Prosecution Insights
Last updated: August 17, 2026
Application No. 18/646,436

PROCESS CARTRIDGE AND ELECTROPHOTOGRAPHIC APPARATUS

Non-Final OA §103§112
Filed
Apr 25, 2024
Priority
Apr 28, 2023 — JP 2023-075148 +1 more
Examiner
EVANS, BOONE ALEXANDER
Art Unit
Tech Center
Assignee
Canon Inc.
OA Round
1 (Non-Final)
65%
Grant Probability
Moderate
1-2
OA Rounds
5m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allowance Rate
151 granted / 233 resolved
+4.8% vs TC avg
Strong +25% interview lift
Without
With
+24.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
22 currently pending
Career history
250
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
55.9%
+15.9% vs TC avg
§102
15.8%
-24.2% vs TC avg
§112
20.4%
-19.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 233 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Interpretation Claims 1, 7, and 13 presently recite functional language. Specifically, the limitation “the developing roller and the toner-supplying roller are rotated while R represented by the following formula (E1) satisfies 1.2≤R≤1.5” recited in claims 1 and 13 and “the toner-supplying roller, the second driving force-transmitting portion, and the developing roller are driven to be coupled so that λ represented by the following formula (E2) satisfies 1.2≤ λ x rRS / rD ≤1.5” recited in claim 7. In the claimed formula (E1), VRS represents an absolute value of a peripheral speed of the toner-supplying roller, and VD represents an absolute value of a peripheral speed of the developing roller. In other words, the speeds of each roller are independently set to arrive at the R in the claimed formula (E1). In the claimed formula (E2), ωRS represents a rotational angular velocity of the toner-supplying roller, and ωD represents a rotational angular velocity of the developing roller. In other words, the velocities of each roller are independently set to arrive at the λ in the claimed formula (E2). According to MPEP 2114, "[A]pparatus claims cover what a device is, not what a device does." Hewlett-Packard Co. v. Bausch & Lomb Inc., 909 F.2d 1464, 1469, 15 USPQ2d 1525, 1528 (Fed. Cir. 1990) (emphasis in original). A claim containing a "recitation with respect to the manner in which a claimed apparatus is intended to be employed does not differentiate the claimed apparatus from a prior art apparatus" if the prior art apparatus teaches all the structural limitations of the claim. Ex parte Masham, 2 USPQ2d 1647 (Bd. Pat. App. & Inter. 1987)”. Therefore, the manner of operating the claimed process cartridge does not necessarily differentiate the claims from prior art. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 10-12 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. In claims 10-12, it is unclear which “resin layer” the respective limitations are explicitly referring to. That is, each of claims 10-12 depend on claim 1, which recites a surface elastic layer for the developing roller (line 21), a surface resin layer for the toner-supplying roller (lines 22-23), and a surface resin layer (containing a polyarylate resin) for the electrophotographic photosensitive member (lines 24-25). Based on paragraphs [0114]-[0118] of the instant specification, the “resin layer” of claims 10-12 will be interpreted as referring to that of the toner-supplying roller. For purposes of clarity, it is recommended to amend claims 10-12 to recite, for example, “the resin layer of the toner-supplying roller”. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4, 8, and 10-13 are rejected under 35 U.S.C. 103 as being unpatentable over Shouno et al. (US PGP 2009/0279923 A1), in view of Azuma et al. (JP 2017125878 A) (references herein made with respect to English machine translation attached). Shouno teaches a developing device of an electrophotographic image forming apparatus including a first roller and a second roller disposed in a peripheral contact with the first roller to define a contact region therebetween so that the first roller is capable of supplying and collecting a toner to and from the second roller in the contact ration. In other words, the first roller is a toner supply roller and the second roller is a developing roller ([0010]). The developing roller is taught to be disposed in parallel to the photosensitive member and opposed to the peripheral surface of the photosensitive member leaving a development gap between the developing roller and the photosensitive member. The developing roller is drivingly connected to a motor so that it rotates in the direction of the driving