Prosecution Insights
Last updated: October 04, 2026
Application No. 18/652,620

Devices With Adjustable-Tint Lenses

Final Rejection §103
Filed
May 01, 2024
Priority
Nov 12, 2021 — provisional 63/278,715 +2 more
Examiner
HALL, ELIZABETH MARY CAMPBEL
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Apple Inc.
OA Round
2 (Final)
68%
Grant Probability
Favorable
3-4
OA Rounds
11m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
27 granted / 40 resolved
-0.5% vs TC avg
Moderate +7% lift
Without
With
+7.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
38 currently pending
Career history
79
Total Applications
across all art units

Statute-Specific Performance

§103
52.9%
+12.9% vs TC avg
§102
18.9%
-21.1% vs TC avg
§112
27.0%
-13.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 40 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Response to Amendment Applicant's arguments with respect to claims 1-2, 4-23 as they pertain to the prior art have been considered but are moot in view of the new ground(s) of rejection, as necessitated by amendment. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-2, 4-5, 8-9, 11-12, 14-15 are rejected under 35 U.S.C. 103 as being unpatentable over Machida et. al US 20170322420 (hereinafter “Machida”) of record in view of Brown et. al US 20140140653 (hereinafter “Brown”). Regarding claim 1, Machida teaches a head-mounted device (Machida fig. 1-17), comprising: a head-mounted support structure (Machida fig. 2 - 113, 10, see also para. 0221); a projector (Machida fig. 1-17 - 111) that is supported in the head-mounted support structure (113) and that is configured to produce an image (Machida fig. 1-17, see also para. 0220); a waveguide (Machida fig. 1-17 - 120, 121) that is supported in the head-mounted support structure (10), that has a first transparent layer (Machida fig. 1-17 - 123, see also para. 0212 and 0219) configured to guide the image to an output coupler (Machida fig. 1-17 – 140 and 340, see also para. 0216) that directs the image toward an eye box (Machida fig. 1-17 - light directed toward pupil 21, see also para. 0217), and that has a second transparent layer (Machida fig. 1-17 - 126) attached to the first transparent layer with a peripheral seal (Machida fig. 1-17 - 127), wherein the first and second transparent layers (123 and 126 respectively) are separated by an air gap (Machida fig. 1-17 - gap created by 127), the first transparent layer (123) is interposed between the second transparent layer (126) and the eye box (Machida fig. 1-17 – 123 is disposed between 126 and 21), an input coupler (Machida fig. 1-17 – 130 and 330, see also para. 0215) configured to couple the image into the waveguide (Machida fig. 1-17, see also para. 0215). an electrically adjustable light modulator (Machida fig. 1-17 - 700) that is supported in the head-mounted support structure (10), that has a third transparent layer (Machida fig. 1-17 - 703), and that has a layer of adjustable tint material (Machida fig. 7-5 - 705) between the second transparent layer (126) and the third transparent layer (703). Machida does not teach the first transparent layer comprises first and second opposing surfaces, the first surface faces the eye box, and the output coupler comprises a grating on the second surface. In the same field of endeavor, Brown teaches the first transparent layer comprises first and second opposing surfaces (see annotated Brown fig. 165 below, 210 may be a material such as mesoporous silica), the first surface faces the eye box (shown in the annotated figure below, see also para. 0152), and the output coupler (Brown fig. 16 – DIGI-O(1)R, see also para. 0152) comprises a grating on the second surface (see annotated Brown fig. 16 below, see also para. 0152 - DIGI-O(1)R is an output grating) for the purpose of achieving a full color display (Brown para. 0152). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have the first transparent layer comprises first and second opposing surfaces, the first surface faces the eye box, and the output coupler comprises a grating on the second surface as taught by Brown in the head-mounted device of Machida in order to achieve a full color display (Brown para. 0152). PNG media_image1.png 644 841 media_image1.png Greyscale Regarding claim 2, Machida and Brown teach the head-mounted device defined in claim 1 and Machida further teaches further comprising a first transparent conductive electrode (Machida fig. 1-7 – 702, see also para. 0223) on the second transparent layer (126) and a second transparent conductive electrode (Machida fig. 1-7 – 704, see also para. 0223) on the third transparent layer (Machida fig. 1-7), wherein the first and second transparent conductive electrodes (702 and 704 respectively) are configured to apply an electric field to the layer of adjustable tint material (705) to control an amount of light transmission associated with the electrically adjustable light modulator (Machida para. 0223). Regarding claim 4, Machida and Brown teach the head-mounted device defined in claim 2 and Machida further teaches wherein the first transparent layer (123) is configured to guide light associated with the image in accordance with the principal of total internal reflection (Machida para. 0214). Regarding claim 5, Machida and Brown teach the head-mounted device defined in claim 4 and Machida further teaches further