Prosecution Insights
Last updated: September 17, 2026
Application No. 18/655,940

TOOL FOR REMOVING AND INSTALLING A TANKLESS WATER HEATER INLET FILTER

Non-Final OA §102§103§112
Filed
May 06, 2024
Priority
Feb 14, 2023 — provisional 63/445,503 +1 more
Examiner
WALTERS, RYAN J
Art Unit
3799
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Usina Investments LLC
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
600 granted / 807 resolved
+4.3% vs TC avg
Strong +29% interview lift
Without
With
+29.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
24 currently pending
Career history
836
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
39.9%
-0.1% vs TC avg
§102
21.6%
-18.4% vs TC avg
§112
33.0%
-7.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 807 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 6-7, 9, 15-21 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 6/5/2026. Applicant's election with traverse of Group I and Species A (Fig. 3), claims 1-8, 10-16, in the reply is acknowledged. The traversal is on the ground(s) that there is no search burden and that the inventions are drawn to a single inventive concept. This is not found persuasive because the specification specifically describes the distinct embodiments of Fig. 8 and 13 having distinct elements such as tabs and fingers with different geometries. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation "its " in line 5 and 10. It is unclear what component is being referred to. Possessive pronouns should be replaced with the name of the component. Claim 10 recites the limitation "the filter cap" in line 5. There is insufficient antecedent basis for this limitation in the claim. Claim 10 recites the limitation "the base" in line 12. There is insufficient antecedent basis for this limitation in the claim. Claim 10 recites the limitation "its " in line 11, 17. It is unclear what component is being referred to. Possessive pronouns should be replaced with the name of the component. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-3, 5 is/are rejected under 35 U.S.C. 102a1 and a2 as being anticipated by Dahlgren (US 5,012,624). Re Claim 1, Dahlgren discloses a tool for removing and installing a tankless water heater inlet filter comprising: a base portion 16 having a bottom end and an opposing top end, the base portion having a base sidewall around its periphery extending from its bottom end to the top end of the base; a head portion 15 having a bottom end adjacent to the top end of the base portion, the head portion being aligned with and concentric with the base portion and the head portion having a head sidewall around its periphery extending from its bottom end to a free end of the head portion; and at least one reciprocal engagement device 15A, 15C extending from the head portion and [configured to engage with an engagement device of the tankless water heater inlet filter] (Fig. 3-5). The recitation in brackets [ ] is considered functional language. The reference discloses all the structural components of the tool, which read on those of the instant invention. Therefore, the device is capable of performing the same desired functions as the instant invention as claimed. Re Claim 2, Dahlgren discloses the base portion comprises a hand grip twist knob (Fig. 3-5). Re Claim 3, Dahlgren discloses the head portion having a circular shape (Fig. 3-5). Re Claim 5, Dahlgren discloses the at least one reciprocal engagement device of the head portion comprises a first slot and a second slot perpendicular to the first slot (Fig. 3-5). Claim(s) 1-5 is/are rejected under 35 U.S.C. 102a1 and a2 as being anticipated by Hertel (US D548,030). Re Claim 1, Hertel discloses a tool for removing and installing a tankless water heater inlet filter comprising: a base portion (right side in Fig. 1) having a bottom end and an opposing top end, the base portion having a base sidewall around its periphery extending from its bottom end to the top end of the base; a head portion (left and second portion in Fig. 1) having a bottom end adjacent to the top end of the base portion, the head portion being aligned with and concentric with the base portion and the head portion having a head sidewall around its periphery extending from its bottom end to a free end of the head portion; and at least one reciprocal engagement device (slots on left side in Fig. 1) extending from the head portion and [configured to engage with an engagement device of the tankless water heater inlet filter] (Fig. 1). The recitation in brackets [ ] is considered functional language. The reference discloses all the structural components of the tool, which read on those of the instant invention. Therefore, the device is capable of performing the same desired functions as the instant invention as claimed. Re Claim 2, Hertel discloses the base portion comprises a hand grip twist knob (Fig. 1). Re Claim 3, Hertel discloses the head portion having a circular shape (Fig. 1). Re Claim 4, Hertel discloses the head portion comprises a lower circular member and an upper circular member, the upper circular member having a diameter less than the lower circular member creating a ledge therebetween (Fig. 1). Re Claim 5, Hertel discloses the at least one reciprocal engagement device of the head portion comprises a first slot and a second slot perpendicular to the first slot (Fig. 