Prosecution Insights
Last updated: August 17, 2026
Application No. 18/659,032

NEGATIVE ELECTRODE FOR BATTERY, BATTERY, AND METHOD FOR MANUFACTURING NEGATIVE ELECTRODE FOR BATTERY

Non-Final OA §102§103
Filed
May 09, 2024
Priority
Sep 13, 2023 — JP 2023-148776
Examiner
ZEMUI, NATHANAEL T
Art Unit
Tech Center
Assignee
Toyota Motor Corporation
OA Round
1 (Non-Final)
56%
Grant Probability
Moderate
1-2
OA Rounds
1y 4m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
264 granted / 474 resolved
-4.3% vs TC avg
Strong +24% interview lift
Without
With
+24.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
56 currently pending
Career history
532
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
66.2%
+26.2% vs TC avg
§102
17.4%
-22.6% vs TC avg
§112
14.4%
-25.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 474 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-5 are currently pending. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 5 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Koike (US 2018/0145312 A1). Regarding claim 5, Koike teaches a method for manufacturing a negative electrode for a battery, the method comprising the steps of: causing a water-insoluble cellulose compound to adhere to surfaces of silicon-based particles ([0074]-[0087], [0138] & [0140]); and forming a negative electrode active material layer by mixing the silicon-based particles with the water-insoluble cellulose compound adhering to the surfaces and carbon-based particles ([0145] & [0148]). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Koike (US 2018/0145312 A1). Regarding claims 1-4, Koike teaches a battery comprising a negative electrode comprising a negative electrode active material layer containing silicon-based particles (201) and carbon-based particles (300); wherein when a cross-sectional image of the negative electrode active material layer is observed, the negative electrode active material layer contains one silicon-based particle Ps surrounded by a plurality of carbon-based particles Pc and separated from the carbon-based particles Pc via a coating portion (202) comprising a water-insoluble cellulose compound contained in the region where the silicon-based particles Ps is separated from the carbon-based particles Pc ([0057], [0074]-[0087] & [0140]). Shin also discloses an average particle diameter C of the silicon-based particle Ps being 1 micron to 10 microns and an average particle diameter D of the carbon-based particles PC being 5 microns to 40 microns ([0073] & [0084]) such that a ratio D/C ranges from 0.5 to 40 which encompasses the claimed range of 1.5 to 2.8. Notwithstanding, Shin recognizes the ratio D/C as a result effective variable which affects the discharge capacity and the expansion of the anode ([0102]). Shin further the thickness of the coating portion being preferably less than about 1 micron ([0084] & [0096]). Thus, using the formula for the area of a circle (A=πr2 where r is the radius of the circle), when the thickness of the coating portion is just under 1 micron (i.e ~ 0.9 microns, for example), the corresponding maximum value and minimum value for the ratio B/A are calculated, respectively, as: [π x (1.9/2)2] / [π x (1/2)2] = 3.61 [π x (10.9/2)2] / [π x (10/2)2] = 1.19 Accordingly, the ratio B/A in Shin encompasses the presently claimed ranges of claims 1 and 2. The corresponding maximum value for the ratio B/A is calculated as: but is silent as to: 1) a ratio D/C ranging from 1.5 to 2.8, where D is an average particle size of the carbon-based particles; and 2) a ratio B/A ranging from 1.05 to 3.10 where A is an average area of the silicon-based particle Ps and B is an average area of an ellipse of a perfect circle that is drawn in a region where the silicon-based particles Ps is separated from the carbon-based particles Pc, the ellipse or perfect circle having a maximum area containing the silicon-based particle Ps, and not overlapping contours of the carbon-based particles Pc. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHANAEL T ZEMUI whose telephone number is (571)272-4894. The examiner can normally be reached M-F 8am-5pm (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BARBARA GILLIAM can be reached at (571)272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHANAEL T ZEMUI/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

May 09, 2024
Application Filed
Aug 06, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12703643
POSITIVE ELECTRODE ACTIVE MATERIAL, PREPARATION METHOD, POSITIVE ELECTRODE SHEET, SECONDARY BATTERY, AND ELECTRIC DEVICE
1y 1m to grant Granted Aug 11, 2026
Patent 12658433
POSITIVE ELECTRODE ACTIVE MATERIAL AND LITHIUM SECONDARY BATTERY COMPRISING THE SAME
5y 2m to grant Granted Jun 16, 2026
Patent 12658468
ELECTROLYTE AND POWER STORAGE DEVICE
3y 8m to grant Granted Jun 16, 2026
Patent 12658483
BUTTON-TYPE SECONDARY BATTERY
2y 10m to grant Granted Jun 16, 2026
Patent 12633531
POSITIVE ELECTRODE AND NONAQUEOUS ELECTROLYTE SECONDARY BATTERY USING THE SAME
3y 5m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
56%
Grant Probability
80%
With Interview (+24.3%)
3y 7m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 474 resolved cases by this examiner. Grant probability derived from career allowance rate.

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