Prosecution Insights
Last updated: October 02, 2026
Application No. 18/651,946

PRE-FILLED SYRINGE WITH OPTIMIZED STOPPER PLACEMENT

Non-Final OA §103
Filed
May 01, 2024
Priority
Sep 02, 2020 — provisional 63/073,777 +1 more
Examiner
SCHMIDT, EMILY LOUISE
Art Unit
Tech Center
Assignee
Janssen Pharmaceutica N.V.
OA Round
1 (Non-Final)
58%
Grant Probability
Moderate
1-2
OA Rounds
12m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
593 granted / 1015 resolved
-1.6% vs TC avg
Strong +37% interview lift
Without
With
+36.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
54 currently pending
Career history
1085
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
50.0%
+10.0% vs TC avg
§102
21.7%
-18.3% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1015 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 1 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gopal et al. (US 2017/0281629 A1) in view of Maeda et al. (US 2013/0053786 A1) and Le et al. (US 2021/0212321 A1). With regard to claim 1, Gopal et al. teach a pre-filled syringe, comprising: a barrel having a first, proximal end and a second, distal end with a medicament disposed therein (see at least [0027], [0033] a syringe is used to deliver the medicament which would necessarily have a proximal end and distal end with the medicament), wherein the medicament is a suspension of paliperidone palmitate ([0002]), and a stopper disposed within the barrel adjacent the first end of the barrel, the stopper having a body with a distal end and a proximal end and having an outer sidewall extending therebetween ([0027], the syringe includes a plunger stopper which would necessarily have proximal and distal ends and a sidewall). The details of the delivery syringe are not disclosed. Gopal et al. teach various dosages may be used ([0011], [0027]) but do not disclose the volume delivered, the syringe to have a nominal capacity of 5 mL, or a stopper with two adjacent sealing rings as recited. However, Maeda et al. teach a known size for a pre-filled syringe is 5mL with an inner diameter of 12.45mm ([0069]) and the plunger has two protrusions which can improve sealing performance (Fig. 1C members 117, [0004]). As Gopal et al. teach various dosages may be used depending on the patient and the particular treatment it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention that one of ordinary skill would be able to select a dose as desired, as it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980), such that a volume of medicament of 3.5 mL or 5 mL would be presented and to further use a 5mL syringe to contain such doses as Maeda et al. teach such syringes are commercially known for pre-filled syringe doses. Further, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have two sealing rings on the stopper as Maeda et al. teach this is beneficial for enhancing sealing performance. Gopal et al. and Maeda et al. do not disclose a head space distance. However, Gopal et al. disclose that the substance in the syringe should be shaken or agitated prior to delivery to ensure homogenous suspension and prevent clogging ([0033]). Further, Le et al. teach that when a substance needs to be shaken to re-suspend the substance a headspace of 15%-18% of the volume of the container is necessary to allow for re-suspension ([0085]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to include a head space distance between the medicament and the stopper in Gopal et al. as Gopal et al. teach shaking the substance is necessary and Le et al. teach including a headspace is beneficial for ensuring a shaken substance is properly re-suspended. As Le et al. teach the head space is beneficial for shaking or agitating the suspension and the other features are the same as in the claim the headspace would provide sufficient space for shaking and would minimize frothing or clogging. As combined the head space distance can be calculated. Maeda et al. teach the radius of the syringe (half the diameter is equal to 6.255 mm). Using a fill volume of 3.5 mL, taken to be the container volume as the syringe would not be filled fully, 18% of this volume is .63 mL which is equal to 630 mm3. Using the formula for the volume of a cylinder the height/distance of the headspace volume can be calculated which would be 5.17 mm. This results in a ratio of 1.48 mm/mL. Using a fill volume of 5 mL, 15% of this volume is .75 mL which is equal to 750 mm3. Using the formula for the volume of a cylinder the height/distance of the headspace volume can be calculated which would be 6 mm. This results in a ratio of 1.2 mm/mL. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to EMILY L SCHMIDT whose telephone number is (571)270-3648. The examiner can normally be reached Monday through Thursday 7:00 AM to 4:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Sirmons can be reached at 571-272-4965. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EMILY L SCHMIDT/ Primary Examiner, Art Unit 3783
Read full office action

Prosecution Timeline

May 01, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12734309
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Patent 12708750
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A PUMP ARRANGEMENT, CONFIGURED TO BE USED WITH A DOUBLE BREAST PUMP DEVICE
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
58%
Grant Probability
95%
With Interview (+36.7%)
3y 5m (~12m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1015 resolved cases by this examiner. Grant probability derived from career allowance rate.

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