Prosecution Insights
Last updated: October 02, 2026
Application No. 18/654,508

ELECTROCHEMICAL DEVICE AND ELECTRONIC DEVICE

Non-Final OA §103
Filed
May 03, 2024
Priority
May 05, 2023 — CN 202310494424.7
Examiner
GONZALEZ RAMOS, MAYLA
Art Unit
1721
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ningde Amperex Technology Limited
OA Round
1 (Non-Final)
55%
Grant Probability
Moderate
1-2
OA Rounds
6m
Est. Remaining
68%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
363 granted / 664 resolved
-10.3% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
46 currently pending
Career history
707
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
55.8%
+15.8% vs TC avg
§102
14.6%
-25.4% vs TC avg
§112
21.0%
-19.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 664 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claim(s) 1-18 are currently pending. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over US 2021/0408546 A1, Kim et al. (hereinafter “Kim”)*. *Cited in IDS. Regarding claims 1 and 10 Kim teaches an electronic device (e.g., mobile electronic device such as a camcorder, a mobile phone, a laptop computer, etc.) [para. 0003], comprising an electrochemical device (corresponding to lithium secondary battery 100) [Fig. 1 and para. 0033], the electrochemical device (100) comprising: a negative electrode plate (corresponding to anode 200) [Figs. 1-2 and para. 0033], wherein the negative electrode plate (200) comprises a negative current collector (corresponding to anode current collector 210), a first layer (corresponding to first anode active material layer 222), and a second layer (corresponding to second anode active material layer 224) [Figs. 1-2, para. 0058], and the first layer (222) is located between the negative current collector (210) and the second layer (224) [Fig. 2 and para. 0058]; and the first layer (222) and the second layer (224) both comprise graphite [para. 0061], a ratio of an intensity of a D peak to an intensity of a G peak in a Raman spectrum of the graphite in the first layer is A (corresponding to ID/IG ratio of the first anode active material 222), A ranges from 0.05 to 0.3 (0.1 to 0.4) [paras. 0068-0069]; a ratio of an intensity of a D peak to an intensity of a G peak in a Raman spectrum of the graphite in the second layer is B (corresponding to ID/IG ratio of the second anode active material 224), B ranges from 0.4 to 0.8 (0.4 to 1.5) [para. 0070]; and 0.2≤B−A≤0.5 (0.3 ≤B−A≤ 1.1; 0.4-0.4 = 0.3; 1.5-0.4 = 1.1) [paras. 0068-0070]. PNG media_image1.png 122 402 media_image1.png Greyscale Kim, Fig. 2 In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) [MPEP 2144.05]. Regarding claims 2 and 11 Kim teaches the electronic and electrochemical devices as set forth above, wherein B ranges from 0.5 to 0.8 (0.4 to 1.5) [para. 0070]. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) [MPEP 2144.05]. Regarding claims 3 and 12 Kim teaches the electronic and electrochemical devices as set forth above, wherein A ranges from 0.05 to 0.2 (0.1 to 0.4) [paras. 0068-0069]. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) [MPEP 2144.05]. Regarding claims 4 and 13 Kim teaches the electronic and electrochemical devices as set forth above, wherein B ranges from 0.4 to 0.7 (0.4 to 1.5) [para. 0070], A ranges from 0.1 to 0.2 (0.1 to 0.4) [para. 0069], and 0.3≤B−A≤0.45 (0.3 ≤B−A≤ 1.1; 0.4-0.4 = 0.3; 1.5-0.4 = 1.1) [paras. 0068-0070]. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) [MPEP 2144.05]. Regarding claims 5 and 14 Kim teaches the electronic and electrochemical devices as set forth above, wherein a ratio of a thickness of the second layer to a thickness of the first layer ranges from 0.1 to 1. Regarding claims 6 and 15 Kim teaches the electronic and electrochemical devices as set forth above, wherein a ratio of a thickness of the second layer (224) to a thickness of the first layer (222) ranges from 0.1 to 0.67 (a thickness of the second anode active material layer 224 may be from about 3% to 70% of a total thickness of the anode active material layer 220, resulting in a ratio of 0.03 to 2.33) [para. 0100]. R   =   s e c o n d   l a y e r   t h i c k n e s s 1 - s e c o n d   l a y e r   t h i c k n e s s R 1   =   0.03 1 - 0.03 = 0.03 0.97   =   0.0309 R 2   =   0.70 1 - 0.70 = 0.70 0.30   =   2.333 In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) [MPEP 2144.05]. Regarding claims 7 and 16 Kim teaches the electronic and electrochemical devices as set forth above, wherein a ratio of a thickness of the second layer (224) to a thickness of the first layer (222) ranges from 0.1 to 0.43 (a thickness of the second anode active material layer 224 may be from about 3% to 70% of a total thickness of the anode active material layer 220, resulting in a ratio of 0.03 to 2.33) [para. 0100]. R   =   s e c o n d   l a y e r   t h i c k n e s s 1 - s e c o n d   l a y e r   t h i c k n e s s R 1   =   0.03 1 - 0.03 = 0.03 0.97   =   0.0309 R 2   =   0.70 1 - 0.70 = 0.70 0.30   =   2.333 In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) [MPEP 2144.05]. Regarding claims 8 and 17 Kim teaches the electronic and electrochemical devices as set forth above, wherein the graphite comprises at least one selected from the group consisting of artificial graphite and natural graphite (“[t]he graphite particle may include an artificial graphite and a natural graphite.”) [para. 0061]. Regarding claims 9 and 18 Kim teaches the electronic and electrochemical devices as set forth above, wherein the first layer (222) and the second layer (224) both comprise the artificial graphite and a binder (“the first anode active material layer 222 may include a first negative active material and a first binder including an acrylate-styrene butadiene copolymer. For example, the second anode active material layer 224 may include a second anode active material and a second binder including an acrylate-styrene butadiene copolymer.”) [para. 0059]. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2023/0253553 A1, Ahn et al. teaches an electronic device (e.g., mobile phones, laptop computers, and electric vehicles) [para. 0003], comprising an electrochemical device (corresponding to a lithium secondary battery) [para. 0008-0011], the electrochemical device comprising: a negative electrode plate [Fig. 1 and para. 0029], wherein the negative electrode plate comprises a negative current collector (3), a first layer (5), and a second layer (7) [Fig. 1 and para. 0029], and the first layer (5) is located between the negative current collector (3) and the second layer (7) [Fig. 1 and para. 0029]; and the first layer (5) and the second layer (7) both comprise graphite [paras. 0014-0018, 0038, 0051 and 0053], wherein a thickness ratio of the first active material layer to the second active material layer may be about 1:1 to 1.5:1 [para. 0013]. PNG media_image2.png 192 272 media_image2.png Greyscale Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAYLA GONZALEZ RAMOS whose telephone number is (571)272-5054. The examiner can normally be reached Monday - Thursday, 9:00-5:00 - EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allison Bourke can be reached at (303)297-4684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MAYLA GONZALEZ RAMOS/Primary Examiner, Art Unit 1721
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Prosecution Timeline

May 03, 2024
Application Filed
Aug 04, 2026
Applicant Interview (Telephonic)
Aug 04, 2026
Examiner Interview Summary
Aug 10, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
55%
Grant Probability
68%
With Interview (+13.8%)
2y 12m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 664 resolved cases by this examiner. Grant probability derived from career allowance rate.

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