Prosecution Insights
Last updated: October 21, 2026
Application No. 18/647,973

CARBON NANOTUBE-TO-METAL ASSEMBLIES

Non-Final OA §103§112
Filed
Apr 26, 2024
Priority
Apr 28, 2023 — provisional 63/462,926
Examiner
PLESZCZYNSKA, JOANNA
Art Unit
1783
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Wootz Inc.
OA Round
1 (Non-Final)
54%
Grant Probability
Moderate
1-2
OA Rounds
6m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allowance Rate
378 granted / 693 resolved
-10.5% vs TC avg
Strong +28% interview lift
Without
With
+27.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
33 currently pending
Career history
733
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
58.0%
+18.0% vs TC avg
§102
9.7%
-30.3% vs TC avg
§112
27.1%
-12.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 693 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election of claims 1-12 and 18-20 in the reply filed on Aug. 5, 2026 is acknowledged. Because Applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 5-7, 11 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 5 recites “aligned or unaligned CNT material” in line 2, and “aligned CNT material” in lines 3-4. The recitation is not clear. The Examiner notes the claim was considered for examination purposes as reciting “CNT material comprising aligned or unaligned CNTs” and “CNT material comprising aligned CNTs.” Claim 6 recites “layers of aligned CNT material” in lines 1-2. The recitation is not clear. The Examiner notes the claim was considered for examination purposes as reciting “layers of CNT material comprising aligned CNTs.” Claim 7 recites “optionally wherein the metal is one or more selected from Cu, In, Ni, Ag, Au, Sn, Al, Zn, Pt, Pd, Pb, Mo, Mg, Rh, and W, further optionally wherein the metal is selected from Cu, In, or Ni.” That recitation is not clear. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). In the present instance, claim recites the broad recitation “the metal is one or more selected from Cu, In, Ni, Ag, Au, Sn, Al, Zn, Pt, Pd, Pb, Mo, Mg, Rh, and W”, and the claim also recites “further optionally wherein the metal is selected from Cu, In, or Ni.” which is the narrower statement of the range/limitation. The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. Claim 7 recites “aligned CNT material” in line 2. The recitation is not clear. The Examiner notes the claim was considered for examination purposes as reciting “CNT material comprising aligned CNTs.” The term “thin” in claim 7 is a relative term which renders the claim indefinite. The term “thin” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. Claim 11 recites “AC power cables, A/C transmission lines” in line 9. The recitation is not clear with respect to “A/C.” Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1 is/are rejected under 35 U.S.C. 103 as being unpatentable over Bengio et al. (US 2022/0055903 A1) (“Bengio”). With respect to claim 1, Bengio discloses an assembly comprising CNT component connected to a metal component (0131, 0134), wherein the CNT component comprises a CNT material comprising at least about 95% wt.% carbon nanotubes (0020). The range of the percentage amount overlaps the range recited in claim 1; overlapping ranges have been held to establish prima facie obviousness (MPEP 2144.05). The CNT material has electrical conductivity of more than 10 MS/m (0038), the CNTs have an aspect ratio greater than 1000 (0029), and a G/D ratio greater than 1 (0029). The ranges of aspect ratio, and G/D ratio overlap the ranges recited in claim 1; overlapping ranges have been held to establish prima facie obviousness (MPEP 2144.05). Claim(s) 2 is/are rejected under 35 U.S.C. 103 as being unpatentable over Bengio, in view of Wang et al. (US 2016/0268061 A1) (“Wang”). With respect to claim 2, Bengio teaches the assembly of claim 1, but is silent regarding a CNT-to-metal connector as recited in the claim. Wang discloses an assembly wherein the CNT component is connected to a metal component through a CNT-to-metal connector (abstr., 0053), wherein the CNT-to-metal connector comprises graphene (0053-0055). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the CNT-to-metal connector of graphene to increase charge transport as Wang discloses that CNTs can act as conductive framework such that a seamless connections at the graphene and CNT interface can increase conductivity and charge transport (0005). Claim(s) 3, 5-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Bengio, in view of Ward et al. (US 2007/0248758 A1) (“Ward”). With respect to claim 3, Bengio teaches the assembly of claim 1, but is silent with respect to the CNT component being connected to the metal component through a CNT connector pad, wherein the CNT connector pad comprises a CNT material as recited in the claim. Ward discloses an assembly (0016), comprising CNT films layers, fabrics and articles of various shapes and characteristics, wherein pre-formed nanotubes are used and a CNT connector pad comprises a CNT material (0072, 0075), wherein multilayer fabrics increase current density (0183). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to provide the CNT connector pad wherein the CNT component of Bengio and the metal component of Bengio are connected through the CNT connector pad of Ward to increase current density. Regarding the amount of the CNTs in the CNT material of the connector pad, Ward discloses that the amount of the nanotubes must be sufficient to form a conductive pathway between two points in the pad (0074), thus, it would be obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to optimize the weight percentage amount of CNTs in the CNT material of the pad in order to obtain the desired conductive pathway. Regarding an average aspect ratio, Ward discloses that the aspect ratio is used to control the density of the pad (0077, 0153), thus, it would be obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to optimize the aspect ratio of the CNTs in order to obtain the required density of the pad. Regarding claim 5, Bengio and Ward teach the assembly of claim 3. Ward discloses the CNT connector pad comprises a plurality of layers of CNT material comprising aligned or unaligned CNTs (0183). Ward is silent with respect to the thickness of the CNT material, but it would be obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to adjust the thickness in order to obtain the desired electrical characteristics (0183). As to claim 6, Bengio and Ward teach the assembly of claim 3. Ward discloses the CNT connector pad comprising a plurality of layers comprising a first layer of the CNT material and a second layer of the CNT material (0166). The reference does not explicitly disclose the orientation of the CNTs in the layers of the CNT material, however, it would be obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to arrange the orientation of the layers depending on the desired level of current density (Ward, 0183). With respect to claim 7, Bengio and Ward teach the assembly of claim 3. Ward discloses the connector pad includes a plurality of layers comprising an outer layer and one or more intermediate layers of the CNT material (0166). The intermediate layers may be deposited by vapor deposition with a metal layer, the metal layer including nickel (0079, 0089, 0090). Regarding claim 8, Bengio and Ward teach the assembly of claim 3. Bengio discloses the CNT material of the CNT component comprises less than 2% of impurities (0020), which has been interpreted as any impurities including metallic particle impurities. As to claim 9, Bengio and Ward teach the assembly of claim 3. Bengio discloses the CNT component is in the form selected from a film, a fiber (0028). With respect to claim 10, Bengio and Ward teach the assembly of claim 3. Bengio discloses the metal component may be a metal wire – coil transformer (0131, 0132, 0134). Regarding claim 11, Bengio and Ward teach the assembly of claim 3. Bengio discloses the CNT component includes transformer coils, and antennas (0039). As to claim 12, Bengio and Ward teach the assembly of claim 3. The references do not disclose the specific properties of the assembly, however, since the references teach all the elements of the assembly, it would be obvious to one of ordinary skill in the art that the assembly according to the references would be capable to perform as intended. Claim(s) 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Bengio, in view of Ward, and further in view of Wang. With respect to claim 4, Bengio and Ward teach the assembly of claim 3, but are silent regarding a CNT-to-metal connector as recited in the claim. Wang discloses an assembly wherein the CNT component is connected to a metal component through a CNT-to-metal connector (abstr., 0053), wherein the CNT-to-metal connector comprises graphene (0053-0055). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the CNT-to-metal connector of graphene to increase charge transport as Wang discloses that CNTs can act as conductive framework such that a seamless connections at the graphene and CNT interface can increase conductivity and charge transport (0005). Claim(s) 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Bengio et al. (US 2022/0055903 A1) (“Bengio”). With respect to claim 18, Bengio discloses an assembly comprising CNT component connected to a metal component (0131, 0134), wherein the CNT component comprises a CNT material comprising at least about 95% wt.