comprising a peripheral ring of adhesive (Machida fig. 1-17 - 707) that attaches the third transparent layer (702) to the second transparent layer (Machida fig. 1-17 – 707 attaches 702 disposed on 701 to 126). Regarding claim 8, Machida and Brown teach the head-mounted device defined in claim 4 and Machida further teaches wherein the first transparent layer (123) comprises a first glass layer (Machida para. 0219) and wherein the second transparent layer (126) comprises a second glass layer (Machida para. 0117). Regarding claim 9, Machida and Brown teach the head-mounted device defined in claim 8 and Machida further teaches wherein the third transparent layer (703) comprises a third glass layer (Machida para. 0117 and 0223). Regarding claim 11, Machida and Brown teach the head-mounted device defined in claim 4 and Machida further teaches wherein the first transparent layer (123) comprises a first polymer layer (Machida para. 0117) and wherein the second transparent layer (126) comprises a second polymer layer (Machida para. 0117). Regarding claim 12, Machida and Brown teach the head-mounted device defined in claim 11 and Machida further teaches wherein the third transparent layer (703) comprises a third polymer layer (Machida para. 0117 and 0223). Regarding claim 14, Machida and Brown teach the head-mounted device defined in claim 2 and Machida further teaches wherein the output coupler (140, 340) comprises a hologram (Machida para. 0136). Regarding claim 15, Machida and Brown teach the head-mounted device defined in claim 14 and Machida further teaches wherein the waveguide (320, 321) comprises a fourth transparent layer (Machida fig. 11 - 340) and comprises a polymer layer (Machida para. 0117) that contains the hologram (Machida para. 0136), wherein the polymer layer is between the first transparent layer and the fourth transparent layer (Machida fig. 11). Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Machida and Brown as applied to claim 4 above, and further in view of Alton et. al US 20150309312 (hereinafter “Alton”) of record. Regarding claim 6, Machida and Brown teach the head-mounted device defined in claim 4 and Machida further teaches the adjustable tint material (705) comprises a liquid crystal material (Machida para. 0223). Machida and Brown do not specify a guest-host liquid crystal material. In the same field of endeavor, Alton teaches a guest-host liquid crystal material (Alton para. 0041) for the purpose of enabling electronic control of light transmission (Alton para. 0041). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have a guest-host liquid crystal material as taught by Alton in the head-mounted device of Machida and Brown in order to enable electronic control of light transmission (Alton para. 0041). Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Machida and Brown as applied to claim 4 above, and further in view of Katano et. al US 20170315357 (hereinafter “Katano”) of record. Regarding claim 7, Machida and Brown teach the head-mounted device defined in claim 4 and Machida further teaches the electrically adjustable light modulator (700). Machida and Brown do not specify an electrically adjustable electrochromic light modulator layer. In the same field of endeavor, Katano teaches an electrically adjustable electrochromic light modulator layer (Katano para. 0054-0056) for the purpose of adjusting the amount of light in a broader range of optical transmittance (Katano para. 0056). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have an electrically adjustable electrochromic light modulator layer as taught by Katano in the head-mounted device of Machida and Brown in order to adjust the amount of light in a broader range of optical transmittance (Katano para. 0056). Claims 10, 13, 16, 20 are rejected under 35 U.S.C. 103 as being unpatentable over Machida and Brown as applied to claims 9 and 12 above, and further in view of Yan et. al US 20200049996 (hereinafter “Yan”) of record. Regarding claims 10, 13, Machida and Brown teach the head-mounted device defined in claims 9, 12 and Machida further teaches the waveguide (121) and the electrically adjustable light modulator (700). Machida and Brown do not specify further comprising first and second lens elements, wherein the waveguide and the electrically adjustable light modulator are between the first and second lens elements, however Machida does teach that the head-mounted device may be eyeglasses (Machida abstract). In the same field of endeavor, Yan teaches first and second lens elements (Yan fig. 3 – 72 and 74), wherein the waveguide (Yan fig. 3 - 62) and the electrically adjustable light modulator (Yan fig. 3 – 66 and 68, see also para. 0035) are between the first and second lens elements (Yan fig. 3) for the purpose of biasing the optical power of a liquid crystal lens (Yan para. 0036). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have first and second lens elements as taught by Yan in the head-mounted device of Machida and Brown in order to bias the optical power of the liquid crystal lens (Yan para. 0036). Regarding claim 16, Machida and Brown teach the head-mounted device defined in claim 1 and Machida further teaches wherein the third transparent layer (703) is a polymer lens element (Machida para. 0117, 0223). Machida and Brown do not specify that the third transparent layer has a positive lens power. In the same field of endeavor, Yan teaches that the third transparent layer (Yan fig. 3 - 66) has a positive lens power (Yan para. 0033 – 66 is an adjustable lens component) for the purpose of dynamically adjusting the index of refraction profile of components (Yan para. 0033). