Prosecution Insights
Last updated: April 19, 2026
Application No. 18/662,432

DEVICE FOR TRANSFORMATION OF THERMAL INTO ELECTRICAL ENERGY

Non-Final OA §103
Filed
May 13, 2024
Examiner
RODRIGUEZ, JOSHUA KIEL MIGUEL
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Airbus Operations GmbH
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
89%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
105 granted / 138 resolved
+8.1% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
47 currently pending
Career history
185
Total Applications
across all art units

Statute-Specific Performance

§103
59.5%
+19.5% vs TC avg
§102
25.2%
-14.8% vs TC avg
§112
14.8%
-25.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 138 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings are objected to as failing to comply with 37 CFR 1.84(p)(5) because they include the following reference character(s) not mentioned in the description: S7 as seen in FIG. 2 and FIG. 3. Corrected drawing sheets in compliance with 37 CFR 1.121(d), or amendment to the specification to add the reference character(s) in the description in compliance with 37 CFR 1.121(b) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-9 and 11-15 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Application Publication No. 2011/0148248 to Landa (cited by Applicant on 5/13/2024) in view of European Patent No. 2 801 102 to Cheatham et al. (hereinafter Cheatham; provided by Applicant on 5/13/2024). Regarding claim 1, Landa teaches a device (FIG. 1B, 10) for transformation of thermal energy directly into electrical energy (Paragraph [0096]), comprising: a fluid (FIG. 1B, 16) having particles (FIG. 1B, 18) to accept and emit electrons; a container (FIG. 1B, 36), wherein the fluid is accommodated in the container; a cathode (FIG. 1B, 12) configured to emit electrons, wherein the particles of the fluid accept electrons emitted by the cathode (Paragraph [0096]); an anode (FIG. 1B, 14) to accept electrons, wherein the particles of the fluid emit electrons accepted by the anode (Paragraph [0096]); and a heat transfer unit (FIG. 1B, 20) to exchange heat with the fluid so that the particles of the fluid are accelerated (Paragraph [0110]). Landa does not teach an electric field generator configured to generate an electric field so that negatively charged particles of the fluid are driven in a direction towards the cathode, while positively charged particles are driven towards the anode. However, Cheatham teaches a thermionic power conversion device with an electric field generator (FIG. 1, 106) configured to generate an electric field so that negatively charged particles of the fluid are driven in a direction towards the cathode, while positively charged particles are driven towards the anode (Paragraph [0007]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Landa with the electric field generator of Cheatham to increase the efficiency of the thermal energy conversion (Paragraph [0065]). Regarding claim 2, Landa in view of Cheatham teaches the device of claim 1, wherein Landa further teaches the fluid being a gas (Paragraph [0096]). Regarding claim 3, Landa in view of Cheatham teaches the device of claim 1, wherein Landa further teaches the fluid being configured to be positively or negatively ionized (FIG. 1B, 18; Paragraph [0105]). Regarding claim 4, Landa in view of Cheatham teaches the device of claim 1, wherein Cheatham further teaches the cathode being configured to emit electrons by thermionic emission (Paragraph [0007]). Regarding claim 5, Landa in view of Cheatham teaches the device of claim 1, wherein Landa further teaches the cathode being charged with electrons so that the electrons will be emitted by the cathode and will be accepted by particles of the fluid upon contact of particles at the cathode (FIG. 1B, current leaves 12; Paragraph [0106]). Regarding claim 6, Landa in view of Cheatham teaches the device of claim 1, wherein Landa further teaches the cathode being made of a material having a valence band having higher energy than a lower free band of particles of the fluid, creating a lower work function on the cathode than on the particles, and/or wherein the anode is made of a material having a valence band having lower energy than a higher free band of particles of the fluid, creating a higher work function on the anode than on the particles (Table 4; Paragraph [0133]-[0140]; [0280]). Regarding claim 7, Landa in view of Cheatham teaches the device of claim 6, wherein Landa further teaches the work function being created based on a Faraday effect transporting electrons to a surface of the cathode as well as away from a surface of the anode (Paragraph [0104]; [0133]). Regarding claim 8, Landa in view of Cheatham teaches the device of claim 1, wherein Landa further teaches the anode, the cathode, and the fluid being made of materials which interact chemically (Paragraph [0098]-[0103]). Regarding claim 9, Landa in view of Cheatham teaches the device of claim 1, wherein Cheatham further teaches the electric field generator comprising a grid within the container (Paragraph [0072]). Regarding claim 11, Landa in view of Cheatham teaches the device of claim 1, wherein Cheatham further teaches the electric field generator being integrated in at least one of the anode and the cathode (Paragraph [0072]). Regarding claim 12, Landa in view of Cheatham teaches the device of claim 1, wherein Cheatham further teaches the electric field generator being arranged at