% carbon nanotubes (0020). The range of the percentage amount overlaps the range recited in claim 18; overlapping ranges have been held to establish prima facie obviousness (MPEP 2144.05). The CNT material has electrical conductivity of more than 10 MS/m (0038), the CNTs have an aspect ratio greater than 1000 (0029), and a G/D ratio greater than 1 (0029). The ranges of aspect ratio, and G/D ratio overlap the ranges recited in claim 18; overlapping ranges have been held to establish prima facie obviousness (MPEP 2144.05). Bengio is silent with respect to the CNT component being connected to a CNT connector pad, wherein the CNT connector pad comprises a CNT material as recited in the claim. Ward discloses an assembly (0016), comprising CNT films, layers, fabrics and articles of various shapes and characteristics, wherein pre-formed nanotubes are used and a CNT connector pad comprises a CNT material (0072, 0075), wherein multilayer fabrics increase current density (0183). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to provide the CNT connector pad wherein the CNT component of Bengio and the metal component of Bengio are connected through the CNT connector pad of Ward to increase current density. Regarding the amount of the CNTs in the CNT material of the connector pad, Ward discloses that the amount of the nanotubes must be sufficient to form a conductive pathway between two points in the pad (0074), thus, it would be obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to optimize the weight percentage amount of CNTs in the CNT material of the pad in order to obtain the desired conductive pathway. Regarding an average aspect ratio of the CNTs of the CNT material of the connector pad, Ward discloses that the aspect ratio is used to control the density of the pad (0077, 0153), thus, it would be obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to optimize the aspect ratio of the CNTs in order to obtain the required density of the pad. Claim(s) 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Bengio et al. (US 2022/0055903 A1) (“Bengio”). With respect to claim 19, Bengio discloses an assembly comprising a metal component connected to a CNT component (0131, 0134). Bengio is silent with respect to the metal component being connected to the CNT connector pad, wherein the CNT connector pad comprises a CNT material as recited in the claim. Ward discloses an assembly (0016), comprising CNT films, layers, fabrics and articles of various shapes and characteristics, wherein pre-formed nanotubes are used and a CNT connector pad comprises a CNT material (0072, 0075), wherein multilayer fabrics increase current density (0183). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to provide the CNT connector pad wherein the metal component and the CNT component of Bengio are connected through the CNT connector pad of Ward to increase current density. Regarding the amount of the CNTs in the CNT material of the connector pad, Ward discloses that the amount of the nanotubes must be sufficient to form a conductive pathway between two points in the pad (0074), thus, it would be obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to optimize the weight percentage amount of CNTs in the CNT material of the pad in order to obtain the desired conductive pathway. Regarding an average aspect ratio of the CNTs of the CNT material of the connector pad, Ward discloses that the aspect ratio is used to control the density of the pad (0077, 0153), thus, it would be obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to optimize the aspect ratio of the CNTs in order to obtain the required density of the pad. Claim(s) 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Bengio, in view of Wang. With respect to claim 20, Bengio teaches the assembly of claim 1. Bengio discloses the metal component (0131-0134), but is silent with respect to the metal component comprising one or more metals selected from the metals as recited in claim 20. Wang discloses an assembly wherein the CNT component is connected to a metal component through a CNT-to-metal connector (abstr., 0053), wherein the metal component comprises copper (0053, 0054). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to form the metal component in the assembly of Bengio of copper as it is known in the art of CNT assemblies to form metal components of copper. Information Disclosure Statement The prior art made of record and not relied upon is considered pertinent to Applicant’s disclosure. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOANNA PLESZCZYNSKA whose telephone number is (571)270-1617. The examiner can normally be reached M-F ~ 11:30-8. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Maria Veronica Ewald can be reached at 571-272-8519. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Joanna Pleszczynska/Primary Examiner, Art Unit 1783
Read full office action

Prosecution Timeline

Apr 26, 2024
Application Filed
Oct 01, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
54%
Grant Probability
82%
With Interview (+27.7%)
3y 0m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 693 resolved cases by this examiner. Grant probability derived from career allowance rate.

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