Prosecution Insights
Last updated: April 19, 2026
Application No. 18/651,884

OPTICAL IMAGING SYSTEM

Non-Final OA §102§103
Filed
May 01, 2024
Examiner
WILKES, ZACHARY W
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
3 (Non-Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
2y 12m
To Grant
89%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
601 granted / 903 resolved
-1.4% vs TC avg
Strong +22% interview lift
Without
With
+22.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
59 currently pending
Career history
962
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
39.3%
-0.7% vs TC avg
§102
28.6%
-11.4% vs TC avg
§112
24.8%
-15.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 903 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on February 12, 2206 has been entered. Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-14 are rejected under 35 U.S.C. 102(a1) as being anticipated by Chung et al. (US 2015/0098137 - Chung). As to claim 1, Chung teaches an optical imaging system (Chung Fig. 8A) comprising a first lens having negative refractive power and a concave image side surface (Chung Fig. 8A - 810, 812; Table 15) a second lens having positive refractive power (Chung Fig. 8A - 820; Table 15); a third lens having negative refractive power (Chung Fig. 8A - 830; Table 15); a fourth lens having positive refractive power (Chung Fig. 8A - 840; Table 15) and a convex object side surface (Chung Fig. 8A - 841); a fifth lens having negative refractive power (Chung Fig. 8A - 850; Table 15); the first to fifth lenses are sequentially disposed in numerical order from an object side to an image side (Chung Fig. 8A); the optical imaging system has a total number of five lenses with refractive power (Chung Fig. 8A); wherein an absolute value of a radius of curvature of an object-side surface of the second lens is greater than an absolute value of a radius of curvature of an object-side surface of the first lens (Chung Table 15 - |S4| = 4.6538; |S1| = 1.8377); a distance from an image side surface of the second lens to an object side surface of the third lens is greater than a distance from an image side surface of the fourth lens to an object side surface of the fifth lens (Chung Table 15 - D5 = 0.13; D9 = 0.03); TTL is in a range of 3.8mm to 4.8mm (Chung Table 15 - TTL = ∑d ≈ 4.7mm); and wherein TTL/ImgH < 2.0 (Chung Table 15 - TTL ≈ 4.7mm; Fig. 8B - ImgH ≈ 2.86mm). As to claim 2, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the second lens has a convex object side surface (Chung Fig. 8A - 821). As to claim 3, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the second lens has a convex image side surface (Chung Fig. 8A - 822). As to claim 4, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the third lens has a convex object side surface (Chung Fig. 8A - 831; Table 15). As to claim 5, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the third lens has a concave image side surface (Chung Fig. 8A - 832; Table 15). As to claim 6, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the fourth lens has a convex image side surface (Chung Fig. 8A - 842). As to claim 7, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the fifth lens has a convex object side surface (Chung Fig. 8A - 851; Table 15). As to claim 8, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chung further teaches the fifth lens has a concave image side surface (Chung Fig. 8A - 852). As to claim 9, Chung teaches an optical imaging system (Chung Fig. 8A) comprising a first lens having negative refractive power (Chung Fig. 8A - 810; Table 15) a second lens having positive refractive power (Chung Fig. 8A - 820; Table 15); a third lens having negative refractive power (Chung Fig. 8A - 830; Table 15); a fourth lens having positive refractive power (Chung Fig. 8A - 840; Table 15) and a convex object side surface (Chung Fig. 8A - 841); a fifth lens having negative refractive power (Chung Fig. 8A - 850; Table 15); the first to fifth lenses are sequentially disposed in numerical order from an object side to an image side (Chung Fig. 8A); the optical imaging system has a total number of five lenses with refractive power (Chung Fig. 8A); wherein an absolute value of a radius of curvature of an object-side surface of the second lens is greater than an