Prosecution Insights
Last updated: August 17, 2026
Application No. 18/652,572

ROTATING ELECTRIC MACHINE, COMPRESSOR, AND REFRIGERATOR DEVICE

Final Rejection §103§112
Filed
May 01, 2024
Priority
Nov 09, 2021 — JP 2021-182476 +1 more
Examiner
REID JR, CHARLES H
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Daikin Industries Ltd.
OA Round
2 (Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
316 granted / 460 resolved
+0.7% vs TC avg
Strong +24% interview lift
Without
With
+24.5%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
30 currently pending
Career history
487
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
43.9%
+3.9% vs TC avg
§102
24.0%
-16.0% vs TC avg
§112
26.3%
-13.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 460 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Response to Arguments Applicant’s arguments with respect to claim 1 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-19 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claim 1, recitation "a linear compressive stress is applied to the stator core" is new matter, unsupported by the specification. The paragraphs [0038], [0043], [0070], and [0071] pointed out by the Applicant of where the new (or amended) claim is supported only provides support for a point-like compressive stress applied to the stator core. Paragraph 0071 mentions linear welding as a method of applying compressive stress to the stator core along the axial direction. However, linear compressive stress and linear welding are not the same. Linear welding is a mechanical manufacturing process used to join materials. Linear compressive stress is a mechanical state (a force pushing inward along a specific straight line). There is no support for a “linear compressive stress” in the specification as filed. Dependent claims 2-19 are rejected, as they inherit the deficiency of the independent claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-19 are rejected under 35 U.S.C. 103 as being unpatentable over Kimura (US 2020/0373796), in view of Ishizaki (JP 2013162676-A) and Yokoyama (US 2008/0303374). Regarding claim 1, Kimura discloses a rotating electric machine (80 of Figure 1) comprising: a casing (30 of Figure 1-2); a stator core (400 of Figure 4, 15) having a plurality of electrical steel sheets (401-406 of Figure 4) stacked on each other and including a cylindrical yoke (45 of Figure 2, 5), a plurality of teeth (47 of Figure 2, 5) arranged in a circumferential direction and extending radially inward of the yoke, and crimping portions (46 of Figure 5) arranged in the yoke and fixing adjacent ones of the electrical steel sheets in a stacking direction (Para. 0057); and radial fixing portions (44 of Figure 1-5) each arranged within an area of a first angle between two lines connecting an axial center (O of Figure 1, 2, 5) of the stator core and adjacent two of the crimping portions in the circumferential direction and fixing the casing and the stator core using a method of applying compressive stress to the stator core radially inward from an outside (Para. 0055). Kimura does not explicitly disclose such that a point-like compressive stress or a linear compressive stress is applied to the stator core, and the crimping portions being each formed in a rectangular shape having long sides extending along the radial direction of the stator core and short sides extending along the circumferential direction of the stator core when the stator core is viewed in an axial direction. Ishizaki discloses the crimping portions (114a of Figure 3A, 3B, 5, 7) being each formed in a rectangular shape having long sides extending along the radial direction of the stator core and short sides extending along the circumferential direction of the stator core when the stator core is viewed in an axial direction (see Figures 3A, 3B, 7). It would have been obvious to one of ordinary skill in the art before effective filing of the claimed invention to have the crimping portions of Kimura formed in a rectangular shape, as taught by Ishizaki, so the steel plates of the stator core are less likely to become misaligned [Ishizaki: Para. 0050]. Yokoyama discloses such that a point-like compressive stress or a linear compressive stress is applied to the stator core (S of Figure 1-3; Para. 0067, 0106, point-like compressive stress is a result of spot welding). It would have been obvious to one of ordinary skill in the art before effective filing of the claimed invention to apply a point-like compressive stress or a linear compressive stress to the stator core of Kimura, as taught by Yokoyama, to eliminate the need for filler materials, reduce thermal distortion, and to ensure structural integrity