Prosecution Insights
Last updated: August 18, 2026
Application No. 18/651,078

ADDITIVELY MANUFACTURED HEAT EXCHANGER

Non-Final OA §103
Filed
Apr 30, 2024
Examiner
LANE, DEVON
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
HAMILTON SUNDSTRAND Corporation
OA Round
3 (Non-Final)
56%
Grant Probability
Moderate
3-4
OA Rounds
1y 0m
Est. Remaining
70%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
437 granted / 786 resolved
-14.4% vs TC avg
Moderate +14% lift
Without
With
+14.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
27 currently pending
Career history
823
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
53.7%
+13.7% vs TC avg
§102
17.5%
-22.5% vs TC avg
§112
27.3%
-12.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 786 resolved cases

Office Action

§103
2DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4, 8-12, 16 is/are rejected under 35 U.S.C. 103 as unpatentable over Zaffetti (US 2017/0292791) in view of Horoszczak (US 2021/0231383). Regarding claims 1 and 9, Zaffetti teaches an additively manufactured heat exchanger comprising: first and second headers (36, 42) forming a first pair and disposed on a first side of the core interlaced with each other and first and second headers (38, 40) forming a second pair and disposed on a second side of the core interlaced with each other; a core (12) interposed between two pairs of interleaved headers (Fig. 3); the header comprises first and second pathways (32, 34) disposed n thermal communication with each other (see cross section Fig. 4) which direct fluid between the first and second pairs of inlet and outlet headers, respectively (Para. [0031]); Zaffetti teaches that the headers on the first side (36, 42) may both be inlet headers and that the headers on the second side (38, 40) may both be outlet headers, per claim 9 (see Para. [0037] describing parallel flow use with both fluids flowing in the same direction) or an inlet and outlet header may be arranged on each side (see Para. [0037] describing counterflow), per claim 1. Zaffetti does not teach that adjacent rows and columns of the tubes overlap in the respective row and column directions with interstitial spaces forming a diamond pattern. Horoszczak teaches that it is old and well-known to form heat exchanger cores with tubes for two different heat exchanging fluids (38, 40) arranged in rows and columns which overlap in their respective row and column directions (Fig. 2) and with interstitial spaces between the pathways forming diamond shapes (Fig. 2). It would have been obvious to one of ordinary skill to form the device of Zaffetti with the overlapping arrangement of Horoszczak in order to decrease the distance between the adjacent tubes and thus increase thermal transfer efficiency. Regarding claims 2 and 10, in Horoszczak the rows and columns are arranged such that lines drawn through the center points of the tubes in every row and in every column evenly bisect the associated tubes (i.e. the tubes are circular and their centers are colinear along every row and every column) and the interstitial spaces are formed by straight, linear segments (Fig. 2). Zaffetti further teaches that: each header comprises a header component (inlet opening) attached to a body (cylindrical portion) with header fins (36, 38, 40, 42; see Fig. 3) arrayed along and extending from the body for association with each column of the first individual pathways (e.g. Figs. 5-6), per claims 3 and 11; the body and fins of each header cooperatively encompass at least a portion of the body and header fins of the header with which it is interlaced (see Fig. 3; e.g. 36 at least partially encompassing 42 and vice versa), per claims 4 and 12; the core comprises self-supporting core support structures (the structures which make up the core are self-supporting as no further elements are disclosed which support them), per claims 8 and 16. Claim(s) 5 and 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zaffetti in view of Palmer, Roper (US 2021/0116188) and Stay (US 4,940,086). Regarding claim 5 and 13, Zaffetti teaches that the bodies of the headers have rounded exteriors (cylindrical header portions; Fig. 3) and the header fins have cross-sections which are channel shaped (see Fig. 3 and Fig. 6; cross section of header fins taken in parallel with the axis of the cylindrical portion of the associated header are a three-sided channel). Zaffetti does not specify the “C” shape to the header fins nor that the headers are all on the same (upper) side of the core. Roper teaches that the rearrangement of such inlet and outlet headers from an arrangement similar to Zaffetti (fig. 3) to one having all inlet and outlet headers bodies (321, 322, 312, 311) arranged at the same, upper, side of the core (Fig. 4) is within the ordinary skill. It would have been obvious to one of ordinary skill to rearrange the headers and inlet/outlets of Zaffetti, as taught by Roper, to fit any particular installation space or other practical engineering requirement as such rearrangement of parts is within the ordinary skill. Stay teaches that it is old and well-known to form header components with “C” shaped cross-sections (see Fig. 3). It would have been obvious to form the header fins of Zaffetti in “C” shapes, as taught by Stay, to minimize sharp corners and smooth internal flow. Claim(s) 6 and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zaffetti in view of Palmer and Stay (US 4,940,086). Regarding claims 6 and 14, Zaffetti does not teach stiffening fins. Stay further teaches incorporating stiffening fins (134) into header components oriented perpendicularly to the header fin (see Figs. 1 and 3). It would have been obvious to one of ordinary skill to provide the header fins of Zaffetti with stiffening fins, as