absolute value of a radius of curvature of an object-side surface of the first lens (Chung Table 15 - |S4| = 4.6538; |S1| = 1.8377); TTL is in a range of 3.8mm to 4.8mm (Chung Table 15 - TTL = ∑d ≈ 4.7mm); and wherein TTL/ImgH < 2.0 (Chung Table 15 - TTL ≈ 4.7mm; Fig. 8B - ImgH ≈ 2.86mm). As to claim 10, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the first lens has a convex object side surface (Chung Fig. 8A - 811). As to claim 11, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the second lens has a convex object side surface (Chung Fig. 8A - 821). As to claim 12, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the third lens has a concave image side surface (Chung Fig. 8A - 832; Table 15). As to claim 13, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the fifth lens has a convex object side surface (Chung Fig. 8A - 851; Table 15). As to claim 14, Chung teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chung further teaches the fifth lens has a concave image side surface (Chung Fig. 8A - 852). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-9, 11-14 are rejected under 35 U.S.C. 103 as being unpatentable over Chen et al. (US 2017/0168264 - Chen) in view of Lohmann (Scaling Laws for Lens Systems; of record). As to claim 1, Chen teaches an optical imaging system (Chen Fig. 1A) comprising a first lens having negative refractive power and a concave image side surface (Chen Fig. 1A - 110, 112; Table 1) a second lens having positive refractive power (Chen Fig. 1A - 120; Table 1); a third lens having negative refractive power (Chen Fig. 1A - 130; Table 1); a fourth lens having positive refractive power (Chen Fig. 1A - 140; Table 1) and a convex object side surface (Chen Fig. 1A - 141; Table 1); a fifth lens having negative refractive power (Chen Fig. 1A - 150; Table 1); the first to fifth lenses are sequentially disposed in numerical order from an object side to an image side (Chen Fig. 1A); the optical imaging system has a total number of five lenses with refractive power (Chen Fig. 1A); wherein an absolute value of a radius of curvature of an object-side surface of the second lens is greater than an absolute value of a radius of curvature of an object-side surface of the first lens (Chen Table 1 - |S4| = 5.069; |S1| = 2.390); a distance from an image side surface of the second lens to an object side surface of the third lens is greater than a distance from an image side surface of the fourth lens to an object side surface of the fifth lens (Chen Table 1 - D3 = 0.025; D9 - 0.025); and wherein TTL/ImgH < 2.0 (Chen para. [0050] - teaching TTL/ImgH < 3.0 which is an overlapping range of sufficient specificity (MPEP 2131.03), such overlapping range also prima facie obvious (MPEP 2144.05)). Chen further teaches TTL ≈ 5.07mm (Chen para. [0085], [0097], [0098] - calculated from f, ImgH/f, TL/ImgH) which represents a scaling up of 3.8mm < TTL < 4.8mm. It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to provide 3.8mm ≤ TTL ≤ 4.8mm, since such a modification would involve only a mere change in size of a component - e.g. scaling down the optical system by 10%. Scaling up or down of an element which merely requires a change in size is generally considered as being within the ordinary skill in the art. In re Rinehart, 189 USPQ 143 (CCAP 1976). As to claim 2, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chen further teaches the second lens has a convex object side surface (Chen Fig. 1A - 121; Table 1). As to claim 3, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chen further teaches the second lens has a convex image side surface (Chen Fig. 1A - 122; Table 1). As to claim 4, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chen further teaches the third lens has a convex object side surface (Chen Fig. 1A - 131; Table 1). As to claim 5, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chen further teaches the third lens has a concave image side surface (Chen Fig. 1A - 132; Table 1). As to claim 6, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chen further teaches the fourth lens has a convex image side surface (Chen Fig. 1A - 142; Table 1). As to claim 7, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chen further teaches the fifth lens has a convex object side surface (Chen Fig. 1A - 