Prosecution Insights
Last updated: April 19, 2026
Application No. 18/649,154

METAL ENHANCED TRANSITION METAL OXIDE ELECTROCATALYSTS FOR REDUCTION OF CO2

Non-Final OA §103§112
Filed
Apr 29, 2024
Examiner
CONTRERAS, CIEL P
Art Unit
1794
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The Trustees of Princeton University
OA Round
1 (Non-Final)
54%
Grant Probability
Moderate
1-2
OA Rounds
3y 0m
To Grant
87%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
401 granted / 742 resolved
-11.0% vs TC avg
Strong +33% interview lift
Without
With
+33.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
67 currently pending
Career history
809
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
41.2%
+1.2% vs TC avg
§102
19.5%
-20.5% vs TC avg
§112
31.7%
-8.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 742 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I in the reply filed on 5 September 25 is acknowledged. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 6, 7 and 8 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. As to claim 6, the claim recites the limitation “aqueous solution”. However, claim 1, upon which claim 6 depends, already introduces the limitation of “an aqueous solution”. Therefore, it is unclear as to if the limitation of claim 6 intends to refer back to that of claim 1 or to a new and separate limitation. For the purpose of Examination, the claim has been broadly interpreted to include, at least, both of the above interpretations. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1 and 3-9 are rejected under 35 U.S.C. 103 as being unpatentable over US 2021/0079540 A1 to Bocarsly et al. (Bocarsly) in view of In Situ Carbon Encapsulation Confined Nickel-Doped Indium Oxide Nanocrystals for Boosting CO2 Electroreduction to the Industrial Level to Chen et al. (Chen). As to claims 1, 3, 4, 5 and 9, Bocarsly teaches a system for reducing carbon dioxide to oxalate comprising an aqueous solution comprising KCl, an inorganic salt, and carbon dioxide, into which a plurality of separated electrodes are immersed, a working electrode and a counter electrode, the working electrode comprising Cr2O3:Ga2O3 in a 3:1 ratio (thus x=3), and thus a container of some sort for holding the aqueous solution and the plurality of electrodes. The electrodes supplied with a potential of 1.38 V, and thus comprising a circuitry of some sort configured for applying this voltage to the electrodes (Paragraphs 0050-0054). However, Bocarsly fails to further teach that the working electrode is metal enhanced. However, Chen also discusses selective metal oxide catalysts for carbon dioxide reduction and teaches that by doping these catalysts with nickel the adsorption capacity of the catalysts for carbon dioxide molecules and reaction intermediates is enhanced (Section 1. Introduction). Therefore, it would have been obvious to one of ordinary skill in the art to nickel dope the oxide electrode of Bocarsly in order to enhance the adsorption capacity of the catalysts for carbon dioxide molecules and reaction intermediates as taught by Chen, thus a copper free electrode. As to claims 6, 7 and 8, the combination of Bocarsly and Chen teaches the apparatus of claim 1. Bocarsly further teaches that the aqueous solution comprises a pH adjustor for a target pH of, for example, 5.1 (Paragraph 0054). Claims 1, 2, 3 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Chen in view of US 2019/0085477 to Ono et al. (Ono). As to claims 1, 2, 3 and 9, Chen teaches a system for reducing carbon dioxide to a product, the system comprising a container (cell), an aqueous solution within the container, the aqueous solution comprising a potassium hydroxide electrolyte and carbon dioxide, a plurality of electrodes, a cathode and an anode, separated by a salt bride, anion exchange membrane, the cathode comprising a nickel doped indium oxide (thus copper free), a potential of, for example, 0.9V applied to the electrodes, thus a circuitry of some sort configured to provide a voltage to the plurality of electrodes (Section 1. Introduction; Section 2.7 Electrochemical Experiments in the Flow Cell). However, Chen teaches that the electrolyte comprises potassium hydroxide, thus failing to teach an inorganic salt. However, Ono also discusses electrolytic carbon dioxide reduction and teaches that, for example, potassium chloride, an inorganic salt, is a known equivalent to potassium hydroxide (Paragraph 0041). Therefore, it would have been obvious to one of ordinary skill in the art at the time of filing to substitute the potassium hydroxide with potassium chloride as a known equivalent as taught by Ono (MPEP 2144.06 II). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Enhanced activity of β-Ga2O3 by substitution with transition metal for CO2 photoreduction under visible light irradiation to Li et al. – specifically doping gallium oxide with nickel. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CIEL P Contreras whose telephone number is (571)270-7946. The examiner can normally be reached M-F 9 AM to 4 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Lin can be reached at 571-272-8902. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CIEL P CONTRERAS/Primary Examiner, Art Unit 1794
Read full office action

Prosecution Timeline

Apr 29, 2024
Application Filed
Jan 19, 2026
Non-Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
54%
Grant Probability
87%
With Interview (+33.3%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 742 resolved cases by this examiner. Grant probability derived from career allow rate.

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