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dahlgren. Re Claim 8, Dahlgren does not disclose the base portion and the head portion comprise plastic. However, it would be obvious to make the head portion of plastic since it is cheap and easy to manufacture and also since It has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hertel. Re Claim 8, Hertel does not disclose the base portion and the head portion comprise plastic. However, it would be obvious to make the head portion of plastic since it is cheap and easy to manufacture and also since It has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. Claim(s) 10-12, 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Atkinson (PGPub 2005/0104371) in view of Dahlgren. Re Claim 10, Atkinson discloses a filter kit for a tankless water heater, the filter kit comprising: a replacement tankless water heater inlet filter having an engagement device along an inner periphery of the filter cap; and a tool [for removing a tankless water heater inlet filter and installing the replacement tankless water heater inlet filter] (para. 28). Atkinson does not disclose the tool comprising, a base portion having a bottom end and an opposing top end, the base portion having a base sidewall around its periphery extending from its bottom end to the top end of the base, a head portion having a bottom end adjacent to the top end of the base portion, the head portion being aligned with and concentric with the base portion and the head portion having a head sidewall around its periphery, and at least one reciprocal engagement device extending from the head portion and configured to engage with an engagement device of the tankless water heater inlet filter. However, Dahlgren teaches a tool comprising, a base portion 16 having a bottom end and an opposing top end, the base portion having a base sidewall around its periphery extending from its bottom end to the top end of the base, a head portion 15 having a bottom end adjacent to the top end of the base portion, the head portion being aligned with and concentric with the base portion and the head portion having a head sidewall around its periphery, and at least one reciprocal engagement device 15A, 15C extending from the head portion and configured to engage with an engagement device of the tankless water heater inlet filter (Fig. 3-5). It would be obvious to one of ordinary skill in the art to utilize a tool with these features, as taught by Dahlgren, for the purpose of utilizing a tool capable of matching with a desired geometry to effectively manipulate a component. Re Claim 11, Dahlgren discloses the base portion comprises a hand grip twist knob (Fig. 3-5). Re Claim 12, Dahlgren discloses the head portion having a circular shape (Fig. 3-5). Re Claim 14, Dahlgren discloses the at least one reciprocal engagement device of the head portion comprises a first slot and a second slot perpendicular to the first slot (Fig. 3-5). Claim(s) 10-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Atkinson (PGPub 2005/0104371) in view of Hertel. Re Claim 10, Atkinson discloses a filter kit for a tankless water heater, the filter kit comprising: a replacement tankless water heater inlet filter having an engagement device along an inner periphery of the filter cap; and a tool [for removing a tankless water heater inlet filter and installing the replacement tankless water heater inlet filter] (para. 28). Atkinson does not disclose the tool comprising, a base portion having a bottom end and an opposing top end, the base portion having a base sidewall around its periphery extending from its bottom end to the top end of the base, a head portion having a bottom end adjacent to the top end of the base portion, the head portion being aligned with and concentric with the base portion and the head portion having a head sidewall around its periphery, and at least one reciprocal engagement device extending from the head portion and configured to engage with an engagement device of the tankless water heater inlet filter. However, Hertel teaches a tool comprising, a base portion (right side in Fig. 1) having a bottom end and an opposing top end, the base portion having a base sidewall around its periphery extending from its bottom end to the top end of the base, a head portion (left and second portion in Fig. 1) having a bottom end adjacent to the top end of the base portion, the head portion being aligned with and concentric with the base portion and the head portion having a head sidewall around its periphery, and at least one reciprocal engagement device (slots in Fig. 1) extending from the head portion and configured to engage with an engagement device of the tankless water heater inlet filter (Fig. 1). It would be obvious to one of ordinary skill in the art to utilize a tool with these features, as taught by Dahlgren, for the purpose of utilizing a tool capable of matching with a desired geometry to effectively manipulate a component. Re Claim 11, Dahlgren discloses the base portion comprises a hand grip twist knob (Fig. 1). Re Claim 12, Dahlgren discloses the head portion having a circular shape (Fig. 1). Re Claim 13, Dahlgren discloses the head portion comprises a lower circular member and an upper circular member, the upper circular member having a diameter less than the lower circular member creating a ledge therebetween (Fig. 1). Re Claim 14, Dahlgren discloses the at least one reciprocal engagement device of the head portion comprises a first slot and a second slot perpendicular to the first slot (Fig. 1). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RYAN J WALTERS whose telephone number is (571)270-5429. The examiner can normally be reached M-F 9am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas Hong can be reached at (571) 272-0993. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Ryan J. Walters/Primary Examiner, Art Unit 3799
Read full office action

Prosecution Timeline

May 06, 2024
Application Filed
Sep 09, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12734572
APPARATUS AND METHOD FOR BENDING ELONGATED METAL PRODUCTS
2y 1m to grant Granted Sep 15, 2026
Patent 12734627
SPINDLE FOR A MACHINE TOOL
1y 11m to grant Granted Sep 15, 2026
Patent 12731661
A system and method for training machine-learning algorithms for processing biology-related data, a microscope and a trained machine learning algorithm
4y 9m to grant Granted Sep 08, 2026
Patent 12722213
MICRO-REINFORCED CONCENTRIC TWIST DRILL
2y 9m to grant Granted Sep 01, 2026
Patent 12715077
TOOL STAND
3y 6m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
99%
With Interview (+29.2%)
3y 2m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 807 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month