151; Table 1). As to claim 8, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 1, and Chen further teaches the fifth lens has a concave image side surface (Chen Fig. 1A - 152; Table 1). As to claim 9, Chen teaches an optical imaging system (Chen Figs. 1A, 2A) comprising a first lens having negative refractive power (Chen Figs. 1A, 2A - 110, 210; Table 1, 3) a second lens having positive refractive power (Chen Figs. 1A, 2A - 120, 220; Tables 1, 3); a third lens having negative refractive power (Chen Figs. 1A, 2A - 130, 230; Tables 1, 3); a fourth lens having positive refractive power (Chen Figs. 1A, 2A - 140, 240; Tables 1, 3) and a convex object side surface (Chen Figs. 1A, 2A - 141, 241; Tables 1, 3); a fifth lens having negative refractive power (Chen Figs. 1A, 2A - 150, 250; Tables 1, 3); the first to fifth lenses are sequentially disposed in numerical order from an object side to an image side (Chen Figs. 1A, 2A); the optical imaging system has a total number of five lenses with refractive power (Chen Figs. 1A, 2A); wherein an absolute value of a radius of curvature of an object-side surface of the second lens is greater than an absolute value of a radius of curvature of an object-side surface of the first lens (Chen Table 1 - |S4| = 5.069; |S1| = 2.390; Table 3 - |S4| = 3.274; |S1| = 1.771); and wherein TTL/ImgH < 2.0 (Chen para. [0050] - teaching TTL/ImgH < 3.0 which is an overlapping range of sufficient specificity (MPEP 2131.03), such overlapping range also prima facie obvious (MPEP 2144.05)). Chen further teaches TTL ≈ 5.07mm (Chen para. [0085], [0097], [0098] - calculated from f, ImgH/f, TL/ImgH; Table 5 - calculated from f, ImgH/f, TL/ImgH) which represents a scaling up of 3.8mm < TTL < 4.8mm. It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to provide 3.8mm ≤ TTL ≤ 4.8mm, since such a modification would involve only a mere change in size of a component - e.g. scaling down the optical system by 10%. Scaling up or down of an element which merely requires a change in size is generally considered as being within the ordinary skill in the art. In re Rinehart, 189 USPQ 143 (CCAP 1976). As taught by Lohmann, scaling optical systems is trivial (Lohmann Section II). It would have been obvious to scale the optical system of Muller for the purpose of being used with smaller cameras and/or CCD/CMOS image sensor. As to claim 11, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chen further teaches the second lens has a convex object side surface (Chen Fig. 1A - 121; Fig. 2A - 221). As to claim 12, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chen further teaches the third lens has a concave image side surface (Chen Fig. 1A - 132; Fig. 2A - 232). As to claim 13, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chen further teaches the fifth lens has a convex object side surface (Chen Fig. 1A - 151; Table 1). As to claim 14, Chen in view of Lohmann teaches all the limitations of the instant invention as detailed above with respect to claim 9, and Chen further teaches the fifth lens has a concave image side surface (Chen Fig. 1A - 152; Table 1). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Liao (US 10,788,648; 2020/0192061); Hsieh (US 10,571,659; 2018/0314038); Chen et al. (US 9,696,519); Chung et al. (US 9,235,031) are cited as additional examples of 5-lens systems. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZACHARY W WILKES whose telephone number is (571)270-7540. The examiner can normally be reached M-F 8-4 (Pacific). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Mack can be reached at 571-272-2333. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZACHARY W WILKES/Primary Examiner, Art Unit 2872 March 3, 2026
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Prosecution Timeline

May 01, 2024
Application Filed
Jul 22, 2025
Non-Final Rejection — §102, §103
Oct 14, 2025
Response Filed
Dec 05, 2025
Final Rejection — §102, §103
Feb 12, 2026
Request for Continued Examination
Feb 24, 2026
Response after Non-Final Action
Mar 04, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
89%
With Interview (+22.2%)
2y 12m
Median Time to Grant
High
PTA Risk
Based on 903 resolved cases by this examiner. Grant probability derived from career allow rate.

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