Prosecution Insights
Last updated: August 06, 2026
Application No. 18/664,498

Reconstituted Cocoa Material For Generating Aerosol

Non-Final OA §102§103
Filed
May 15, 2024
Priority
Feb 11, 2019 — provisional 62/803,908 +2 more
Examiner
YAARY, ERIC
Art Unit
Tech Center
Assignee
Swm Holdings US LLC
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
77%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
638 granted / 866 resolved
+13.7% vs TC avg
Minimal +3% lift
Without
With
+3.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
48 currently pending
Career history
908
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
56.9%
+16.9% vs TC avg
§102
14.8%
-25.2% vs TC avg
§112
17.7%
-22.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 866 resolved cases

Office Action

§102 §103
DETAILED ACTION Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2, 4, 14, and 15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Beringer (US 3,929,141). Regarding claim 1, Beringer teaches a regenerated tobacco (aerosol generating material) comprising: a reconstituted cocoa husk material comprising (1) extracted cocoa husk fibers [col. 1, l. 37-44] combined with (2) structure-forming fibers (web building fibers) [col. 5, l. 38-40]; and flavor-improving components (aerosol delivery composition containing an aerosol delivery agent) applied to the reconstituted cocoa husk material [col. 5, l. 47-51]. Regarding claim 2, Beringer teaches the reconstituted cocoa husk material further comprises glycerine plasticizer (humectant) [col. 5, l. 41-42]. Regarding claim 4, Beringer teaches tobacco is included [col. 2, l. 17-27], which comprises nicotine. Regarding claim 14, Beringer teaches the material contains calcium carbonate filler (particles) [col. 5, l. 57-60]. Regarding claim 15, Beringer teaches the material comprises ribbons (filler material comprised of strips) [col. 4, l. 20-22]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 16-17 are rejected under 35 U.S.C. 102(a)(1) as anticipated by or, in the alternative, under 35 U.S.C. 103 as obvious over Beringer. Beringer discloses the filler material having the same structure as claimed with respect to claim 15 and the same composition as claimed with respect to claim 1, the filler of Beringer is expected to have a static burn rate of greater than 4 mm/min and have a filling power of greater than 4 cm³/g and less than about 10 cm³/g. Where applicant claims a composition in terms of a function, property or characteristic and the composition of the prior art is the same as that of the claim but the function is not explicitly disclosed by the reference, the examiner may make a rejection under both 35 U.S.C. 102 and 103. "There is nothing inconsistent in concurrent rejections for obviousness under 35 U.S.C. 103 and for anticipation under 35 U.S.C. 102." In re Best, 562 F.2d 1252, 1255 n.4, 195 USPQ 430, 433 n.4 (CCPA 1977). Claims 3, 9, and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Beringer. Regarding claim 3, Beringer does not specify the claimed amount of humectant. However, Beringer does teach the glycerine acts as plasticizer to make the product hygroscopic [col. 4, l. 13-15]. It would have been obvious to one of ordinary skill in the art to optimize the amount of glycerine humectant through routine experimentation to achieve the desired effects of acting as plasticizer to make the product hygroscopic. Regarding claim 9, Beringer does not specify the claimed amount of flavor-improving components. However, it would have been obvious to one of ordinary skill in the art to optimize the amount of flavor-improving components (aerosol delivery composition) present on the material through routine experimentation to achieve the flavoring effects on the product. Regarding claim 11, Beringer teaches 10-60 parts of web-building fibers out of a total of 150-340 parts [col. 2, l. 4-9], for a range of 3% to 40% by weight. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Claims 5-8 are rejected under 35 U.S.C. 103 as being unpatentable over Beringer as applied to claim 1 above, and further in view of Greenbaum (US 2019/0022158). Beringer is silent to the claimed additives. Greenbaum teaches tobacco product comprising CBD or THC, which have shown a variety of significant biological effects including but not limited to pain relief, anti-cancer, anti-inflammatory, anti-emetic, anti-convulsant, and several others [0014-0016], as well as the addition of terpenes [0020]. It would have been obvious to one of ordinary skill in the art to include these compounds in the material of Beringer to achieve the benefits associated with their use suggested by Greenbaum. Claims 10 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Beringer as applied to claim 1 above, and further in view of Ajithkumar (US 2020/0054064). Beringer teaches cellulose fibers but does not specify delignified cellulose fibers or a combination of softwood fibers and hardwood fibers. Ajithkumar teaches an aerosol-generating material comprising pulped (delignified) softwood and hardwood fibers for increasing tensile strength [0117-0123]. It would have been obvious to one of ordinary skill in the art to use these fibers as the structure-forming cellulose fibers of Beringer for increasing tensile strength as suggested by Ajithkumar. Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Beringer as applied to claim 1 above, and further in view of Pesendorfer (US 2017/0035095). Beringer does not teach the claimed degree of refined fibers. Pesendorfer teaches a cigarette paper wherein the degree of refinement influences tensile strength and cost of production [0026]. As degree of refinement is recognized as a result effective variable, it would have been obvious to one of ordinary skill in the art to optimize through routine experimentation to achieve the desired results. Claims 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Beringer as applied to claim 1 above, and further in view of Snow (US 2014/0103099). Beringer teaches the material of claim 1 comprises ribbons that can be smoked [col. 4, l. 20-40] but does not teach a smoking article comprising an outer wrapper surrounding a smokable rod, the smokable rod comprising the material. Snow teaches a smoking article comprising an outer wrapper surrounding a smokable rod, the smokable rod comprising shredded tobacco [0067-0069]. It would have been obvious to one of ordinary skill in the art to apply such an article to the material of Beringer to achieve the predictable result of providing the material in a form suitable for smoking. Furthermore, Snow teaches the wrapper includes a plurality of discrete reduced ignition areas being spaced along an axial direction of the smoking article, the reduced ignition areas having a diffusivity of less than about 0.5 cm/s at 23° C [0015], and would have been obvious to one of ordinary skill in the art to apply to the wrapper of modified Beringer for reduced ignition proclivity. Claim 20 is rejected under 35 U.S.C. 103 as being unpatentable over Beringer as applied to claim 1 above, and further in view of Abramov (US 2014/0338680). Beringer does not teach the claimed smoking article. Abramov teaches a smoking article comprising a heating device and a chamber, the chamber containing an aerosol generating material, the heating device being positioned so as to heat the aerosol generating material for producing an inhalable aerosol without burning the aerosol generating material [0039]. It would have been obvious to one of ordinary skill in the art to include this smoking article with the aerosol generating material of Beringer to produce an aerosol while avoiding the negative effects associated with smoking. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC YAARY whose telephone number is (571)272-3273. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Philip Louie can be reached at (571)270-1241. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC YAARY/Examiner, Art Unit 1755
Read full office action

Prosecution Timeline

May 15, 2024
Application Filed
Jul 17, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12696927
AEROSOL-GENERATING ARTICLE HAVING A WRAPPER
3y 2m to grant Granted Aug 04, 2026
Patent 12690609
Aerosol Generating System Comprising a Case and an Inhalation Device and Method of Removing the Inhalation Device from the Case
3y 0m to grant Granted Jul 28, 2026
Patent 12690610
ELECTRONIC VAPORISER SYSTEM
1y 3m to grant Granted Jul 28, 2026
Patent 12685334
AEROSOL-GENERATING DEVICE, SYSTEM AND METHOD
3y 2m to grant Granted Jul 21, 2026
Patent 12685339
AEROSOL-GENERATING DEVICE AND SYSTEM COMPRISING AN INDUCTIVE HEATING DEVICE AND METHOD OF OPERATING THE SAME
3y 1m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
77%
With Interview (+3.2%)
2y 7m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 866 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month