Prosecution Insights
Last updated: August 17, 2026
Application No. 18/658,681

CERAMIC STRUCTURE AND METHOD FOR MANUFACTURING SAME

Non-Final OA §102§103§112
Filed
May 08, 2024
Priority
Nov 12, 2021 — JP 2021-184895 +2 more
Examiner
WIESE, NOAH S
Art Unit
Tech Center
Assignee
Canon Inc.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
947 granted / 1136 resolved
+23.4% vs TC avg
Minimal -2% lift
Without
With
+-2.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
38 currently pending
Career history
1173
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
53.7%
+13.7% vs TC avg
§102
20.9%
-19.1% vs TC avg
§112
22.5%
-17.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1136 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION The claims 1-25 are pending and presented for the examination. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 05/08/2024 is being considered by the examiner. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 3, and 11 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites that the first region comprises “oxide which contains Si and Al” and that the second region comprises “oxide which contains Si and Al”. From this wording it is unclear if said regions must contain a compound oxide of silicon and aluminum, or if the intended claim coverage is also of a region comprising separate oxides, i.e. SiO2 along with Al2O3. Because of these ambiguities, the metes and bounds of the claim are unclear and claim 1 is indefinite under USC 112. Claim 3 recites that the first region has a proportion that satisfies 75 vol% or more of “a maximum amount of mullite”. It is unclear it this is meant to mean that said region comprises 75 vol% or more mullite, or that, given the SiO2/Al2O3 ratio of the region, it must contain at least 75% of the possible mullite formable from this composition. Claim 3 is indefinite under USC 112 because of these ambiguities. Claim 11 recites that the second region is “surrounded” by the first and third regions, but from this wording it is unclear what structural configuration is meant to be covered by the claim. This limitation could indicate that the first and third regions are concentrically around the second region and each completely encompass said second region, or that the first and third regions each only partially enclose the second region, and together they surround the second region. Because of this ambiguity, the metes and bounds of claim 11 are unclear and the claim is indefinite under USC 112. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 14-25 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Murakami et al (WO 2021079909 A1). Regarding claim 14, Murakami et al teaches a ceramic article manufacturing method wherein a powder layer is formed from a mixture of SiO2 powder, Al2O3 powder, and an absorber. The adsorber can be chosen as SiO powder. In the Murakami et al process, said powder mixture is melted and solidified by laser beam scanning, and thereafter a new powder layer is formed to cover this solidified section. Murakami et al teaches that a molded object is created by repeating this process of forming and solidifying layers, and the thus formed molded object is heat treated at 1680°C. Murakami et al teaches an example in which the composition is 55.4 wt% SiO powder, 42.5 wt% Al2O3 powder, and 2.1 wt% SiO powder (see paragraphs [0104]-[0121], [0130], and [0147]-[0150]). Murakami et al teaches that, upon heating, the aluminum component distributed in the crack portion diffuses into the crystalline and non-crystalline inside of the modeled product, and the crystal of the modeled product recrystallizes in a state containing the aluminum component. Murakami et al thus teaches a crystalline region. Each limitation of instant claim 14 is thus met by the Murakami et al teachings, and the claim is anticipated by the prior art of record. Regarding claim 15, Murakami et al teaches that the heat treatments are carried out at 1680 °C. Regarding claim 16, Murakami et al teaches heat treatments lasting 50 minutes. Regarding claims 17-19, Murakami et al teaches a SiO absorber, which is the same as that instantly disclosed in the Specification. This equivalent absorber would thus inherently have an equivalent absorbability to laser beam induced light wavelengths. Regarding claim 20, Murakami et al teaches that the SiO2 component has an average size of 5-200 µm, and that the absorber component has a particle size of 1-10 µm. Regarding claim 21, as discussed above, Murakami et al teaches an embodiment wherein the SiO (absorber) amount is 2.1 wt%. This falls within the instantly claimed range when considered in vol%. Regarding claim 22, Murakami et al teaches a step of allowing the modeled object to absorb a metal component-containing liquid containing a metal element before the heat treatment. Regarding claim 23, Murakami et al teaches that the infiltrated metal can be Zr. Regarding claim 24, Murakami et al teaches eutectic formation and thus a heating temperature above the eutectic point of Si and the metal element. Regarding claim 25, Murakami et al teaches that the metal element content in the powder is less than 3.0 wt%. