Prosecution Insights
Last updated: May 29, 2026
Application No. 18/656,739

DOCUMENT TRANSPORT DEVICE AND IMAGE FORMING APPARATUS THAT RAISES AND LOWERS DOCUMENT PLACEMENT TRAY

Non-Final OA §102§103
Filed
May 07, 2024
Priority
May 15, 2023 — JP 2023-080381
Examiner
NICHOLSON III, LESLIE AUGUST
Art Unit
3653
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Kyocera Document Solutions Inc.
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
1175 granted / 1331 resolved
+36.3% vs TC avg
Moderate +5% lift
Without
With
+5.1%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
16 currently pending
Career history
1347
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
52.4%
+12.4% vs TC avg
§102
27.3%
-12.7% vs TC avg
§112
19.5%
-20.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1331 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority 1. Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 102 2. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 3. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. 4. Claims 1,4,6,7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Suwa USP 11,530,101. Suwa discloses, regarding claim 1, A document transport device comprising: an operation device (416) configured to receive a document reading instruction; a document placement tray (30) configured to be raised and lowered with a document placed thereon; a document detection sensor (10) configured to detect presence or absence of a document on the document placement tray; a document discharge tray (17); a document transport mechanism including a feeding roller (1) provided above the document placement tray and configured to feed a document placed on the document placement tray sheet by sheet and a document reading device (202) configured to read an image of the document fed by the feeding roller, the document transport mechanism being configured to transport the document fed by the feeding roller to a reading position on the document reading device and discharge the document to the document discharge tray; an elevating mechanism (312; fig.5) configured to raise the document placement tray from a lower limit position (fig.6) in the raising and lowering of the document placement tray to an upper limit position (fig.7) where a top surface of an uppermost sheet of the document placed on the document placement tray is pressed against the feeding roller; and a controller configured to, when the document detection sensor has detected a document on the document placement tray, control driving of the elevating mechanism to temporarily raise the document placement tray to the upper limit position (C10/L38-49, C15/L23-27, S203 in fig.12) and then move the document placement tray from the upper limit position to a standby position (C15/L27-47, fig.11, S204 in fig.12) which is a predetermined distance below the upper limit position and stop moving the document placement tray, and when the document transport mechanism has transported the document fed by the feeding roller to the reading position upon the operation device receiving a document reading instruction, cause the elevating mechanism to raise the document placement tray again to the upper limit position (C15/L44-48, S210 in fig.12), wherein the standby position is set to a predetermined position between the upper limit position and the lower limit position (see at least C14/L37-44). Regarding claim 4, wherein the controller is configured to raise the document placement tray to the upper limit position after a predetermined time elapses from when the document detection sensor detects a document on the document placement tray (C10/L53-56). Regarding claim 6, wherein the controller is configured to, when a document on the document placement tray is not detected by the document detection sensor, control driving of the elevating mechanism to lower the document placement tray that has been on standby at the standby position to the lower limit position (see at least C10/L38-40). Regarding claim 7, An image forming apparatus (180; fig.4B) comprising: the document transport device according to claim 1; and an image forming device (PU) configured to form an image on a recording medium. Claim Rejections - 35 USC § 103 5. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 6. Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Suwa USP 11,530,101. Suwa discloses substantially all the limitations of the claims (see ¶4 above) and further discloses wherein the controller is configured to cause the elevating mechanism to raise and lower the document placement tray with the standby position set to a position that is between the upper limit position and the lower limit position (see at least C14/L34-51), but does not expressly disclose the standby position being closer to the upper limit position than to the lower limit position. However, because Suwa discloses the standby position being set for quick positioning of the tray from the standby position to the upper limit position (C14/L53-56), before the effective filing date, it would have been obvious to one having ordinary skill in the art for the standby position to be closer to the upper limit position than to the lower limit position for the purpose of mimimize, as much as possible, the time to move the tray from the standby position to the upper limit position. Allowable Subject Matter 7. Claims 3,5 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion 8. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Samato (USP 6,354,586) discloses a document placement tray (4) that is positionable between a lower position (fig.1) in which the sheet stack is in a position away from the sheet feed roller (7), an upper position (fig.9) when the sheet stack is in contact with the sheet feed roller, and a standby position (fig.10) which is a position between the upper position and the lower position (see at least Abstract). 9. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LESLIE A. NICHOLSON III whose telephone number is (571)272-5487. The examiner can normally be reached M-F 8-4. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael C McCullough can be reached at 571-272-7805. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LESLIE A NICHOLSON III/Primary Examiner, Art Unit 3653 3/26/2026
Read full office action

Prosecution Timeline

May 07, 2024
Application Filed
Apr 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
93%
With Interview (+5.1%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1331 resolved cases by this examiner. Grant probability derived from career allowance rate.

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