at least one of the anode and the cathode (Paragraph [0007]). Regarding claim 13, Landa teaches a method of transforming thermal energy into electrical energy (Paragraph [0096]), comprising: transferring thermal energy (FIG. 1B, 22) to a fluid (FIG. 1B, 16) in a container (FIG. 1B, 10), wherein the thermal energy increases kinetic energy of particles (FIG. 1B, 18) of the fluid (Paragraph [0096]); emitting electrons (Paragraph [0096]) from a cathode (FIG. 1B, 12), wherein the electrons are accepted by particles of the fluid so that the particles are negatively charged (Paragraph [0096]); and emitting the electrons from the particles (Paragraph [0096]) to an anode (FIG. 1B, 14). Landa does not teach establishing an electric field between the cathode and the anode, wherein the electric field urges the negatively charged particles in a direction towards the cathode; and transporting the electrons against the electric field by diffusion, so that the kinetic energy of the particles is transformed in potential energy in form of electric charge. However, Cheatham teaches establishing an electric field (FIG. 1, 106; Paragraph [0007]) between a cathode and an anode, wherein the electric field urges the negatively charged particles in a direction towards the cathode (Paragraph [0007]); and transporting the electrons against the electric field by diffusion, so that the kinetic energy of the particles is transformed in potential energy in form of electric charge (Paragraph [0007]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Landa with the electric field of Cheatham to increase the efficiency of the thermal energy conversion (Paragraph [0065]). Regarding claim 14, Landa in view of Cheatham teaches the method of claim 13, comprising: emitting electrons from particles to an anode so that the particles are positively charged (Landa Paragraph [0106]); establishing an electric field (Cheatham FIG. 1, 106) between the cathode and an anode, wherein the electric field urges the positively charged particles in a direction towards the anode (Cheatham Paragraph [0007]); transporting electrons by particles against the electric field so that the kinetic energy of the particles is transformed in potential energy in form of electric charge (Cheatham Paragraph [0007]); and accepting electrons from the cathode (Landa Paragraph [0106]). Regarding claim 15, Landa teaches a method of transforming thermal energy into electrical energy (Paragraph [0096]), comprising: transferring thermal energy (FIG. 1B, 22) to a fluid (FIG. 1B, 16) in a container (FIG. 1B, 10), wherein the thermal energy increases kinetic energy of particles (FIG. 1B, 18) of the fluid (Paragraph [0096]); emitting electrons from particles to an anode (FIG. 1B, 14) so that the particles are positively charged (Paragraph [0106]); and accepting electrons (Paragraph [0106] from a cathode (FIG. 1B, 12). Landa does not teach establishing an electric field between the cathode and the anode, wherein the electric field urges the positively charged particles in a direction towards the anode; and transporting the electrons against the electric field by diffusion, so that the kinetic energy of the particles is transformed in potential energy in form of electric charge. However, Cheatham teaches establishing an electric field (FIG. 1, 106; Paragraph [0007]) between a cathode and an anode, wherein the electric field urges the positively charged particles in a direction towards the cathode (Paragraph [0007]); and transporting the electrons against the electric field by diffusion, so that the kinetic energy of the particles is transformed in potential energy in form of electric charge (Paragraph [0007]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Landa with the electric field of Cheatham to increase the efficiency of the thermal energy conversion (Paragraph [0065]). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Landa in view of Cheatham and in further view of “Improving the Efficiency of a Thermionic Energy Converter Using Dual Electric Fields and Electron Beaming” to Bickerton and Fox (hereinafter Bickerton). Regarding claim 10, Landa in view of Cheatham teaches the device of claim 1. Landa in view of Cheatham does not teach the electric field generator comprising a ring around the container. However, Bickerton teaches a thermionic conversion device with an electric field generator in the shape of a ring around a container (Page 2 Column 1 Paragraph 4). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Landa in view of Cheatham with the ring shaped electric field generator of Bickerton to generate a more even electric field in a cylindrical container. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSHUA KIEL MIGUEL RODRIGUEZ whose telephone number is (571)272-9881. The examiner can normally be reached Monday - Friday 9:30am - 7:00pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tulsidas Patel can be reached at (571) 272-2098. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSHUA KIEL M RODRIGUEZ/Examiner, Art Unit 2834 /TULSIDAS C PATEL/Supervisory Patent Examiner, Art Unit 2834
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Prosecution Timeline

May 13, 2024
Application Filed
Jan 13, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
89%
With Interview (+12.9%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 138 resolved cases by this examiner. Grant probability derived from career allow rate.

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