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-10 and 12-13 are rejected under 35 U.S.C. 103 as being unpatentable over Murakami et al (WO 2021079909 A1). Regarding claim 1, Murakami et al teaches a ceramic article manufacturing method wherein a powder layer is formed from a mixture of SiO2 powder, Al2O3 powder, and an absorber. The adsorber can be chosen as SiO powder. In the Murakami et al process, said powder mixture is melted and solidified by laser beam scanning, and thereafter a new powder layer is formed to cover this solidified section. Murakami et al teaches that a molded object is created by repeating this process of forming and solidifying layers, and the thus formed molded object is heat treated at 1680°C. Murakami et al teaches an example in which the composition is 55.4 wt% SiO powder, 42.5 wt% Al2O3 powder, and 2.1 wt% SiO powder (see paragraphs [0104]-[0121], [0130], and [0147]-[0150]). It is apparent from the instant disclosure in the Specification that the structure of the instantly claimed ceramic, having therein three regions of differing composition, is resultant from the process by which the layers are formed. As shown above, Murakami et al teaches a method wherein a compositionally equivalent powder mixture is processed according to steps that are identical to those disclosed in the Specification (specifically example 2) and the claims. The resultant ceramic structure must therefore also be equivalent to that instantly claimed. As such, the Murakami et al ceramic is understood to have a region comprising Si and Al, a second region comprising Si and Al wherein said second region contains more Si than said first region, and a third region comprising Al and that is poorer in Si than said first region. Similarly, processing an equivalent starting mixture with equivalent processing steps would necessarily result in a ceramic having an equivalent mole ratio SiO2/Al2O3 and region crystallinities. Therefore, each limitation of claim 1 is met by the teachings of the prior art of record, and the claim is obvious and not patentably distinct. Regarding claim 2, as above, the equivalent processing of an equivalent starting powder mixture would necessarily result in a ceramic structure that is equivalent to that of the instant claims. The grain size and aspect ratio limitations of instant claim 2 are thus necessarily met by the Murakami et al teachings. Regarding claim 3, as above, the equivalent processing of an equivalent starting powder mixture would necessarily result in a ceramic structure that is equivalent to that of the instant claims, and the further limitation to mullite content is necessarily also present in the Murakami et al ceramic. Regarding claim 4, as above, the equivalent processing of an equivalent starting powder mixture would necessarily result in a ceramic structure that is equivalent to that of the instant claims, and the further limitation to second region composition is necessarily also present in the Murakami et al ceramic. It is well settled that when a claimed composition appears to be substantially the same as a composition disclosed in the prior art, the burden is properly upon the applicant to prove by way of tangible evidence that the prior art composition does not necessarily possess characteristics attributed to the CLAIMED composition. In re Spada, 911 F.2d 705, 15 USPQ2d 1655 (Fed. Circ. 1990); In re Fitzgerald, 619 F.2d 67, 205 USPQ 594 (CCPA 1980); In re Swinehart, 439 F.2d 2109, 169 USPQ 226 (CCPA 1971). Regarding claim 5, Murakami et al teaches that, upon heating, the aluminum component distributed in the crack portion diffuses into the crystalline and non-crystalline inside of the modeled product, and the crystal of the modeled product recrystallizes in a state containing the aluminum component. Murakami et al thus teaches a crystalline region. Regarding claim 6, as discussed above, Murakami et al teaches a ceramic produced by an equivalent process from an equivalent starting mixture, and further teaches aluminum-silicon crystalline regions. The third region necessarily present in the Murakami et al ceramic would therefore also be crystalline. Regarding claim 7, Murakami et al teaches an equivalent starting mixture processed according to equivalent steps, and as such the resultant ceramic would also necessarily be equivalent to that of the instant claims. The further limitations to a fourth region would thus necessarily also be present in the Murakami et al ceramic structure. Regarding claim 8, Murakami et al teaches infiltration with a metal element-containing solution, and wherein said metal element can be Zr. This would produce a region comprising Zr. Regarding claims 9-10, Murakami et al teaches an equivalent starting mixture processed according to equivalent steps, and as such the resultant ceramic would also necessarily be equivalent to that of the instant claims. The further limitations to a first region containing a silicon-aluminum compound mullite would thus also necessarily be present in the Murakami et al ceramic structure. Regarding claim 12, the equivalently composed and produced ceramic taught by Murakami et al would necessarily also have equivalent crystallinity in the various regions. Regarding claim 13, the equivalently composed and produced ceramic taught by Murakami et al would necessarily also have equivalent compositions in the regions, and thus would have a cristobalite region. Conclusion 12. No claim is allowed. 13. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. 14. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NOAH S WIESE whose telephone number is (571)270-3596. The examiner can normally be reached on Monday-Friday, 7:30am-4:30pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amber Orlando can be reached on 571-270-3149. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NOAH S WIESE/Primary Examiner, Art Unit 1731 NSW24 July 2026
Read full office action

Prosecution Timeline

May 08, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12703665
CERAMIC MATERIAL, POWDER AND LAYER SYSTEM
2y 12m to grant Granted Aug 11, 2026
Patent 12643827
INORGANIC STRUCTURE AND METHOD FOR PRODUCING SAME
2y 10m to grant Granted Jun 02, 2026
Patent 12270117
Process For Manufacturing Carbon Anodes For Aluminium Production Cells And Carbon Anodes Obtained From The Same
5y 9m to grant Granted Apr 08, 2025
Patent 11890359
ZIRCONIA COMPOSITION, PARTIALLY SINTERED MATERIAL AND SINTERED MATERIAL AND METHODS FOR PRODUCTION THEREOF, AND LAMINATE
2y 10m to grant Granted Feb 06, 2024
Patent 11890358
Methods for Enhancing Optical and Strength Properties in Ceramic Bodies Having Applications in Dental Restorations
2y 0m to grant Granted Feb 06, 2024
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
81%
With Interview (-2.0%)
2y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1136 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month