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have the third transparent layer has a positive lens power as taught by Yan in the head-mounted device of Machida and Brown in order to dynamically adjust the index of refraction profile of components (Yan para. 0033). Regarding claim 20, Machida and Brown teach the head-mounted device defined in claim 1 and Machida further teaches the third transparent layer (703). Machida and Brown do not specify the third transparent layer has first and second opposing curved surfaces. In the same field of endeavor, Yan teaches the third transparent layer (Machida fig. 3 - 66) has first and second opposing curved surfaces (Yan para. 0033 – 66 is an adjustable lens component) for the purpose of dynamically adjusting the index of refraction profile of components (Yan para. 0033). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have the third transparent layer has a positive lens power as taught by Yan in the head-mounted device of Machida and Brown in order to dynamically adjust the index of refraction profile of components (Yan para. 0033). Claim 17 is rejected under 35 U.S.C. 103 as being unpatentable over Machida and Brown as applied to claim 1 above, and further in view of Chan et. al US 20200225477 (hereinafter “Chan”) of record. Regarding claim 17, Machida and Brown teach the head-mounted device defined in claim 1 and Machida further teaches the third transparent layer (703) comprises a second lens element (Machida para. 0117 and 0223 – 703 comprises clear glass) and the waveguide (120, 121). Machida and Brown do not teach a first lens element, wherein the waveguide is between the first lens element and the second lens element. In the same field of endeavor, Chan teaches further comprising a first lens element (Chan fig. 2 - 82), a second lens element and wherein the waveguide is between the first lens element and the second lens element (Chan fig. 2 – waveguide 86 is between 82 and 80) for the purpose of allowing real-world image light from real-world objects and virtual images associated with computer-generated content to be viewed by the user (Chan para. 0032). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have to have a first lens element as taught by Chan in the head-mounted device of Machida and Brown in order to allow real-world image light from real-world objects and virtual images associated with computer-generated content to be viewed by the user (Chan para. 0032). Claims 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Machida and Brown as applied to claim 1 above, and further in view of Alton et. al US 20150355521 (hereinafter “US 521”) of record. Regarding claim 18, Machida and Brown teach the head-mounted device defined in claim 1 and Machida further teaches the electrically adjustable light modulator (700). Machida and Brown do not teach wherein the electrically adjustable light modulator is configured to exhibit a maximum light transmission value of at least 90%. In the same field of endeavor, US 521 teaches wherein the electrically adjustable light modulator (US 521 fig. 1a-b - 112) is configured to exhibit a maximum light transmission value of at least 90% (US 521 para. 0035) for the purpose of providing for the highest transmittance dynamic range as possible (US 521 para. 0035). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have a maximum light transmission value of at least 90% as taught by US 521 in the head-mounted device of Machida and Brown in order to provide for the highest transmittance dynamic range as possible (US 521 para. 0035). Regarding claim 19, Machida and US 521 teach the head-mounted device defined in claim 18 and they further teach wherein the electrically adjustable light modulator (Machida 700; 521 fig. 1a-b - 112) is configured to exhibit a minimum light transmission value of less than 25% (Machida para. 0126 and 0226; US 521 para. 0034). Claims 21-22 are rejected under 35 U.S.C. 103 as being unpatentable over Yan et. al US 20200049996 (hereinafter “Yan”) of record in view of Machida et. al US 20170322420 (hereinafter “Machida”) of record. Regarding claim 21, Yan teaches an optical system for a head-mounted device having a projector that produces an image (Yan fig. 3 - 18), the optical system comprising: an inner lens element (Yan fig. 3 - 72) facing an eye box (Yan fig. 3 - 78); an outer lens element (Yan fig. 3 - 74); a waveguide (Yan fig. 3 – 48) that is between the inner lens element (72) and the outer lens element (Yan fig. 3), the waveguide (48) having an output coupler (Yan fig. 3 - 52) that directs the image towards the eye box (78) through the inner lens element (Yan fig. 3); and an electrically adjustable light modulator (Yan fig. 3 – 66, 68) that is between the waveguide (48) and the outer lens element (Yan fig. 3 – 66 is between 48 and 74, see also para. 0035). Yan does not specify an electrically adjustable light modulator having an adjustable tint layer, wherein the waveguide has a main portion and has a cover layer that is attached to the main portion and is separated from the main portion by an air gap and