and peak performance in the electric machine. Regarding claim 2, Kimura discloses wherein the radial fixing portions (44 of Figure 1-5) are each arranged at a position at which compressive stress acting in the circumferential direction of the yoke (45 of Figure 2, 5) by the crimping portions (46 of Figure 5) is reduced (see Figures 2, 5). Regarding claims 3, 4, Kimura discloses wherein each of the crimping portions (46 of Figure 5) is each arranged between two adjacent ones of the radial fixing portions so as to be disposed at a position between 1/4 to 3/4 of a second angle between two lines connecting the axial center (O of Figure 1, 2, 5) of the stator core (400 of Figure 4, 15) and the two adjacent ones of the radial fixing portions (44 of Figure 1-5) in the circumferential direction. Regarding claims 5, 6, 7, Kimura discloses wherein the crimping portions (46 of Figure 5) are each arranged such that a length from an outer peripheral edge of the yoke (45 of Figure 2, 5) to the crimping portions is equal to or less than 1/3 of a length from the outer peripheral edge to an inner peripheral edge of the yoke in the radial direction of the stator core (Para. 0042; 400 of Figure 4, 15). Regarding claims 8, 9, 10, 11, Kimura discloses wherein the radial fixing portions (44 of Figure 1-5) are arranged between adjacent ones of the crimping portions (46 of Figure 5) in the circumferential direction of the stator core (see Figure 5; 400 of Figure 4, 15). Regarding claims 12, 13, 14, 15, 16, Kimura discloses all of the elements of the current invention as mentioned above, however does not explicitly disclose wherein the crimping portions (46 of Figure 5) each have inclined surfaces inclined from both short sides toward a center of a long side in a cross-sectional view of the stator core (400 of Figure 4, 15) orthogonal to the circumferential direction. Ishizaki discloses wherein the crimping portions (114a of Figure 3A, 3B, 5, 7) each have inclined surfaces (119a of Figure 3B, 5, 7) inclined from both short sides toward a center of a long side in a cross-sectional view of the stator core (111 of Figure 3A, 7) orthogonal to the circumferential direction. It would have been obvious to one of ordinary skill in the art before effective filing of the claimed invention to have the crimping portions of Kimura have inclined surfaces, as taught by Ishizaki, so the steel plates of the stator core are less likely to become misaligned [Ishizaki: Para. 0050]. Regarding claim 17, Kimura discloses wherein the crimping portions (46 of Figure 5) are arranged radially outward of the teeth (47 of Figure 2, 5). Regarding claims 18, 19, Kimura discloses all of the elements of the current invention as mentioned above, however does not explicitly disclose a compressor including the rotating electric machine (80 of Figure 1) of claim 1 (claim 18); a refrigeration apparatus including the compressor of claim 18 (claim 19). Ishizaki discloses a compressor (40 of Figure 1) including the rotating electric machine (100 of Figure 1) of claim 1 (claim 18); a refrigeration apparatus (Para. 0032) including the compressor of claim 18 (40 of Figure 1) (claim 19). It would have been obvious to one of ordinary skill in the art before effective filing of the claimed invention to use the rotating electric machine of Kimura with a refrigerant apparatus including a compressor, as taught by Ishizaki, because it is well known in the art that a motor acts as the driver and primary power source to operate compressor system. Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Nakahara (US 6,121,711) and Mayumi (US 2001/0035693) disclose a rotating electrical machine using a method of applying a compressive stress to the stator core such that a point-like compressive stress is applied. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHARLES H REID whose telephone number is (571)272-9248. The examiner can normally be reached M-F 9:30-4:45 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tulsidas Patel can be reached at 571-272-2098. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Charles Reid Jr./Primary Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

May 01, 2024
Application Filed
Jan 05, 2026
Non-Final Rejection mailed — §103, §112
Mar 25, 2026
Interview Requested
Apr 01, 2026
Applicant Interview (Telephonic)
Apr 01, 2026
Examiner Interview Summary
Apr 02, 2026
Response Filed
Jun 23, 2026
Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
93%
With Interview (+24.5%)
2y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 460 resolved cases by this examiner. Grant probability derived from career allowance rate.

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