Prosecution Insights
Last updated: October 26, 2026
Application No. 18/651,884

OPTICAL IMAGING SYSTEM

Non-Final OA §102§103
Filed
May 01, 2024
Priority
Jan 23, 2018 — RE 10-2018-0008289 +2 more
Examiner
WILKES, ZACHARY W
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
5 (Non-Final)
66%
Grant Probability
Favorable
5-6
OA Rounds
4m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
616 granted / 926 resolved
-1.5% vs TC avg
Strong +22% interview lift
Without
With
+22.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
46 currently pending
Career history
994
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
40.2%
+0.2% vs TC avg
§102
28.6%
-11.4% vs TC avg
§112
24.3%
-15.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 926 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on September 17, 2026 has been entered. Response to Amendment Applicant’s arguments with respect to claims 1, 9 as they pertain to the prior art have been considered but are moot in view of the new ground(s) of rejection, as necessitated by amendment. Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-14 are rejected under 35 U.S.C. 102(a2) as being anticipated by Tseng et al. (US 2018/0341086 - Tseng). As to claim 1, Tseng teaches an optical imaging system (Tseng Fig. 11) comprising a first lens having negative refractive power (Tseng Fig. 11 - 610; Table 11) and a concave image side surface (Tseng Fig. 11 - surface (612) being concave off-axis); a second lens having positive refractive power (Tseng Fig. 11 - 620; Table 11); a third lens having negative refractive power (Tseng Fig. 11 - 630; Table 11); a fourth lens having positive refractive power (Tseng Fig. 11 - 640; Table 11) and a convex object side surface (Tseng Fig. 11 - surface (641) convex off-axis); a fifth lens having negative refractive power (Tseng Fig. 11 - 650; Table 11); the first to fifth lenses are sequentially disposed in numerical order from an object side to an image side (Tseng Fig. 11); the optical imaging system has a total number of five lenses with refractive power (Tseng Fig. 11); wherein an absolute value of a radius of curvature of an object-side surface of the second lens is greater than an absolute value of a radius of curvature of an object-side surface of the first lens (Tseng Table 11 - |s4| = 3.455; |s1| = 2.617); a distance from an image side surface of the second lens to an object side surface of the third lens is greater than a distance from an image side surface of the fourth lens to an object side surface of the fifth lens (Tseng Table 11 - D23 = 0.046; D45 = 0.032); TTL is in a range of 3.8mm to 4.8mm (Tseng Fig. 12 - ImgH = 2.00mm; para. [0150] - TL/ImgH = 1.92… TL ≈ 1.92*2.00mm ≈ 3.84mm); Fno < 2.3 (Tseng Table 11 - Fno = 1.94). As to claim 2, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Tseng further teaches the second lens has a convex object side surface (Tseng Fig. 11 - 621). As to claim 3, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Tseng further teaches the second lens has a convex image side surface (Tseng Fig. 11 - 622). As to claim 4, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Tseng further teaches the third lens has a convex object side surface (Tseng Fig. 11 - 631). As to claim 5, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Tseng further teaches the third lens has a concave image side surface (Tseng Fig. 11 - 632). As to claim 6, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Tseng further teaches the fourth lens has a convex image side surface (Tseng Fig. 11 - 642). As to claim 7, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Tseng further teaches the fifth lens has a convex object side surface (Tseng Fig. 11 - 651). As to claim 8, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Tseng further teaches the fifth lens has a concave image side surface (Tseng Fig. 11 - 652). As to claim 9, Tseng teaches an optical imaging system (Tseng Fig. 11) comprising a first lens having negative refractive power (Tseng Fig. 11 - 610; Table 11); a second lens having positive refractive power (Tseng Fig. 11 - 620; Table 11); a third lens having negative refractive power (Tseng Fig. 11 - 630; Table 11); a fourth lens having positive refractive power (Tseng Fig. 11 - 640; Table 11) and a convex object side surface (Tseng Fig. 11 - surface (641) convex off-axis); a fifth lens having negative refractive power (Tseng Fig. 11 - 650; Table 11); the first to fifth lenses are sequentially disposed in numerical order from an object side to an image side (Tseng Fig. 11); the optical imaging system has a total number of five lenses with refractive power (Tseng Fig. 11); wherein an absolute value of a radius of curvature of an object-side surface of the second lens is greater than an absolute value of a radius of curvature of an object-side surface of the first lens (Tseng Table 11 - |s4| = 3.455; |s1| = 2.617); TTL is in a range of 3.8mm to 4.8mm (Tseng Fig. 12 - ImgH = 2.00mm; para. [0150] - TL/ImgH = 1.92… TL ≈ 1.92*2.00mm ≈ 3.84mm); Fno < 2.3 (Tseng Table 11 - Fno = 1.94). As to claim 10, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Tseng further teaches the first lens has a convex object side surface (Tseng Fig. 11 - surface (611) convex off-axis). As to claim 11, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Tseng further teaches the second lens has a convex object side surface (Tseng Fig. 11 - 621). As to claim 12, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Tseng further teaches the third lens has a concave image side surface (Tseng Fig. 11 - 632). As to claim 13, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Tseng further teaches the fifth lens has a convex object side surface (Tseng Fig. 11 - 651). As to claim 14, Tseng teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Tseng further teaches the fifth lens has a concave image side surface (Tseng Fig. 11 - 652). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-14 are rejected under 35 U.S.C. 103 as being unpatentable over Chung et al. (US 2015/0098137 - Chung; of record) in view of Lin et al. (US 2016/0091696 - Lin). As to claim 1, Chung teaches an optical imaging system (Chung Fig. 8A) comprising a first lens having negative refractive power and a concave image side surface (Chung Fig. 8A - 810, 812; Table 15) a second lens having positive refractive power (Chung Fig. 8A - 820; Table 15); a third lens having negative refractive power (Chung Fig. 8A - 830; Table 15); a fourth lens having positive refractive power (Chung Fig. 8A - 840; Table 15) and a convex object side surface (Chung Fig. 8A - 841); a fifth lens having negative refractive power (Chung Fig. 8A - 850; Table 15); the first to fifth lenses are sequentially disposed in numerical order from an object side to an image side (Chung Fig. 8A); the optical imaging system has a total number of five lenses with refractive power (Chung Fig. 8A); wherein an absolute value of a radius of curvature of an object-side surface of the second lens is greater than an absolute value of a radius of curvature of an object-side surface of the first lens (Chung Table 15 - |S4| = 4.6538; |S1| = 1.8377); a distance from an image side surface of the second lens to an object side surface of the third lens is greater than a distance from an image side surface of the fourth lens to an object side surface of the fifth lens (Chung Table 15 - D5 = 0.13; D9 = 0.03); TTL is in a range of 3.8mm to 4.8mm (Chung Table 15 - TTL = ∑d ≈ 4.7mm); TTL/ImgH < 2.0 (Chung Table 15 - TTL ≈ 4.7mm; Fig. 8B - ImgH ≈ 2.86mm); Chung doesn’t specify Fno < 2.3. In the same field of endeavor Lin teaches 5-lens systems with Fno < 2.3 (Lin Fig. 1; Table 1; para. [0048]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to provide Fno < 2.3 since, as taught by Lin, such features allow for obtaining a large aperture for sharp images based on the lighting conditions (Lin para. [0048]). As to claim 2, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the second lens has a convex object side surface (Chung Fig. 8A - 821). As to claim 3, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the second lens has a convex image side surface (Chung Fig. 8A - 822). As to claim 4, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the third lens has a convex object side surface (Chung Fig. 8A - 831; Table 15). As to claim 5, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the third lens has a concave image side surface (Chung Fig. 8A - 832; Table 15). As to claim 6, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the fourth lens has a convex image side surface (Chung Fig. 8A - 842). As to claim 7, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the fifth lens has a convex object side surface (Chung Fig. 8A - 851; Table 15). As to claim 8, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the fifth lens has a concave image side surface (Chung Fig. 8A - 852). As to claim 9, Chung teaches an optical imaging system (Chung Fig. 8A) comprising a first lens having negative refractive power (Chung Fig. 8A - 810; Table 15) a second lens having positive refractive power (Chung Fig. 8A - 820; Table 15); a third lens having negative refractive power (Chung Fig. 8A - 830; Table 15); a fourth lens having positive refractive power (Chung Fig. 8A - 840; Table 15) and a convex object side surface (Chung Fig. 8A - 841); a fifth lens having negative refractive power (Chung Fig. 8A - 850; Table 15); the first to fifth lenses are sequentially disposed in numerical order from an object side to an image side (Chung Fig. 8A); the optical imaging system has a total number of five lenses with refractive power (Chung Fig. 8A); wherein an absolute value of a radius of curvature of an object-side surface of the second lens is greater than an absolute value of a radius of curvature of an object-side surface of the first lens (Chung Table 15 - |S4| = 4.6538; |S1| = 1.8377); TTL is in a range of 3.8mm to 4.8mm (Chung Table 15 - TTL = ∑d ≈ 4.7mm); TTL/ImgH < 2.0 (Chung Table 15 - TTL ≈ 4.7mm; Fig. 8B - ImgH ≈ 2.86mm). Chung doesn’t specify Fno < 2.3. In the same field of endeavor Lin teaches 5-lens systems with Fno < 2.3 (Lin Fig. 1; Table 1; para. [0048]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to provide Fno < 2.3 since, as taught by Lin, such features allow for obtaining a large aperture for sharp images based on the lighting conditions (Lin para. [0048]). As to claim 10, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the first lens has a convex object side surface (Chung Fig. 8A - 811). As to claim 11, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the second lens has a convex object side surface (Chung Fig. 8A - 821). As to claim 12, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the third lens has a concave image side surface (Chung Fig. 8A - 832; Table 15). As to claim 13, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the fifth lens has a convex object side surface (Chung Fig. 8A - 851; Table 15). As to claim 14, Chung in view of Lin teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the fifth lens has a concave image side surface (Chung Fig. 8A - 852). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Zhao et al. (WO 2016/003211) is cited for teaching a similar 5-lens system, however doesn’t satisfy all the claimed structure and values. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZACHARY W WILKES whose telephone number is (571)270-7540. The examiner can normally be reached M-F 8-4 (Pacific). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Mack can be reached at 571-272-2333. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZACHARY W WILKES/Primary Examiner, Art Unit 2872 September 23, 2026
Read full office action

Prosecution Timeline

Show 4 earlier events
Feb 12, 2026
Request for Continued Examination
Feb 24, 2026
Response after Non-Final Action
Mar 06, 2026
Non-Final Rejection mailed — §102, §103
May 17, 2026
Response Filed
Jul 17, 2026
Final Rejection mailed — §102, §103
Sep 17, 2026
Request for Continued Examination
Sep 19, 2026
Response after Non-Final Action
Sep 28, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
66%
Grant Probability
89%
With Interview (+22.5%)
2y 10m (~4m remaining)
Median Time to Grant
High
PTA Risk
Based on 926 resolved cases by this examiner. Grant probability derived from career allowance rate.

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