Prosecution Insights
Last updated: October 02, 2026
Application No. 18/645,517

SPINAL STIFFNESS SYSTEMS AND RELATED METHODS

Non-Final OA §103
Filed
Apr 25, 2024
Examiner
KU, SI MING
Art Unit
3775
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Globus Medical Inc.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
565 granted / 777 resolved
+2.7% vs TC avg
Strong +33% interview lift
Without
With
+32.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
33 currently pending
Career history
818
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
38.8%
-1.2% vs TC avg
§102
25.5%
-14.5% vs TC avg
§112
25.9%
-14.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 777 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of election/restriction in the reply filed on July 1, 2026 is acknowledged. Applicant has elected Group I: Claims 1-8, drawn to a method of evaluating spinal stiffness for a spine of a patient. Claims 9-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on July 1, 2026. Claims 1-20 are presently pending in this application. Examiner’s Note In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over The Spine Journal titled “The effect of neighboring segments on the measurement of segmental stiffness in the intact lumbar spine” by Susanne J.P.M. van Engelen, MSc, Amo Bisschop, BSc (Hons), Theo H. Smit, PhD, Barend J. van Royen, MD, PhD, Jaap H. van Dieen, PhD, and in view of Murray et al. (US 2022/0160428), herein referred to as Murray. Regarding claim 1, The Spinal Journal discloses a method of evaluating spinal stiffness for a spine of a patient (title and Abstract), the method comprising (a) providing a database model (e.g. data analysis, page 1304) based on existing patient data with normalized spine stiffness data (Abstract), (b) measuring segmental stiffness of a motion segment between two vertebrae of the spine of the patient intraoperatively (e.g. introduction, pages 1302-1303), (c) comparing the measured segmental stiffness to the database model (e.g. data analysis, page 1304) and estimating how much the vertebrae will move based on the model (e.g. statistical analysis and simulation of bending tests, pages 1304-1305). Yet, The Spinal Journal lacks (d) performing a surgical task based on guidance from the database model to adjust the spinal stiffness. However, Murray teaches a navigation system that uses pre-operative and intra-operative data to define the placement and nature of recommended osteotomies (¶102). Thus, Murray teaches the step of performing a surgical task (e.g. osteotomy, ¶102) based on guidance from a database model (¶8) to adjust the spinal stiffness (¶8). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide The Spinal Journal’s method with the step of performing a surgical task based on guidance from the database model to adjust the spinal stiffness as taught by Murray, since such a step would raise the standard of care for patients (¶8) and wherein robotic technologies have the ability to provide enhanced safety and improved efficiency for surgeons during deformity correction in spinal surgeries (¶9). Thus, the modified The Spinal Journal’s method has measuring segmental stiffness after the surgical task (e.g. osteotomy, ¶102 of Murray) and updating the database model with each reading on segmental stiffness in real time (e.g. real time feedback, ¶9, ¶75 of Murray), wherein steps (b)-(e) are repeated for each level until targeted stiffness values are reached based on the database model (e.g. procedure was repeated, Appendix, page 1309 of The Spinal Journal). Regarding claim 2, the modified The Spinal Journal’s method has wherein the guidance from the database model includes expected values for the patient in their current condition (e.g. pre-operative, ¶75-¶77 of Murray) and expected values for the patient after correction (e.g. post-operative, ¶75-¶77 of Murray). Regarding claim 3, the modified The Spinal Journal’s method has wherein the database model provides the normalized spine stiffness data for each level and global stiffness values (pages 1302-1309 of The Spinal Journal). Regarding claim 4, the modified The Spinal Journal’s method has wherein each level of the spine has its own segmental stiffness value (Abstract of The Spinal Journal), which is variable depending on the patient (¶97 of Murray). Regarding claim 5, the modified The Spinal Journal’s method has wherein the surgical task includes an osteotomy (¶102 of Murray) or ligament release to decrease segmental stiffness. Regarding claim 6, the modified The Spinal Journal’s method has wherein the database model identifies how and where osteotomies are needed including the number and size of the osteotomies (¶102 of Murray). Regarding claim 7, the modified The Spinal Journal’s method has wherein the database model incorporates artificial intelligence to enhance database functionality, data analysis, and predictions (¶8 of Murray). Regarding claim 8, the modified The Spinal Journal’s method has wherein the database model is incorporated into software of an on-board computer (figure 3 of Murray) for a surgical robotic and navigation system (¶9 of Murray). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SI MING KU whose telephone number is (571)270-5450. The examiner can normally be reached Monday-Friday, 9:30am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Truong can be reached at (571)272-4705. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SI MING KU/Primary Examiner, Art Unit 3775
Read full office action

Prosecution Timeline

Apr 25, 2024
Application Filed
Sep 08, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12745997
METHOD AND APPARATUS FOR PERFORMING SPINE SURGERY
1y 10m to grant Granted Sep 29, 2026
Patent 12740789
MEDICAL DEVICES AND METHODS FOR PENETRATING AN ANATOMICAL STRUCTURE BASED ON SENSED ELECTRICAL CHARACTERISTICS
4y 4m to grant Granted Sep 22, 2026
Patent 12727893
DRILL ALIGNMENT GUIDE
1y 7m to grant Granted Sep 08, 2026
Patent 12721613
RETRACTOR
3y 2m to grant Granted Sep 01, 2026
Patent 12714461
SURGICAL ACCESS PORT
2y 9m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
99%
With Interview (+32.7%)
3y 1m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 777 resolved cases by this examiner. Grant probability derived from career allowance rate.

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