Prosecution Insights
Last updated: April 19, 2026
Application No. 18/645,401

ENERGY STORAGE SYSTEM AND MONITORING APPARATUS FOR SAME

Non-Final OA §102
Filed
Apr 25, 2024
Examiner
HAWKINS, DOMINIC E
Art Unit
2858
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Xiamen Donesty Ecommerce Co. Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
99%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
625 granted / 720 resolved
+18.8% vs TC avg
Moderate +12% lift
Without
With
+12.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
28 currently pending
Career history
748
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
59.2%
+19.2% vs TC avg
§102
25.4%
-14.6% vs TC avg
§112
10.6%
-29.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 720 resolved cases

Office Action

§102
Detailed Action The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-18 of U.S. Application 18/645,401 filed on April 25, 2024 are presented for examination. Priority Receipt is acknowledged of certified copies of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Claim Objections Claims 10-18 are objected to because of the following informalities: Regarding claim 10, it is unclear how there are two “an energy storage system” in the preamble. Please clarify claim 10 to “ An energy storage system, comprising a monitoring apparatus for the energy storage system, wherein the monitoring apparatus comprises: a plurality of monitors, each of the plurality of monitors being configured to sample an input electrical signal and/or an output electrical signal of one energy storage device and determine an operating parameter of the corresponding energy storage device based on the input electrical signal and/or the output electrical signal, and each of the plurality of monitors supporting a wireless networking mode; and a display terminal configured to perform a wireless communication with an upper computer, and transmit the operating parameter of the corresponding energy storage device to the upper computer by performing a wireless communication with each of the plurality of monitors when each of the plurality of monitors operates in the wireless networking mode, to allow the upper computer to display the operating parameter of the corresponding energy storage device”. Appropriate correction is required. Claims 11-18 are also objected to as they depend on claim 10. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claims 1-4 and 10-13 are rejected under 35 U.S.C. 102(a1) as being unpatentable over Inoue et al (USPGPub 20200403413). PNG media_image1.png 542 758 media_image1.png Greyscale PNG media_image2.png 510 759 media_image2.png Greyscale Prior Art: Inoue Regarding claim 1, Inoue discloses a monitoring apparatus (100) for an energy storage system (101), comprising: a plurality of monitors (50), each of the plurality of monitors being configured to sample an input electrical signal and/or an output electrical signal of one energy storage device (60) and determine an operating parameter of the corresponding energy storage device based on the input electrical signal and/or the output electrical signal, (par 48 discloses determining state of the energy devices) and each of the plurality of monitors supporting a wireless networking mode (pars 23 and 47 discloses remote monitoring) ; and a display terminal (1) configured to perform a wireless communication (using N) with an upper computer (3), and transmit the operating parameter of the corresponding energy storage device to the upper computer by performing a wireless communication with each of the plurality of monitors (par 84 discloses 50 collects data to provide to 1 which then shows to 3) when each of the plurality of monitors operates in the wireless networking mode (par 113 discloses 50 sends data wirelessly to 1), to allow the upper computer to display (using 33) the operating parameter of the corresponding energy storage device (pars 59 and 62 display results using wireless communication). Regarding claim 2, Inoue discloses wherein each of the plurality of monitors is further configured to perform a wireless communication with the upper computer to transmit the operating parameter of the corresponding energy storage device to the upper computer (par 148 discloses sending information to 3 using at least M and networking N). Regarding claim 3, Inoue discloses wherein each of the plurality of monitors is further configured to disconnect from the upper computer when the display terminal performs a wireless communication with the monitor (par 148 discloses 50 is used as opening a switch to connect and disconnect from the energy storage. Therefore, the monitors 50 would be configured to disconnect from the upper computer when the display performs communication). Regarding claim 4, Inoue discloses wherein a networking relay arranged between the plurality of monitors and the display terminal and configured to forward the operating parameters in the plurality of monitors to the display terminal (shown in at least fig 2 with using N and server device as a relay to display information). Regarding claim 10, Inoue discloses an energy storage system (figs 1-6) comprising a monitoring apparatus (100) for an energy storage system (101), wherein the monitoring apparatus comprising: a plurality of monitors (50), each of the plurality of monitors being configured to sample an input electrical signal and/or an output electrical signal of one energy storage device (60) and determine an operating parameter of the corresponding energy storage device based on the input electrical signal and/or the output electrical signal, (par 48 discloses determining state of the energy devices) and each of the plurality of monitors supporting a wireless networking mode (pars 23 and 47 discloses remote monitoring) ; and a display terminal (1) configured to perform a wireless communication (using N) with an upper computer (3), and transmit the operating parameter of the corresponding energy storage device to the upper computer by performing a wireless communication with each of the plurality of monitors (par 84 discloses 50 collects data to provide to 1 which then shows to 3) when each of the plurality of monitors operates in the wireless networking mode (par 113 discloses 50 sends data wirelessly to 1), to allow the upper computer to display (using 33) the operating parameter of the corresponding energy storage device (pars 59 and 62 display results using wireless communication). Regarding claim 11, Inoue discloses wherein each of the plurality of monitors is further configured to perform a wireless communication with the upper computer to transmit the operating parameter of the corresponding energy storage device to the upper computer (par 148 discloses sending information to 3 using at least M and networking N). Regarding claim 12, Inoue discloses wherein each of the plurality of monitors is further configured to disconnect from the upper computer when the display terminal performs a wireless communication with the monitor (par 