Prosecution Insights
Last updated: May 29, 2026
Application No. 18/663,573

OPTICAL IMAGING SYSTEM

Non-Final OA §103
Filed
May 14, 2024
Priority
Jan 26, 2016 — RE 10-2016-0009149 +2 more
Examiner
SAHLE, MAHIDERE S
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
3 (Non-Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
7m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
887 granted / 1117 resolved
+11.4% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
35 currently pending
Career history
1169
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
88.7%
+48.7% vs TC avg
§102
8.7%
-31.3% vs TC avg
§112
0.8%
-39.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1117 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 03/24/2026 has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-14 are rejected under 35 U.S.C. 103 as being unpatentable over Tang et al. (USPG Pub No. 2015/0338613), hereinafter “Tang”, in view of Tang et al. (USPG Pub No. 2015/0260952), hereinafter “Tang ‘952”. Regarding claim 1, Tang discloses an optical imaging system (see Fig. 8A) comprising: a first lens (810) having a negative refractive power (Paragraph 211, Table 15); a second lens (820) having a refractive power; a third lens (830) having a refractive power; a fourth lens (840) having a refractive power and a convex image-side surface in a paraxial region thereof (Paragraph 214, Table 15); a fifth lens (850) having a refractive power; and a sixth lens (860) having a concave image-side surface in a paraxial region thereof (Paragraph 216, Table 15), wherein the first to sixth lenses are sequentially disposed in ascending numerical order from an object side of the optical imaging system toward an imaging plane of the optical imaging system (see Fig. 8A, Table 15), wherein a radius of curvature of the image-side surface of the sixth lens is greater than a radius of curvature of an object-side surface of the first lens (Table 15), wherein f3 is within a range of 1.8 mm to 4.20 mm, where f3 is a focal length of the third lens (Table 15). Tang discloses the claimed invention except for and wherein 90° ≤ FOV, where FOV is a maximum field of view of the optical imaging system. In the same field of endeavor, Tang ‘952 discloses and wherein 90° ≤ FOV, where FOV is a maximum field of view of the optical imaging system (Figs. 24, 38). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the optical imaging system of Tang with and wherein 90° ≤ FOV, where FOV is a maximum field of view of the optical imaging system of Tang ‘952 for the purpose of providing an optical imaging system that is lightweight, has low production cost, increase in shooting view, has high resolution and image quality (Paragraphs 7, 117). Regarding claim 8, Tang discloses an optical imaging system (see Fig. 8A) comprising: a first lens (810) having a negative refractive power (Paragraph 211, Table 15); a second lens (820) having a refractive power; a third lens (830) having a refractive power; a fourth lens (840) having a refractive power and a convex image-side surface in a paraxial region thereof (Paragraph 214, Table 15); a fifth lens (850) having a convex image-side surface in a paraxial region thereof (Paragraph 215, Table 15); and a sixth lens (860) having a refractive power, wherein the first to sixth lenses are sequentially disposed in ascending numerical order from an object side of the optical imaging system toward an imaging plane of the optical imaging system (see Fig. 8A, Table 15), wherein a radius of curvature of the image-side surface of the sixth lens is greater than a radius of curvature of an object-side surface of the first lens (Table 15), wherein f3 is within a range of 1.8 mm to 4.20 mm, where f3 is a focal length of the third lens (Table 15). Tang discloses the claimed invention except for and wherein 90° ≤ FOV, where FOV is a maximum field of view of the optical imaging system. In the same field of endeavor, Tang ‘952 discloses and wherein 90° ≤ FOV, where FOV is a maximum field of view of the optical imaging system (Figs. 24, 38). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the optical imaging system of Tang with and wherein 90° ≤ FOV, where FOV is a maximum field of view of the optical imaging system of Tang ‘952 for the purpose of providing an optical imaging system that is lightweight, has low production cost, increase in shooting view, has high resolution and image quality (Paragraphs 7, 117). Regarding claims 2 and 9, Tang further discloses wherein the first lens (810) has a concave image-side surface in a paraxial region thereof (see Fig. 8A, Table 15). Regarding claims 3 and 10, Tang further discloses wherein the second lens (820) has a convex object-side surface in a paraxial region thereof (see Fig. 8A, Table 15). Regarding claims 4 and 11, Tang further discloses wherein the second lens (820) has a concave image-side surface in a paraxial region thereof (see Fig. 8A, Table 15). Regarding claims 5 and 12, Tang further discloses wherein the third lens (830) has a convex object-side surface in a paraxial region thereof (see Fig. 8A, Table 15). Regarding claims 6 and 13, Tang and Tang ‘952 teach the optical imaging system set forth above for claims 1 and 8, Tang ‘952 further discloses wherein the third lens has a convex image-side surface in a paraxial region thereof (Figs. 24, 38). It would have been obvious to one of ordinary skill to provide the optical imaging system of Tang with the teachings of Tang ‘952 for at least the same reasons as those set forth above with respect to claim 1 and 8. Regarding claims 7 and 14, Tang further discloses wherein the fifth lens (850) has a convex object-side surface in a paraxial region thereof (see Fig. 8A, Table 15). Response to Arguments Applicant’s arguments with respect to claims 1-14 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Tang ‘952 cures the deficiencies of Tang and addresses the subject matter challenged by Applicant. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAHIDERE S SAHLE whose telephone number is (571)270-3329. The examiner can normally be reached Monday-Thursday 8:00 AM to 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Mack can be reached at 571 272-2333. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MAHIDERE S SAHLE/Primary Examiner, Art Unit 2872 4/2/2026
Read full office action

Prosecution Timeline

May 14, 2024
Application Filed
Dec 31, 2025
Non-Final Rejection mailed — §103
Jan 23, 2026
Response Filed
Feb 23, 2026
Final Rejection mailed — §103
Mar 24, 2026
Request for Continued Examination
Mar 31, 2026
Response after Non-Final Action
Apr 07, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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MEASURING REFRACTIVE ERROR OF THE HUMAN EYE USING OPTICAL COHERENCE TOMOGRAPHY
2y 8m to grant Granted May 26, 2026
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APERTURE AND APERTURE CONTROL METHOD, IMAGING LENS, AND ELECTRONIC DEVICE
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Patent 12607910
OPTICAL SYSTEM COMPRISING A PROBE FOR IMAGE SENSOR DETECTION
3y 0m to grant Granted Apr 21, 2026
Patent 12607873
HEAD MOUNTED DISPLAY DEVICE
2y 5m to grant Granted Apr 21, 2026
Patent 12601933
GOGGLE WITH REPLACEABLE LENS
5y 1m to grant Granted Apr 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
92%
With Interview (+12.9%)
2y 7m (~7m remaining)
Median Time to Grant
High
PTA Risk
Based on 1117 resolved cases by this examiner. Grant probability derived from career allowance rate.

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