final OA §103§112§DP
Filed
Apr 19, 2024
Priority
Apr 20, 2023 — provisional 63/497,335
Examiner
FIEBIG, RUSSELL G
Art Unit
1655
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Ndsu Research Foundation
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
9m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
552 granted / 880 resolved
+2.7% vs TC avg
Strong +26% interview lift
Without
With
+25.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
56 currently pending
Career history
932
Total Applications
across all art units

Statute-Specific Performance

§101
6.4%
-33.6% vs TC avg
§103
68.4%
+28.4% vs TC avg
§102
4.2%
-35.8% vs TC avg
§112
7.0%
-33.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 880 resolved cases

Office Action

§103 §112 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant’s election with traverse of Group II, claims 11-16, 19-20 and 23, in the reply filed on 18 May 2026 is acknowledged. Applicant’s traversal of the restriction requirement does not point out any error in the restriction requirement but is based solely on the contention that the Examiner's search burden is not increased by searching and examining all the claims together, particularly, given the overlap in claim scope between the products and process of using the product. This is unpersuasive, since there is an examination and search burden for these patentably distinct inventions due to their mutually exclusive characteristics. The inventions require a different field of search (e.g., searching different classes/subclasses or electronic resources, or employing different search queries); and/or the prior art applicable to one invention would not likely be applicable to another invention; and/or the inventions are likely to raise different non-prior art issues under 35 U.S.C. 101 and/or 35 U.S.C. 112(a). Claims 1-10 and 35 have been withdrawn as being directed to a nonelected invention. Claims 11-16, 19-20 and 23 are presented for examination on the merits. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 11-16, 19-20 and 23 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 11 is rendered vague and indefinite by the phrase “wherein the phenolic phytochemical coats or is impregnated in the scaffold or is delivered to the scaffold via fluid flow in a bioreactor”. As drafted the language would appear to list 3 alternatives: (1) phenolic phytochemical coats the scaffold, (2) the phenolic phytochemical impregnates the scaffold, or (3) the phenolic phytochemical is delivered to the scaffold via fluid flow in a bioreactor. It is unclear if how “delivered to the scaffold via fluid flow in a bioreactor” is meant to limit the claimed composition. That is – is the intent to define the composition by use of product-by-process language or does the language mean that a bioreactor is part of the composition. Claim 12 is rendered vague and indefinite by the phrase “wherein the composition comprises an extract of oregano, cranberry, Rhodiola, or a combination thereof”. It is unclear how this language is meant to further limit the claimed composition, which already includes “a phenolic phytochemical of oregano, cranberry, or Rhodiola” which is interpreted as meaning that the phenolic phytochemical is obtained from the recited botanicals (i.e., an extract of oregano, cranberry or Rhodiola). Appropriate clarification is required. All other claims depend directly or indirectly from rejected claims and are, therefore, also rejected under U.S.C. 112, second paragraph, for the reasons set forth above. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 11-16, 19-20 and 23 is/are rejected under 35 U.S.C. 103 as being unpatentable over Katti et al. (US2019/0255221) in view of Ilk et al. (2018) and any of Chu et al. (2014) or Chun et al. (2005) or Rodriguez-Perez et al. Katti et al. beneficially disclose a scaffold composition comprising a biocompatible polymer and a clay. Preferably, the polymer is a natural polymer, synthetic polymer, blend, combination, or mixture of the same. Preferably, the clay comprises a smectite. Optionally, the scaffold can be coated in an additional ingredient such as amino acid, anesthetic, antibiotic, antiangiogenic agent, antibody, anticoagulant, antineoplastic agent, antiviral agent, biomaterial, bone morphogenetic proteins, carbohydrate, cell, cytotoxic agent, drug, electrolyte, growth factor, immunomodulator, inorganic material, lipid, mineral, oligonucleotide, osteoblast, osteoclast, osteo stem cell, polypeptide, progenitor, protein, therapeutic agent, tissue, tissue or cell aggregate, vasoactive agent, and combinations thereof. Examples of natural polymers include proteins and polysaccharides, which can be used individually, in blends, combinations and/or mixtures. Preferred natural polymers, include, but are not limited to, albumin, alginate, cellulose (which is inclusive of regenerated cellulose), chitin, chitosan, collagen, gelatin, heparin, and other naturally occurring polymers such as regenerated silk or polysaccharide, and/or blends, combinations, or mixtures of the same. The cited reference does not explicitly disclose a phenolic phytochemical of plant extracts coating or impregnating the clay scaffold. Ilk et al. (2018) beneficially teach combining a plant extract with chitosan/ODAMMT-based nanocomposite. The cited references do not teach oregano, cranberry or Rhodiola extracts. However, each of these extracts are known to possess phenolic phytochemicals. For example: Chu et al. beneficially teach that the extracts of R. crenulata have been madeinto pharmaceutical preparations and functional foods. Previous studies have demonstrated that the roots of R. crenulata possess beneficial properties, including the scavenging of active-oxygen species, anti-Alzheimer’s disease effects, and blood-glucose-lowering activity. In