Prosecution Insights
Last updated: October 25, 2026
Application No. 18/640,898

PHYSICS-INCORPORATED TURBINE BLADE PITCH CONTROL TECHNOLOGY

Final Rejection §102§103
Filed
Apr 19, 2024
Priority
Apr 20, 2023 — provisional 63/497,296
Examiner
CORDAY, CAMERON A
Art Unit
3745
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
University of Maryland, Baltimore County
OA Round
2 (Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
5m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
271 granted / 352 resolved
+7.0% vs TC avg
Minimal +1% lift
Without
With
+1.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
16 currently pending
Career history
375
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
49.3%
+9.3% vs TC avg
§102
25.2%
-14.8% vs TC avg
§112
23.9%
-16.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 352 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Claims 1-20 remain pending in the application. Claims 7 and 13-18 remain withdrawn. Applicant’s arguments regarding the rejection of claims 1-6, 8-11 and 19 under 35 USC 102 as anticipated by Chao have been fully considered. Regarding claim 1, the arguments are not persuasive. The Applicant acknowledges that Chao teaches a “changeless” AoA to optimize output power of the wind turbine. Chao discusses some difficulties obtaining this concept in section 2.2. The Applicant considers the optimization of the concept and a discussion of difficulties (such as abrupt changes in pitch at the boundary of upwind and downwind zones) as some sort of teaching away from maintaining a first constant AoA for each blade in an upstream zone and a second constant AoA for each blade in a downstream zone. Teaching of a preferred embodiment does not teach away from alternatives. Chao anticipates the limitations of claim 1. Applicant’s arguments regarding claim 10 are not persuasive. To the extent possible, Chao strives for a continuous function. It is not clear how Applicant’s invention distinguishes over Chao. The rejection is maintained. Applicant’s arguments regarding claim 11 are persuasive. The rejection is withdrawn. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-6, 8-10 and 19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chao et al. (“Optimization of Blade Pitch in H-rotor Vertical Axis Wind Turbines”, Applicant’s submitted IDS). PNG media_image1.png 231 381 media_image1.png Greyscale Regarding claim 1, Chao teaches a method of enhancing the performance of a vertical axis turbine (VAT) comprising at least two turbine blades, said method comprising: integrating blade pitch control with the VAT (abstract) to maintain a first constant AoA for each blade in an upstream zone and a second constant AoA for each blade in a downstream zone (asymmetric) (see Fig. 2 and section 2.1-2 detailing the optimal pitch angles on the upstream and downstream side to maintain a “changeless” angle of attack). Regarding claim 2, Chao teaches the VAT comprises 2, 3, 4, 5 or 6 blades (see Fig. 1 showing 3 blades). Regarding claim 3, Chao teaches the VAT comprises 3 blades. Regarding claim 4, Chao teaches the VAT comprises a Darrieus-type rotor (Chao teaches an H-Darrieus style). Regarding claims 5-6, Chao teaches the enhanced performance is manifested as an increase of time-averaged net power coefficient (Cp), wherein the Cp is greater than about 0.45 (see Fig. 6 showing a Cp of 0.460-0.463) Regarding claim 8, Chao teaches the method of claim 1, comprising an asymmetric control scheme. Regarding claim 9, Chao teaches the VAT is capable of generating positive torque in both upstream and downstream cycles (see section 4.1). Regarding claim 10, Chao teaches the blade pitch control comprises a continuous function (see Fig. 2 showing the continuous curve of blade pitch). Regarding claim 19, Chao teaches a computer program product comprising a computer readable storage medium having program instructions embodied therewith, the program instructions executable by a computing device to cause the computing device to control a vertical axis turbine (VAT) comprising at least two turbine blades (see Fig. 1) to enhance the performance of the VAT by: integrating blade pitch control with the VAT (abstract) to maintain a first constant AoA for each blade in an upstream zone and a second constant AoA for each blade in a downstream zone (asymmetric) (see Fig. 2 and section 2.1-2 detailing the optimal pitch angles on the upstream and downstream side to maintain a “changeless” angle of attack), wherein the blade pitch is continuously adjusted using actuators (see Fig.2). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 12 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Chao in view of Hirai (US6379115). Regarding claim 12, Chao teaches the method of claim 1, but fails to explicitly teach the VAT comprises an anemometer. In an analogous art, Hirai teaches a vertical axis wind turbine. Hirai teaches an anemometer (11) to measure wind speed and direction. It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify the method of Chao and change it so that the VAT comprises an anemometer as taught by Hirai to measure wind speed and direction. Regarding claim 20, Chao teaches the computer program product of claim 19, but fails to explicitly teach the VAT comprises an anemometer. In an analogous art, Hirai teaches a vertical axis wind turbine. Hirai teaches an anemometer (11) to measure wind speed and direction. It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify the computer program product of Chao and change it so that the VAT comprises an anemometer as taught by Hirai to measure wind speed and direction. Allowable Subject Matter Claim 11 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CAMERON A CORDAY whose telephone number is (571)272-0383. The examiner can normally be reached M-F 8-4 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Courtney Heinle can be reached at (571) 270-3508. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CAMERON A CORDAY/ Examiner, Art Unit 3745 /COURTNEY D HEINLE/ Supervisory Patent Examiner, Art Unit 3745
Read full office action

Prosecution Timeline

Apr 19, 2024
Application Filed
Mar 27, 2026
Non-Final Rejection mailed — §102, §103
Jul 27, 2026
Response Filed
Oct 01, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
78%
With Interview (+1.0%)
2y 11m (~5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 352 resolved cases by this examiner. Grant probability derived from career allowance rate.

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