wherein the electrically adjustable light modulator has a transparent conductive coating on the cover layer. In the same field of endeavor, Machida teaches an electrically adjustable light modulator (Machida fig. 1 - 700) having an adjustable tint layer (Machida fig. 1 - 705), wherein the waveguide (Machida fig. 1 – 120) has a main portion (Machida fig. 1 - 120) and has a cover layer (Machida fig. 1 - 126) that is attached to the main portion (120) with an adhesive (Machida fig. 1 – 127)and is separated from the main portion (120) by an air gap (Machida fig. 1 – adhesive 127 attaches 126 to 120 while separating them by an air gap) and wherein the electrically adjustable light modulator (700) has a transparent conductive coating (Machida fig. 1 - 702) directly on the cover layer (Machida fig. 3 – shows 700 directly disposed on 120, 130, see also fig. 9 – 702 is attached directly to 126, see also para. 0231). Regarding claim 22, Yan and Machida teach the optical system defined in claim 21 and they further teach wherein the cover layer (Machida 126) comprises a cover glass layer, wherein the electrically adjustable light modulator (Machida 700) has a glass substrate layer (Machida fig. 1 – 703) with an additional transparent conductive coating (Machida fig. 1 - 704), wherein the adjustable tint layer (Machida 705) is between the transparent conductive coating on the cover glass layer (Machida 702) and the additional transparent conductive coating on the glass substrate layer (Machida fig. 1 – 705 is between 704 and 702), and wherein the glass substrate layer (Machida 704) is between the outer lens element (Yan 74) and the waveguide (Yan fig. 3 – 66 is between 74 and 78). Claim 23 is rejected under 35 U.S.C. 103 as being unpatentable over Machida et. al US 20170322420 (hereinafter “Machida”) of record in view of Chan et. al US 20200225477 (hereinafter “Chan”) of record. Regarding claim 23, Machida teaches a head-mounted device optical system operable in a head-mounted device with a projector (Machida fig. 13 – 211) that produces an image (Machida para. 0207), comprising: a waveguide (Machida fig. 13 – 320, 321) that is configured to guide the image, wherein the waveguide (320, 321) has a waveguide glass layer (Machida fig. 13 - 323) with a surface relief grating (Machida fig. 13 – 330, 340) and has a cover glass layer (Machida fig. 13 - 126) configured to protect the surface relief grating (Machida fig. 13), wherein the cover glass layer (126) is attached to the waveguide glass layer (323) with adhesive (Machida fig. 13 - 127) so that the surface relief grating (330, 340) is separated by an air gap from the cover glass layer (Machida fig. 13); and an adjustable light modulator (Machida fig. 13 - 700) having a transparent conductive electrode (Machida fig. 13 - 702) formed as a coating on the cover glass layer (Machida fig. 13 shows 700 being disposed on 120, and fig. 9 shows 702 being disposed on 126, para. 0223 states that 702 may be formed by a sputtering method, and para. 0231 states that 702 may be disposed directly onto 126). Machida does not specify a first lens element; a second lens element; a waveguide that is between the first and second lens elements. In the same field of endeavor, Chan teaches a first lens element (Chan fig. 2 - 82); a second lens element (Chan fig. 2 - 80); a waveguide (Chan fig. 2 – 86, 88) that is between the first and second lens elements (Chan fig. 2) for the purpose of allowing real-world image light from real-world objects and virtual images associated with computer-generated content to be viewed by the user (Chan para. 0032). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have to have a first and second lens element as taught by Chan in the head-mounted device of Machida in order to allow real-world image light from real-world objects and virtual images associated with computer-generated content to be viewed by the user (Chan para. 0032). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ELIZABETH M HALL whose telephone number is (703)756-5795. The examiner can normally be reached Mon-Fri 9-5:30 pm PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Mack can be reached at (571)272-2333. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ELIZABETH M HALL/Examiner, Art Unit 2872 /ZACHARY W WILKES/Primary Examiner, Art Unit 2872
Read full office action

Prosecution Timeline

May 01, 2024
Application Filed
Mar 24, 2026
Non-Final Rejection mailed — §103
Jun 11, 2026
Applicant Interview (Telephonic)
Jun 11, 2026
Examiner Interview Summary
Jun 24, 2026
Response Filed
Sep 15, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12730357
OPTICAL ELEMENT DRIVING MECHANISM
4y 8m to grant Granted Sep 08, 2026
Patent 12724315
ELECTRO-OPTIC DISPLAYS WITH EDGE SEAL COMPONENTS AND METHODS OF MAKING THE SAME
3y 6m to grant Granted Sep 01, 2026
Patent 12724231
IMAGING LENS SYSTEM
3y 1m to grant Granted Sep 01, 2026
Patent 12697646
METHOD FOR CONTROLLING OPTICAL ELEMENT DRIVING MECHANISM
3y 7m to grant Granted Aug 04, 2026
Patent 12631871
CONTROL SYSTEM, OPTICAL DEFLECTION APPARATUS, IMAGE PROJECTION APPARATUS, MOBILE OBJECT, AND HEAD-MOUNTED DISPLAY
2y 10m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
68%
Grant Probability
75%
With Interview (+7.2%)
3y 4m (~11m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 40 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month