Prosecution Insights
Last updated: April 17, 2026
Application No. 18/655,231

AWNING ASSEMBLY

Non-Final OA §112
Filed
May 04, 2024
Examiner
HAWK, NOAH CHANDLER
Art Unit
3636
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
unknown
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
2y 0m
To Grant
84%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
950 granted / 1545 resolved
+9.5% vs TC avg
Strong +22% interview lift
Without
With
+22.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
62 currently pending
Career history
1607
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
41.2%
+1.2% vs TC avg
§102
34.7%
-5.3% vs TC avg
§112
22.1%
-17.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1545 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The abstract of the disclosure is objected to because it contains legal phraseology such as the term “comprises.” A corrected abstract of the disclosure is required and must be presented on a separate sheet, apart from any other text. See MPEP § 608.01(b). Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the “bracket having one or more first apertures” recited in Claim 2 and the “one or more ropes” which “provide anchorage” recited in Claim 10 must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 4 and 8 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding Claim 4, the limitations “the first nuts” and “the second nuts” which lack antecedent basis in the claim, thus rendering the claim indefinite. First nuts are initially recited in Claim 2 and second nuts are initially recited in Claim 3. Regarding Claim 8, the limitation “the connecting frame members” render the claim indefinite. There is insufficient antecedent basis for this limitation in the claim. Claim 10 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being incomplete for omitting essential structural cooperative relationships of elements, such omission amounting to a gap between the necessary structural connections. See MPEP § 2172.01. The omitted structural cooperative relationships are: there is no connection between the “one or more ropes” and any other element of the device. Allowable Subject Matter Claims 1-3, 5-7, 9, and 11 are allowed. Claims 4, 8, and 10 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: the prior art made of record has failed to suggest, either singly or in combination, a novel awning assembly for supporting a canopy, the assembly including a plurality of inflatable frame members including at least two horizontal members spaced vertically and interconnected by at least two vertical frame members spaced horizontally, a rail assembly supporting the frame members and including a front and rear, the rear for attaching to a surface and the front for supporting the frame members, the lower horizontal frame member being attached to the rail, the rail also including two keder rails at each of the top and bottom portion of the front side of the rail and one or more slots on both of the front and rear surfaces of the rail, the assembly also including one or more connectors including a flat member and at least one more keder rail at each side of the connector such that the rail supports the horizontal frame members and the connectors support the vertical members, and upper and lower keder rails of the rail assembly for attaching the canopy and the other of the keder rails of the rail assembly for attaching the horizontal members. While the user of rail assemblies with keder rails to attach an awning is well known (sese Johnson et al., Yang, and Baka), the use of inflatable frame members on a rail having the arrangement of keder rails and slots in combination with the connectors of the applicant’s device appears to be novel in the art. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. DE 2507958, EP 1191168, GB 2016550, WO 2018172730, Hood, Upton et al., Mazzarelli, Woolsey, and Harrison et al. teach awnings and inflatable shades of interest. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NOAH C. HAWK whose telephone number is (571)272-1480. The examiner can normally be reached M-F 9am to 5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Dunn can be reached at 5712726670. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. NOAH C. HAWK Primary Examiner Art Unit 3636 /Noah Chandler Hawk/Primary Examiner, Art Unit 3636
Read full office action

Prosecution Timeline

May 04, 2024
Application Filed
Mar 25, 2026
Non-Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599206
Umbrella Pole Brace Assembly
2y 5m to grant Granted Apr 14, 2026
Patent 12599207
A Sliding Seat Assembly for an Umbrella
2y 5m to grant Granted Apr 14, 2026
Patent 12582571
MOBILITY SYSTEMS AND METHODS
2y 5m to grant Granted Mar 24, 2026
Patent 12575998
CRUTCH WITH A CONTOURED GRIP AND A FOREARM SUPPORT
2y 5m to grant Granted Mar 17, 2026
Patent 12575651
Umbrella
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
62%
Grant Probability
84%
With Interview (+22.0%)
2y 0m
Median Time to Grant
Low
PTA Risk
Based on 1545 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in for Full Analysis

Enter your email to receive a magic link. No password needed.

Free tier: 3 strategy analyses per month