Prosecution Insights
Last updated: October 02, 2026
Application No. 18/658,412

ELECTRODE ASSEMBLY OF RECHARGEABLE BATTERY

Non-Final OA §102§103§112
Filed
May 08, 2024
Priority
Jan 29, 2024 — RE 10-2024-0013292
Examiner
DINH, BACH T
Art Unit
Tech Center
Assignee
Samsung SDI Co., Ltd.
OA Round
1 (Non-Final)
55%
Grant Probability
Moderate
1-2
OA Rounds
9m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
547 granted / 988 resolved
-4.6% vs TC avg
Strong +31% interview lift
Without
With
+31.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
48 currently pending
Career history
1030
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
56.6%
+16.6% vs TC avg
§102
23.7%
-16.3% vs TC avg
§112
16.3%
-23.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 988 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Summary This is the initial Office Action based on the 18/658,412 application filed on 05/08/2024. Claims 1-15 are currently pending and have been fully considered. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 9 recites the limitation "the lamination tape" in line 6. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1 is/are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Choi et al. (US 2016/0126585). Addressing claim 1, Choi discloses an electrode assembly 110 of a rechargeable battery (figs. 1-2), the electrode assembly comprising an electrode plate of a positive electrode 11, an electrode plate of a negative electrode 12, a separator 13 between the electrode plate of the positive electrode and the electrode plate of the negative electrode (fig. 3), wherein each of the electrode plate of the positive electrode and the electrode plate of the negative electrode comprises: an electrode substrate (11 for positive electrode and 12 for negative electrode [0034]); a first active material layer (112a for positive electrode and 122a for negative electrode) on a first surface of the electrode substrate; a first lamination tape (511b for positive electrode and 521b for negative electrode) and a second lamination tape (511a for positive electrode and 521a for negative electrode) attached to the first active material layer (112a and 122a), an end portion of the electrode substrate (11 and 12), and the second active material layer (512a and 522a), wherein the first lamination tape forms a first attachment portion on the first active material layer (the portion of the first active material layer that is in direct physical contact with the first lamination tape) in a wound central portion of the electrode assembly (fig. 3); wherein the second lamination tape forms a second attachment portion on the second active material layer (the portion of the second active material layer that is in direct physical contact with the second lamination tape) in a wound central portion of the electrode assembly (fig. 3); and wherein an end of the first attachment portion on the first active material layer and an end of the second attachment portion on the second active material layer are spaced apart from each other in a winding direction of the electrode assembly (fig. 3). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 2-4 and 10-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2016/0126585) in view of Matsui et al. (US 11,631,901). Addressing claims 2 and 10, Choi discloses the electrode substrate, the first active material layer and the second active material layer are the positive electrode and have a same cross-section (fig. 3). However, Choi is silent regarding the first attachment portion is longer than the second attachment portion by a first length as required by claim 2 or an eleventh length as required by claim 10. Matsui discloses in annotated fig. 2 below an electrode assembly similarly to that of Choi; wherein, the electrode substrate 21A, the first active material layer and the second active material layer are positive electrode 21 and the first attachment portion is longer than the second attachment portion by a first length as required by claim 2 or the eleventh length as required by claim 10. PNG media_image1.png 292 578 media_image1.png Greyscale At the time of the effective filing date of the invention, one with ordinary skill in the art would have found it obvious to modify the first and second lamination tape of Choi to cover the positive electrode in the known configuration disclosed by Matsui in order to obtain the predictable result of preventing short circuiting (Rationale B, KSR decision, MPEP 2143). Addressing claims 3-4 and 11, annotated fig. 2 above shows the claimed first extension attachment portion extending from an end portion of the uncoated portion as claimed. Claim(s) 5-6 and 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2016/0126585) in view of Kim et al (US 2024/0055741). Addressing claims 5 and 12, Choi discloses the electrode substrate, the first active material layer and the second active material layer are the negative electrode and have a same cross-section (fig. 3). Choi is silent regarding a third attachment portion that is shorter than a fourth attachment portion by a second length as required by claim 5 or a twelfth length as required by claim 12. Kim discloses an electrode assembly having wound positive and negative electrodes similarly to that of Choi; wherein, the electrode substrate 121, the first active material layer 123, and the second active material layer 122 are the negative electrode [0028]. The first lamination tape 180 forms a third attachment portion (the portion of the tape 180 that contacts the overlying layer, fig. 2). The second lamination tape 190 forms a fourth attachment portion (the portion of the tape 190 that contacts the underlying layer, fig. 2). The third attachment portion is shorter than the fourth attachment portion by a second length (fig. 2) as required by claim 5 or by a twelfth length as required by claim 12. At the time of the effective filing date of the invention, one with ordinary skill in the art would have found it obvious to modify the electrode assembly of Choi with the first and second lamination tapes to cover the first active material and the second active material in the known configuration disclosed by Choi in order to obtain the predictable result of preventing short circuit from occurring (Kim, [0058]). Addressing claim 6, Kim discloses in fig. 2 that the electrode substrate further comprises an uncoated portion 125 [0020] and the first lamination tape and the second lamination tape are attached to the uncoated portion (fig. 2) and the first lamination tape 180 and the second lamination tape 190 comprise a second extension attachment portion extending from an end of the uncoated portion (paragraph [0053] discloses the first protective tape 190 covers the entire surface of the non-coating portion 125 and paragraph [0055] discloses the second protective tape 180 covers the entire surface of the non-coating portion; therefore, collectively the first and second protective tape forms the claimed extension attachment portion extending from an end portion of the uncoated portion as claimed. Claim(s) 8 and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Choi et al. (US 2016/0126585) in view of Matsui et al. (US 11,631,901) and Kim et al (US 2024/0055741). Addressing claim 8, please see the rejection of claims 2 and 5 because claim 8 recites the limitations of claims 2 and 5 Addressing claim 14, please see the rejection of claims 10 and 12 above because claim 14 recites the limitations of claims 10 and 12. Allowable Subject Matter Claims 7, 9 (pending the 35 USC 112, second paragraph, rejection above), 13 and 15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BACH T DINH whose telephone number is (571)270-5118. The examiner can normally be reached Mon-Friday 8:00 - 4:30 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Barton can be reached at (571)-272-1307. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BACH T DINH/Primary Examiner, Art Unit 1726 08/30/2026
Read full office action

Prosecution Timeline

May 08, 2024
Application Filed
Sep 02, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
55%
Grant Probability
87%
With Interview (+31.3%)
3y 2m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 988 resolved cases by this examiner. Grant probability derived from career allowance rate.

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