148 discloses 50 is used as opening a switch to connect and disconnect from the energy storage. Therefore, the monitors 50 would be configured to disconnect from the upper computer when the display performs communication). Regarding claim 13, Inoue discloses wherein the monitoring apparatus further comprises a networking relay arranged between the plurality of monitors and the display terminal and configured to forward the operating parameters in the plurality of monitors to the display terminal (shown in at least fig 2 with using N and server device as a relay to display information). Allowable Subject Matter Claims 5-9 and 14-18 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claim 5, the prior art of record taken alone or in combination fail to teach or suggest a monitoring apparatus for an energy storage system, comprising: wherein each of a plurality of energy storage devices comprises a photovoltaic module, a solar charging controller, a battery, and an inverter, and each of the plurality of monitors comprises: a photovoltaic monitor arranged between the photovoltaic module and the solar charging controller, and configured to: sample an output electrical signal of the photovoltaic module and an input electrical signal of the solar charging controller, determine a current value, a voltage value, a power, and power generation of the photovoltaic module based on the output electrical signal of the photovoltaic module and the input electrical signal of the solar charging controller, and perform an on-off control on a circuit between the photovoltaic module and the solar charging controller; a direct current (DC) load monitor arranged between a DC source and a DC load of the energy storage system, and configured to: sample an output electrical signal of the DC source and an input electrical signal of the DC load, determine a power and power consumption of the DC load based on the output electrical signal of the DC source and the input electrical signal of the DC load, perform an on-off control on a circuit between the DC source and the DC load, and perform overcurrent protection based on the output electrical signal of the DC source and the input electrical signal of the DC load; an alternating current (AC) load monitor arranged between the inverter and an AC load of the energy storage system, and configured to: sample an output electrical signal of the inverter and an input electrical signal of the AC load, determine a power and power consumption of the AC load based on the output electrical signal of the inverter and the input electrical signal of the AC load, perform an on-off control of a circuit between the inverter and the AC load, and perform overcurrent protection and leakage protection based on the output electrical signal of the inverter and the input electrical signal of the AC load; and a battery monitor adapted to be connected to the battery, and configured to: sample an input electrical signal of the battery and an output electrical signal of the battery, and determine a power, a residual capacity, an actual capacity, and a health state of the battery based on the input electrical signal of the battery and the output electrical signal of the battery in combination with the other limitations of the claim. Claims 6-9 are also objected to as they depend on claim 5. Regarding claim 14, the prior art of record taken alone or in combination fail to teach or suggest an energy storage system, comprising a monitoring apparatus for an energy storage system, wherein the monitoring apparatus comprises: wherein each of a plurality of energy storage devices comprises a photovoltaic module, a solar charging controller, a battery, and an inverter, and each of the plurality of monitors comprises: a photovoltaic monitor arranged between the photovoltaic module and the solar charging controller, and configured to: sample an output electrical signal of the photovoltaic module and an input electrical signal of the solar charging controller, determine a current value, a voltage value, a power, and power generation of the photovoltaic module based on the output electrical signal of the photovoltaic module and the input electrical signal of the solar charging controller, and perform an on-off control on a circuit between the photovoltaic module and the solar charging controller; a direct current (DC) load monitor arranged between a DC source and a DC load of the energy storage system, and configured to: sample an output electrical signal of the DC source and an input electrical signal of the DC load, determine a power and power consumption of the DC load based on the output electrical signal of the DC source and the input electrical signal of the DC load, perform an on-off control on a circuit between the DC source and the DC load, and perform overcurrent protection based on the output electrical signal of the DC source and the input electrical signal of the DC load; an alternating current (AC) load monitor arranged between the inverter and an AC load of the energy storage system, and configured to: sample an output electrical signal of the inverter and an input electrical signal of the AC load, determine a power and power consumption of the AC load based on the output electrical signal of the inverter and the input electrical signal of the AC load, perform an on-off control of a circuit between the inverter and the AC load, and perform overcurrent protection and leakage protection based on the output electrical signal of the inverter and the input electrical signal of the AC load; and a battery monitor adapted to be connected to the battery, and configured to: sample an input electrical signal of the battery and an output electrical signal of the battery, and determine a power, a residual capacity, an actual capacity, and a health state of the battery based on the input electrical signal of the battery and the output electrical signal of the battery in combination with the other limitations of the claim. Claims 15-18 are also objected to as they depend on claim 14. Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Aubin et al (USPGPub 20230216327): discloses energy management system. Karner et al (USPGPub 20190033397): discloses determining state of charge of a battery. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DOMINIC E HAWKINS whose telephone number is (571)272-2647. The examiner can normally be reached Monday-Friday 7:30am-5:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Judy Nguyen can be reached at (571) 272-2258. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DOMINIC E HAWKINS/Primary Examiner, Art Unit 2858
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Prosecution Timeline

Apr 25, 2024
Application Filed
Dec 18, 2025
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
99%
With Interview (+12.1%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 720 resolved cases by this examiner. Grant probability derived from career allow rate.

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