motor ([0020]) (which reads on the corresponding configuration recited in instant claim 1 and claim 13). The outermost surface of the developing roller is taught to include an electrically conductive elastic material, such as rubber or polyurethane foam mixed with one or more conductive materials ([0021]) (which reads on the corresponding configuration recited in instant claim 1 and claim 13). The supply roller is taught to be mounted in parallel to and in contact with the back peripheral surface of the developing roller, away from the photosensitive member, and has a polyurethane foam layer mounted around the periphery of a metal core ([0022]) (which reads on the corresponding configuration recited in instant claim 1, claim 10, and claim 11). The supply roller is taught to be mounted for rotation so that the peripheral portions of the supply roller and the developing roller move in the opposite directions at the contact or contact region (which reads on the corresponding configuration recited in instant claim 1 and claim 13). The polyurethane foam layer of the supply roller is taught to be formed with an open ratio of cell walls, which allows liquid to enter into the cells of the polyurethane foam. By doing so, electric conductivity is provided to the polyurethane foam by dipping the polyurethane foam into liquid containing electrically conductive material ([0050]-[0051]). In other words, the polyurethane foam layer contains a conductive filler (which reads on the corresponding limitation recited in instant claim 12). The peripheral speed of the supply roller is taught to be controlled such that a ratio R of the peripheral speed VS of the supply roller to the peripheral speed VD of the developing roller ranges from 0.8 to 1.5. When the ratio R (=VS/VD) is equal to or more than 0.8, the supply roller is provided with a sufficient scraping ability against the toner particles, even when they are small, against the developing roller. When the ratio R is equal to or less than 1.5, there is less stress on the tonner as it passes through the contact region between the supply roller and the developing roller ([0023]). In the embodiments, the developing device of Example B1 exhibited an R ratio of 1.2 (Table 1) (which reads on the corresponding formula (E1) recited in instant claim 1, claim 8, and claim 13). PNG media_image1.png 140 594 media_image1.png Greyscale Shouno teaches that the photosensitive member may be a cylindrical drum or an endless belt ([0016]), but it silent to teach or suggest the composition of the photosensitive member. Azuma teaches an electrophotographic photoreceptor comprising a polyarylate resin (Abstract). From the viewpoint of providing excellent wear resistance, the polyarylate resin is taught to include the structure represented by formula (1): As shown above, the polyarylate resin is taught to contain a cyclohexylidene group substituted with three methyl groups (pg. 3, last paragraph). In the general formula (1), r, s, t, and u all represent positive integers, r + s + t + u = 100, and r + t = s + u. Additionally, the molar ratio r / (r + t) or repeating units derived from two types of aromatic diols is taught to be 0.10 or more and 0.90 or less (pg. 9, second-to-last paragraph). In the examples, a polyarylate represented by formula PAR-1 was prepared (which reads on the structural units recited in instant claim 1 and claim 13): PNG media_image2.png 152 616 media_image2.png Greyscale In the polyarylate PAR-1, the molar ratio (t + u):( r + s) between the structural units t + u and r + s was 1:1 (pg. 9, last paragraph) (which reads on the corresponding molar ratio recited in instant claim 3). In the photoreceptor of Example A-1, the polyarylate PAR-1 was included in the charge transport surface layer in an amount of 20% by mass with respect to a total mass of the charge transport layer1 (which reads on the corresponding limitation recited in instant claim 4) (pg. 16, second-to-last paragraph). In the evaluation, the photoreceptor of Example A-1 exhibited low wear, indicating excellent wear resistance (pg. 24, third paragraph). Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have used the photoreceptor of Azuma as the photosensitive member in the developing device of Shouno, as Shouno teaches that the photosensitive member is not limited and Azuma’s photoreceptor exhibits excellent wear resistance when the polyarylate includes the repeating unit represented by the formula 1. In doing so, the nuclear magnetic resonance spectrum obtained by subjecting a polymer component recovered from the surface layer of the photosensitive member would be expected to satisfy the peaks recited in instant claim 2, as paragraph [0087] of the instant specification discloses that this indicates that the structural units represented by the formula (A1) and formula (A2) are present. Claims 5-7 are rejected under 35 U.S.C. 103 as being unpatentable over Shouno et al. (US PGP 2009/0279923 A1), in view of Azuma et al. (JP 2017125878 A) (references herein made with respect to English machine translation attached), and further in view of Oyoshi (JP 2012013899 A) (references herein made with respect to English machine translation attached). The teachings of Shouno and Azuma are discussed above and incorporated herein. Shouno appears to be silent to teach the driving force(s) of the developing device, and even explicitly states that this portion is not shown in the figures ([0026]). Oyoshi teaches a developing device including gears for transmitting a driving force to the photosensitive member and various rotating members of the developing device. The gears include a photosensitive gear 2G provided coaxially with the photosensitive member, a roller gear 40G provided coaxially with the developing roller, a developing roller gear 42G provided coaxially and integrally with the supply roller, and idler gears 50G and 52G as drive transmission gears (pg. 5, seventh paragraph) (which reads on the configuration recited in instant claim 5 and claim 6). The occurrence of defective images is taught to be prevented by using the configuration of gears described above (pg. 6, second paragraph). Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have used the transmission gears configuration taught by Oyoshi, in view of preventing image defects. In doing so, the developing device of modified Shouno would necessarily satisfy the claimed formula (E2) recited in instant claim 7, as the ratio rRS/rD in the formula (E2) directly correlates to the ratio R recited in formula (E1). Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Shouno et al. (US PGP 2009/0279923 A1), in view of Azuma et al. (JP 2017125878 A) (references herein made with respect to English machine translation attached), and further in view of Uematsu et al. (US PGP 2014/0270853 A1). The teachings of Shouno and Azuma are discussed above and incorporated herein. Shouno appears to be silent to teach the MD-1 hardness of the developing roller. Uematsu teaches that the MD-1 hardness of the surface of a charging roller (e.g., developing roller) should be set to be 90º or less and preferably 40º or more and 80º or less, in view of improving the contact of the charging roller with the photosensitive member and discharge stability ([0051]) (which reads on the corresponding range recited in instant claim 9). Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have adjusted the MD-1 hardness of the developing roller of modified Shouno, to fall within the range taught by Uematsu, in view of improving the charging stability. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: PNG media_image3.png 146 764 media_image3.png Greyscale U.S. Pre-Grant Publication 2018/0046099 A1 to Azuma et al. teaches an electrophotographic photosensitive member including a photosensitive layer containing a charge generating layer, a hole transport material, and a binder resin (Abstract). The binder resin is taught to include a polyarylate resin represented by a general formula (1): PNG media_image4.png 332 380 media_image4.png Greyscale In the general formula (1), r+s+t+u = 100 and r+t = s+u, and X and Y each independently represent a divalent group represented by formula (1-1), (1-2), (1-3), or (1-4) ([0006]-[0008]): Any inquiry concerning this communication or earlier communications from the examiner should be directed to Boone A Evans whose telephone number is (571)272-1420. The examiner can normally be reached Monday - Friday: 9:00 AM - 6:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amber Orlando can be reached on (571) 270-3149. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BOONE ALEXANDER EVANS/Examiner, Art Unit 1737 07/24/2026 1 30 parts PAR-1 / (30 parts PAR-1 + 70 parts PC-1 + 50 parts CTM-1) = 0.20 * 100% = 20%
Read full office action

Prosecution Timeline

Apr 25, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
90%
With Interview (+24.8%)
2y 9m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 233 resolved cases by this examiner. Grant probability derived from career allowance rate.

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