the previous phytochemical studies, more than 100 compounds were isolated from R. crenulata, including phenols, phenylpropanoids, phenylethanoids, flavonoids, monoterpenoids, cyanogens, and their corresponding glycosides.12 Among the isolated compounds, salidroside and p-tyrosol were the major bioactive constituents and showed antioxidant, antifatigue, and anti-inflammatory activities. Chun et al. beneficially teach that phenolic phytochemicals have been shown to have antimicrobial and antifungal activity. Oregano (Origanum vulgare L.) is an important Mediterranean herb rich in phenolic compounds with antioxidant and antimicrobial activity. Using tissue culture techniques several high phenolics and rosmarinic acid-containing oregano clonal lines have been isolated with high antioxidant activity with antimicrobial potential. In this investigation the antioxidant activity of phenolic-enriched clonal oregano extracts, and their antimicrobial activity against ulcer-associated Helicobacter pylori have been evaluated. Rodriguez-Perez et al. beneficially teach that phenolic compounds from a cranberry extract were isolated in order to assess their contribution to the antibacterial activity against uropathogenic strains of Escherichia coli (UPEC). With this purpose, a total of 25 fractions from a cranberry extract were isolated using semipreparative high performance liquid chromatography (HPLC) and characterized based on the results obtained by reversed-phase HPLC coupled to mass spectrometry detection. Then, the effects on UPEC surface hydrophobicity and biofilm formation of the cranberry extract as well as the purest fractions (a total of 13) were tested. As expected, the whole extract presented a powerful antibacterial activity against UPEC while the selected fractions presented a different behavior. Myricetin and quercitrin significantly decreased (p < 0.05) E. coli biofilm formation compared with the control, while dihydroferulic acid glucuronide, procyanidin A dimer, quercetin glucoside, myricetin and prodelphinidin B led to a significant decrease of the surface hydrophobicity compared with the control. The results suggest that apart from proanthocyanidins, other compounds, mainly flavonoids, can act against E. coli biofilm formation and also modify UPEC surface hydrophobicity in vitro, one of the first steps of adhesion. It would have been obvious to one of ordinary skill in the art at the time of the effective filing date of the Application to further include plant extracts containing phenolic phytochemicals from oregano, cranberry and/or Rhodiola within the clay scaffold taught by Katti et al. based upon the beneficial teachings provided by the cited references with respect to the antibacterial effects of the extracts. It would have been obvious to combine the instant ingredients for their known benefit since each is well known in the art for the same purpose and for the following reasons: each of the plant extracts is known to possess antibiotic activity. In KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398 (2007), the Supreme Court reaffirmed "the conclusion that when a patent 'simply arranges old elements with each performing the same function it had been known to perform' and yields no more than one would expect from such an arrangement, the combination is obvious." Id. at 417 (quoting Sakraida v. Ag Pro, Inc., 425 U.S. 273,282 (1976)). The Supreme Court also emphasized a flexible approach to the obviousness question, stating that the analysis under 35 U.S.C. § 103 "need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ." Id. at 418; see also id. at 421 ("A person of ordinary skill is... a person of ordinary creativity, not an automaton."). The Supreme Court thus implicitly endorsed the principle, stated in In re Kerkhoven, 626 F.2d 846, 850 (CCPA 1980) (citations omitted), that: It is prima facie obvious to combine two compositions each of which is taught by the prior art to be useful for the same purpose, in order to form a third composition which is to be used for the very same purpose .... [T]he idea of combining them flows logically from their having been individually taught in the prior art. Accordingly, the instant claims, where no unexpected results are observed, would have been obvious to one of ordinary skill having the above cited references before him/her. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 11-16, 19-20 and 23 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-19 of U.S. Patent No. 11,541,150 in view of any of Chu et al. (2014) or Chun et al. (2005) or Rodriguez-Perez et al. Although the claims at issue are not identical, they are not patentably distinct from each other because both are drawn to a composition a polymer and clay in the form of a scaffold and combining additional active ingredients. Such active ingredients can be in the form of phytochemicals such as taught by the cited references. In addition, please note that the instant claims encompass and/or are encompassed by the "150 claims. Conclusion No claims are allowed. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RUSSELL G FIEBIG whose telephone number is (571)270-5366. The examiner can normally be reached M-F 8-4. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anand Desai can be reached at 5712720947. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RUSSELL G FIEBIG/ Examiner, Art Unit 1655
Read full office action

Prosecution Timeline

Apr 19, 2024
Application Filed
Jun 16, 2026
Non-Final Rejection mailed — §103, §112, §DP (current)

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
88%
With Interview (+25.8%)
3y 0m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 880 resolved cases by this examiner. Grant probability derived from career allowance rate.

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