Prosecution Insights
Last updated: August 06, 2026
Application No. 18/663,896

3D SENSING APPARATUS WITH AI-CONTROLLED FERROELECTRIC LIQUID CRYSTAL BEAM STEERING FOR ENHANCED DOT ILLUMINATION

Non-Final OA §103
Filed
May 14, 2024
Examiner
RATCLIFFE, LUKE D
Art Unit
Tech Center
Assignee
Goertek Electronics Inc.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
1501 granted / 1720 resolved
+27.3% vs TC avg
Moderate +10% lift
Without
With
+10.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
29 currently pending
Career history
1745
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
55.6%
+15.6% vs TC avg
§102
25.5%
-14.5% vs TC avg
§112
12.7%
-27.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1720 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) below is/are rejected under 35 U.S.C. 103 as being unpatentable over Smith (20240402304) in view of Jamali (20210092351). Referring to claims 1, 9, and 10, Smith shows an illumination unit for a three-dimensional depth-sensing device, including: a light source for emitting an illumination light (see figure 8 and 9 Ref 16); a diffuser configured to diffuse the illumination light into diffused illumination light (see figure 8 and 9 Ref 46); and a dual-layer wherein the dual-layer wherein the first wherein the second However Smith fails to specifically show the dual liquid crystal layer includes multiple ferroelectric liquid crystal layers. Jamali shows a similar beam steering device that includes multiple LC layers (see figure 7 Ref 712 and 714) and teaches the use of a dual layer ferroelectric LC unit (see paragraph 69). It would have been obvious to include the ferroelectric LC layers as shown by Jamali because this allows for faster switching times that allow for higher frame rates as shown by Jamali. Referring to claims 9 and 10 Smith shows an electronic device comprising the three-dimensional depth-sensing device (see figure 1). Referring to claim 2, Smith shows a control unit that is coupled directly or indirectly to the dual-layer Ferroelectric Liquid Crystal unit, wherein the control unit sends control signals to the dual-layer Ferroelectric Liquid Crystal unit to control at least one of the first ferroelectric liquid crystal layer and the second ferroelectric liquid crystal layer, to steer the illumination light to desired regions of interest (see figure 11 note the controller Ref 22 also see paragraph 43). Referring to claim 5, Smith shows the first ferroelectric liquid crystal layer adjusts the direction of the diffused illumination light by altering a phase of the illumination light (see paragraph 19 note the use of the OPA also see paragraph 46). Referring to claim 6, the combination of Smith and Jamali shows time period for steering the illumination light to desired regions of interest by the dual-layer Ferroelectric Liquid Crystal unit is less than 1 ms (see paragraph 69 of Jamali). Referring to claim 7, Smith shows a tunable lens unit, positioned after the dual-layer Ferroelectric Liquid Crystal unit and directly or indirectly coupled to the control unit, wherein the tunable lens unit adjusts an optical characteristic of the illumination light to a desired status (see figure 10 also see paragraph 22 note the lens after the beam steering device Ref 14). Referring to claim 8, Smith shows a lens unit, positioned between the light source and the diffuser and adjust an optical characteristic of the illumination light to be adapted to the diffuser (see paragraph 22). Claim(s) 3 and 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Smith (2024042304) in view of Jamali (20210092351) and Lewis (20200271277). Referring to claim 3, Smith fails to show wherein the control signals are generated directly or indirectly by the AI component. Lewis shows a similar device that includes a control unit that includes control signals that are generated directly or indirectly by an AI component (see paragraph 46). It would have been obvious to include the AI component as shown by Lewis because this can allow the scanning to be performed based upon a risk assessment based on continuously collected data as shown by Lewis (see paragraph 41). Referring to claim 4, the combination of Smith and Lewis shows the AI component generates the control signals to control the dual-layer Ferroelectric Liquid Crystal unit to steer the illumination light to desired regions of interest, based on input parameters or a real-time image analysis of an image from a receiver for the three-dimensional depth-sensing device (note the control as shown by Smith in figure 11 Ref 22 and paragraph 43 also note the AI control of the scanning as shown by Lewis in paragraph 46). It would have been obvious to include the AI component as shown by Lewis because this can allow the scanning to be performed based upon a risk assessment based on continuously collected data as shown by Lewis (see paragraph 41). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LUKE D RATCLIFFE whose telephone number is (571)272-3110. The examiner can normally be reached M-F 9:00AM-5:00PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Isam Alsomiri can be reached at 571-272-6970. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LUKE D RATCLIFFE/Primary Examiner, Art Unit 3645
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Prosecution Timeline

May 14, 2024
Application Filed
Jul 16, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
98%
With Interview (+10.3%)
2y 9m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1720 resolved cases by this examiner. Grant probability derived from career allowance rate.

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