taught by Stay, in order to increase the strength and rigidity of the device. As such fins in Stay extend around the entire external perimeter of the header fins, in combination they will inherently be between each header fin and any adjacent structures, such as the other header fins of Zaffetti. Claim(s) 7 and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zaffetti in view of Palmer and Tyan (US 2018/0099475). Zaffetti does not include exterior structural reinforcements. Tyan teaches that it is old and well-known to design structures from cellular hexagonal, triangular, or square patterns to increase strength to weight ratios (Figs. 15). It would have been obvious to one of ordinary skill to design the device of Zaffetti using cellular cored surfaces to increase the strength to weight ratio of the device and/or save on material. Claim(s) 17 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zaffetti in view of Horoszczak and Sabharwall (US 20240307966). Regarding claim 17, Zaffetti teaches the method of forming, via additive manufacturing (Para. [0021]) a heat exchanger comprising: first and second inlet headers (36, 42) and first and second outlet headers (38, 40) interlaced with each other, respectively; a core (12) interposed between two pairs of interleaved headers (Fig. 3); the header comprises first and second pathways (32, 34) disposed n thermal communication with each other (see cross section Fig. 4) which direct fluid between the first and second pairs of headers, respectively (Para. [0031]). Zaffetti does not specify the type of additive manufacturing. Zaffetti does not teach that adjacent rows and columns of the tubes overlap in the respective row and column directions. Horoszczak teaches that it is old and well-known to form heat exchanger cores with tubes for two different heat exchanging fluids (38, 40) arranged in rows and columns which overlap in their respective row and column directions (Fig. 2) and with interstitial spaces between the pathways forming diamond shapes (Fig. 2). It would have been obvious to one of ordinary skill to form the device of Zaffetti with the overlapping arrangement of Horoszczak in order to decrease the distance between the adjacent tubes and thus increase thermal transfer efficiency. Sabharwall teaches that it is old and well-known to form heat exchangers via PBF-L (Para. [0038]) which inherently is a process involving building up elements in layers. It would have been obvious to one of ordinary skill to utilize any known additive manufacturing technique, including PBF-L as taught by Sabharwall, as such choices were left to one of ordinary skill by Zaffetti. Regarding claim 20, Zaffetti teaches self-supporting core support structures (no external structures are disclosed as required to support the core). Claim(s) 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zaffetti in view of Palmer, Stay, and Sabharwall. Regarding claims 18, Zaffetti does not teach stiffening fins. Stay further teaches incorporating stiffening fins (134) into header components oriented perpendicularly to the header fin (see Figs. 1 and 3). It would have been obvious to one of ordinary skill to provide the header fins of Zaffetti with stiffening fins, as taught by Stay, in order to increase the strength and rigidity of the device. As such fins in Stay extend around the entire external perimeter of the header fins, in combination they will inherently be between each header fin and any adjacent structures, such as the other header fins of Zaffetti. Claim(s) 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zaffetti in view of Palmer, Tyan, and Sabharwall. Regarding claim 19, Zaffetti does not include exterior structural reinforcements. Tyan teaches that it is old and well-known to design structures from cellular hexagonal, triangular, or square patterns to increase strength to weight ratios (Figs. 15). It would have been obvious to one of ordinary skill to design the device of Zaffetti using cellular cored surfaces to increase the strength to weight ratio of the device and/or save on material. Response to Arguments Applicant's arguments filed 6/1/26 have been fully considered but they are not persuasive. The arguments are entirely dependent upon the newly added limitations which have been addressed above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Devon Lane whose telephone number is (571)270-1858. The examiner can normally be reached M-Th, 9-4. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jerry-Daryl Fletcher can be reached at 571.270.5054. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEVON LANE/ Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Apr 30, 2024
Application Filed
Nov 17, 2025
Non-Final Rejection mailed — §103
Feb 13, 2026
Response Filed
Mar 30, 2026
Final Rejection mailed — §103
Jun 01, 2026
Request for Continued Examination
Jun 10, 2026
Response after Non-Final Action
Jun 16, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12693080
WASTEWATER HEAT RECOVERY SYSTEMS
2y 6m to grant Granted Jul 28, 2026
Patent 12687349
IMMERSION-TYPE LIQUID COOLING HEAT DISSIPATION STRUCTURE
2y 2m to grant Granted Jul 21, 2026
Patent 12677394
ISOLATION DEVICE FOR ISOLATING LEAKED LIQUID COOLANT AND ELECTRONIC EQUIPMENT INCLUDING ISOLATION DEVICE
3y 10m to grant Granted Jul 07, 2026
Patent 12674624
HEAT EXCHANGER
2y 6m to grant Granted Jul 07, 2026
Patent 12674625
PLATE HEAT EXHANGER ARRANGEMENT, USE OF IT IN EXHAUST GAS HEAT RECOVERY AND METHOD FOR RECOVERING HEAT FROM EXHAUST GAS
2y 0m to grant Granted Jul 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
56%
Grant Probability
70%
With Interview (+14.3%)
3y 4m (~1y 0m remaining)
Median Time to Grant
High
PTA Risk
Based on 786 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month