Prosecution Insights
Last updated: October 01, 2026
Application No. 18/653,134

TERMINAL BLOCK FOR MOUNTING DC LINK CAPACITOR

Non-Final OA §102
Filed
May 02, 2024
Examiner
BUI, HUNG S
Art Unit
2841
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Rivian Ip Holdings LLC
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
1453 granted / 1663 resolved
+19.4% vs TC avg
Moderate +10% lift
Without
With
+10.1%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
27 currently pending
Career history
1679
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
56.4%
+16.4% vs TC avg
§102
37.5%
-2.5% vs TC avg
§112
1.8%
-38.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1663 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 13-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected claim, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 07/22/2026. Oath/Declaration The oath/declaration filed on 05/02/2024 is acceptable. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4, 6-8 and 11-12 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by ESMAILI et al. [US 2010/0089641]. Regarding claim 1, ESMAILI et al. disclose a capacitor assembly (figures 1-5), comprising: a traction inverter system housing (26, figure 2); a set of power electronics (102-104, figure 2) defining two or more contacts (45, 46 and 47, figure 2), the set of power electronics mounted within the traction inverter system housing; a capacitor housing (a bracket 44 & 58 encloses a plurality of capacitors 40, figure 2) containing a capacitor (40, figure 2) mounted within the traction inverter system housing, the capacitor comprising two or more terminals (60 & 61, figure 2) extending outwardly therefrom; and a terminal block (50, figures 2-3) configured to maintain a position of the two or more terminals (a plurality of terminal flanges are bent downward from a positive node plate 52 and a negative node plate 53, figures 2-3) wherein the two or more terminals are overlapping the two or more contacts before the two or more terminals are attached to the two or more contacts (figure 2). Regarding claim 2, ESMAILI et al., further disclose wherein the terminal block (50, figures 2-3) is secured to the capacitor housing (44, figure 2). Regarding claim 3, ESMAILI et al., further disclose wherein the terminal block (50, figures 2-3) is co-molded with the capacitor housing (44, figure 2). Regarding claim 4, ESMAILI et al., further disclose wherein the terminal block comprises a flange extending outwardly from a sidewall of the capacitor housing (figures 2-3). Regarding claim 6, ESMAILI et al., further disclose wherein the set of power electronics are configured to convert direct current to alternating current (paragraphs 0002 and 0021). Regarding claim 7, ESMAILI et al. disclose a capacitor assembly (figures 1-5), comprising: a traction inverter system housing (26, figure 2); a set of power electronics (102-104, figure 2) defining two or more contacts (45, 46 and 47, figure 2), the set of power electronics mounted within the traction inverter system housing; a capacitor housing (a bracket 44 & 58 encloses a plurality of capacitors 40, figure 2) containing a capacitor (40, figure 2) mounted within the traction inverter system housing, the capacitor comprising two or more terminals (64 & 68, figure 2) extending outwardly therefrom and overlapping the two or more contacts; and a terminal block (50, figures 2-3) configured to maintain a position of the two or more terminals (a plurality of terminal flanges are bent downward from a positive node plate 52 and a negative node plate 53, figures 2-3) wherein the two or more terminals are overlapping the two or more contacts before the two or more terminals are attached to the two or more contacts (figure 2), the terminal block comprising a retention feature configured to secure the terminal block to the traction inverter system housing (figures 2-3). Regarding claim 8, ESMAILI et al., further disclose wherein the retention feature (paragraphs 0020-0024 and 0030) is configured to secure to the traction inverter system housing without use of additional fasteners. Regarding claim 11, ESMAILI et al., further disclose wherein the traction inverter system housing defines a first anti-rotation feature (64 and 68, figures 2-3) offset from the retention feature, and the terminal block defines a second anti-rotation feature (184 and 188, figures 2-3) configured to engage the first anti-rotation feature to resist rotation of the terminal block relative to the traction inverter system housing. Regarding claim 12, ESMAILI et al., further disclose wherein the first anti-rotation feature is a protrusion (64 and 68, figures 2-3), and the second anti-rotation feature is an opening (184 and 188, figures 2-3) configured to receive the protrusion. Allowable Subject Matter Claims 5 and 9-10 are objected to as being dependent upon a rejected base claim but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The claim 5 discloses the combination features of “wherein the set of power electronics comprises a first set of power electronics, the terminal block is a first terminal block, the two or more terminals are two or more first terminals, and the two or more contacts are two or more first contacts, the capacitor assembly further comprising a second set of power electronics, comprising two or more second contacts, the capacitor comprising two or more second terminals overlapping the two or more second contacts, the capacitor housing positioned between the first set of power electronics and the second set of power electronics; and a second terminal block secured to the capacitor housing independently of attachment of the two or more second contacts to the two or more second terminals, the second terminal block configured to support the two or more second terminals during a fastening operation attaching the two or more second terminals to the two or more second contacts.” These features, in conjunction with other features, as claimed in the claim 1, were neither found to be disclosed, nor suggested by the prior art of records. The claim 9 discloses the combination features of “wherein the terminal block comprises a plurality of biased fingers configured to insert within a retention opening defined by the traction inverter system housing and press outwardly against the retention opening to resist removal of the terminal block from the retention opening.” These features, in conjunction with other features, as claimed in the combination features of the claims 8 and 7, were neither found to be disclosed, nor suggested by the prior art of records. Claim 10 depends on the allowed claim 9. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: AZUMA [US 2023/0345658] discloses power converter; and Holbrook et al. [US 2010/0173509] disclose low inductance connector. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Hung S. Bui whose telephone number is (571)272-2102. The examiner can normally be reached on M-F: 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicants are encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allen L. Parker can be reached on (303) 297-4722. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center. for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HUNG S. BUI/ Primary Examiner Art Unit 2841 /HUNG S. BUI/Primary Patent Examiner, 2841/2800
Read full office action

Prosecution Timeline

May 02, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12745344
PCB, PCB MOUNTING BOX, CASE ASSEMBLY, AND CASE
2y 6m to grant Granted Sep 22, 2026
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FLEXIBLE DISPLAY DEVICE FOR A VEHICLE
3y 2m to grant Granted Sep 08, 2026
Patent 12733120
REPEATEDLY, QUICKLY AND REMOVABLY CONNECTABLE RETAINING MECHANISM
2y 3m to grant Granted Sep 08, 2026
Patent 12727081
FLEXIBLE CONNECTION MEMBER AND ELECTRONIC DEVICE INCLUDING THE SAME
2y 0m to grant Granted Sep 01, 2026
Patent 12727094
REMOTE CONTROL WITH ONE-PIECE CASING AND CHASSIS
1y 7m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
98%
With Interview (+10.1%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1663 resolved cases by this examiner. Grant probability derived from career allowance rate.

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