Prosecution Insights
Last updated: October 04, 2026
Application No. 18/664,718

AEROSOL PIRFENIDONE AND PYRIDONE ANALOG COMPOUNDS AND USES THEREOF

Non-Final OA §DP
Filed
May 15, 2024
Priority
Jan 10, 2014 — provisional 61/925,791 +8 more
Examiner
TRUONG, QUANGLONG N
Art Unit
1615
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Avalyn Pharma Inc.
OA Round
2 (Non-Final)
79%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
516 granted / 655 resolved
+18.8% vs TC avg
Strong +24% interview lift
Without
With
+23.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
54 currently pending
Career history
693
Total Applications
across all art units

Statute-Specific Performance

§101
4.5%
-35.5% vs TC avg
§103
55.4%
+15.4% vs TC avg
§102
10.7%
-29.3% vs TC avg
§112
18.0%
-22.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 655 resolved cases

Office Action

§DP
DETAILED ACTION Status of Application The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-8 are pending and are included in the prosecution. Response to Arguments The remarks filed 5/28/2026 have been fully considered and are persuasive in overcoming the prior art rejections, in particular the arguments on page 6 of the remarks which reiterate that, “Tolerability, the central driver of the claimed formulation design, is particularly non-linear and difficult to predict. As the specification demonstrates, counterintuitive trade-offs exist between output rate, particle size, buffer type, co-solvent identity, and osmolality in ways that cannot be predicted from first principles or from a broad reference such as Surber. The correct combination of parameters was identified only through extensive experimental optimization. Table 30 of the specification as filed demonstrates this directly. The results therein indicate that slower device outputs (less than or about 0.5 mL/minute) improve tolerability (even with a larger particle size) over smaller particles of greater output (more than or about 0.7 mL/min). This counter-intuitive output/tolerability trade-off can only be overcome by a specific combination of liquid formulation characteristics that were determined empirically and not predicted from the prior art: 1. the pH range between 5 and 6 is generally better than neutral pH; 2. sodium chloride is more well tolerated than magnesium chloride, which tends to carry a stronger metallic flavor; and 3. citrate buffer (and associated pH range) is more well tolerated than phosphate buffer. The vast majority of combinations within Surber's expansive disclosure would not yield the tolerability and clinical performance profile required by the instant claims. A POSITA, presented with Surber's broad parameter space (including disclosure of magnesium chloride, phosphate buffer, and neutral pH as among the acceptable choices) would not have had any principled basis for converging on the specific combination recited in claim 1”. Therefor the prior art rejections over the Surber reference have been withdrawn. Upon receipt and approval of the terminal disclaimers over each of the patents below, the application will be in condition for allowance. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP §§ 706.02(l)(1) - 706.02(l)(3) for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-8 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-8 of U.S. Patent No. 12,023,342 B2. The instant claims and the claims of the ‘342 Patent both require pirfenidone; sodium citrate; sodium chloride; and wherein the pH of the solution is about 5 to about 6. The instant claims differ from the claims of the ‘342 Patent because instant claim 1 requires pirfenidone at concentrations of from about 4.0 mg/ml to about 16.0 mg/ml. However, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have made the claimed composition because 4.0 mg/ml to about 16.0 mg/ml and 3.0 mg/mL to about 20 mg/mL are overlapping ranges of pirfenidone. This is a nonstatutory double patenting rejection. Claims 1-8 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-13 of U.S. Patent No. 10,028,966 B2. The instant claims and the claims of the ‘966 Patent both require pirfenidone; sodium citrate; sodium chloride; and wherein the pH of the solution is about 5 to about 6. The instant claims differ from the claims of the ‘966 Patent because instant claim 1 requires pirfenidone at a concentration from about 4.0 mg/ml to about 16.0 mg/ml. However, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have made the claimed composition because 4.0 mg/ml to about 16.0 mg/ml and 0.1 mg/mL to about 20 mg/mL are overlapping ranges of pirfenidone. This is a nonstatutory double patenting rejection. Claims 1-8 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-13 of U.S. Patent No. 10,610,536 B2. The instant claims and the claims of the ‘536 Patent both require pirfenidone; sodium citrate; sodium chloride; and wherein the pH of the solution is about 5 to about 6. The instant claims differ from the claims of the ‘536 Patent because instant claim 1 requires pirfenidone at a concentration from about 4.0 mg/ml to about 16.0 mg/ml. However, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have made the claimed composition because 4.0 mg/ml to about 16.0 mg/ml and 0.1 mg/mL to about 20 mg/mL are overlapping ranges of pirfenidone. This is a nonstatutory double patenting rejection. Claims 1-8 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-15 of U.S. Patent No. 11,071,741B2. The instant claims and the claims of the ‘741 Patent both require pirfenidone; sodium citrate; sodium chloride; and wherein the pH of the solution is about 5 to about 6. The instant claims differ from the claims of the ‘741 Patent because instant claim 1 requires pirfenidone at a concentration from about 4.0 mg/ml to about 16.0 mg/ml. However, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have made the claimed composition because 3.0 mg/ml to about 16.0 mg/ml and 0.1 mg/mL to about 20 mg/mL are overlapping ranges of pirfenidone. This is a nonstatutory double patenting rejection. Claims 1-8 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-10 of U.S. Patent No. 9,770,443 B2. The instant claims and the claims of the ‘443 Patent both require pirfenidone; sodium citrate; sodium chloride; and wherein the pH of the solution is about 5 to about 6. The instant claims differ from the claims of the ‘443 Patent because instant claim 1 requires pirfenidone at a concentration from about 4.0 mg/ml to about 16.0 mg/ml. However, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have made the claimed composition because 4.0 mg/ml to about 16.0 mg/ml and 0.1 mg/mL to about 20 mg/mL are overlapping ranges of pirfenidone. This is a nonstatutory double patenting rejection. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to QUANGLONG N TRUONG whose telephone number is (571)270-0719. The examiner can normally be reached on 8:00 am-5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert A Wax can be reached on 571-272-0623. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /QUANGLONG N TRUONG/Examiner, Art Unit 1615
Read full office action

Prosecution Timeline

May 15, 2024
Application Filed
Nov 17, 2025
Non-Final Rejection mailed — §DP
May 18, 2026
Response Filed
Jul 23, 2026
Examiner Interview (Telephonic)
Aug 05, 2026
Non-Final Rejection mailed — §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12721934
CATIONIC NANODRUG, PREPARATION METHOD THEREFOR, AND DRUG-LOADED IMPLANTABLE MEDICAL DEVICE
4y 6m to grant Granted Sep 01, 2026
Patent 12721815
FREEZE-DRIED EXOSOME COMPOSITION AND USES THEREOF
3y 7m to grant Granted Sep 01, 2026
Patent 12691055
INCRETIN ANALOG-CONTAINING COMPOSITIONS AND USES THEREOF
2y 10m to grant Granted Jul 28, 2026
Patent 12678387
COMPOSITION FOR ALLEVIATING HAIR LOSS OR PROMOTING HAIR GROWTH
3y 11m to grant Granted Jul 14, 2026
Patent 12678411
Nanoformulations of Pazopanib, Compositions Comprising the Same and Methods of Treating Osteoarthritis
2y 7m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
79%
Grant Probability
99%
With Interview (+23.6%)
2y 3m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 655 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month