Prosecution Insights
Last updated: April 19, 2026
Application No. 18/664,820

Tray Assembly

Non-Final OA §102§103
Filed
May 15, 2024
Examiner
POON, ROBERT
Art Unit
3735
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Hr Pharmaceuticals Inc.
OA Round
1 (Non-Final)
41%
Grant Probability
Moderate
1-2
OA Rounds
3y 5m
To Grant
68%
With Interview

Examiner Intelligence

Grants 41% of resolved cases
41%
Career Allow Rate
383 granted / 925 resolved
-28.6% vs TC avg
Strong +27% interview lift
Without
With
+26.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
87 currently pending
Career history
1012
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
44.2%
+4.2% vs TC avg
§102
22.6%
-17.4% vs TC avg
§112
29.1%
-10.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 925 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Species I (Figs 1-2, claims 1-19) in the reply filed on 2/17/2026 is acknowledged. The traversal is on the ground(s) that none of the present claims are directed to patentably distinct species. This is not found persuasive because the election is based on an election of species and not on an election of claims. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 is/are rejected under 35 U.S.C. 102a1 as being anticipated by US 2023/0158274 to Justus et al. (Justus). Regarding claim 1, Justus discloses a tray comprising a first layer (38) having a plurality of compartments, a second layer (34), non-removably coupled to the first layer, a container is positioned within interior of the second layer, a cover (32) attachable to an opening of the second layer, the cover (32) having a passageway (40) extending through the cover (32) and into interior of the second layer (34) (Fig 4). Claim(s) 1 is/are rejected under 35 U.S.C. 102a1 as being anticipated by US Patent No. 8,177,123 to Voute et al. (Voute). Regarding claim 1, Voute discloses a tray (117) comprising a first layer (204) having a plurality of compartments (221), a second layer (85), non-removably coupled to the first layer, a container is positioned within interior of the second layer, a cover (115) attachable to an opening (80) of the second layer (85), the cover (115) having a passageway (420) extending through the cover (115) and into interior of the second layer (85) (Fig 3). Claim(s) 1 is/are rejected under 35 U.S.C. 102a1 as being anticipated by US Patent No. 4,687,096 to Mansur. Regarding claim 1, Mansur discloses a tray (12) comprising a first layer (16) having a plurality of compartments (28), a second layer (18), non-removably coupled to the first layer (16), a container (compartment) is positioned within interior of the second layer, a cover (14) attachable to an opening (top) of the second layer (18), the cover (14) having a passageway (50) extending through the cover (14) and into interior of the second layer (18). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over US 2021/0196922 to Hughett, Sr (Hughett) in view of US 2015/0375937 to McIntosh. Regarding claim 1, Hughett discloses a tray (Fig 6a) comprising a first layer (110) having a plurality of compartments (114, 116), a second layer (120), non-removably coupled to the first layer (110) (€0054), a container (storage tray) is positioned within interior of the second layer (120), a cover (A, Fig 6a below) attachable to an opening (121) of the second layer (120). Hughett does not teach cover having a passageway as recited. However, McIntosh discloses a container (Fig 1) and in particular discloses the container comprising a cover (200), the cover (200) having a passageway (410) extending through the cover (200) and into interior of the container (Figs 1-3). One of ordinary skill in the art would have found it obvious to incorporate an opening extending through the Hughett cover as suggested by McIntosh in order to provide a form of indicia for the contents in the second layer of the tray (McIntosh, €0030). The modification would have resulted in the opening capable of being a passageway into interior of the second layer since it has the structure as recited and the cover extends in the second layer in its entirety (Fig 6a). PNG media_image1.png 654 540 media_image1.png Greyscale Regarding claim 2, Hughett further discloses the first layer (110) being a frame (Fig 6a). Regarding claim 3, Hughett further discloses plurality of compartments includes a first, second, third and fourth compartment (118, 114, 116, 112). Regarding claim 4, Hughett further discloses first compartment (116) positioned between second (114) and third compartment (112). Regarding claim 5, Hughett further discloses first compartment (116) including a first barrier wall (A, Fig 1a below) and second barrier wall (B, Fig 1a below). Regarding claim 6, Hughett further discloses first barrier wall and second barrier wall forming a first opening (C, Fig 1a below). PNG media_image2.png 632 836 media_image2.png Greyscale Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT POON whose telephone number is (571)270-7425. The examiner can normally be reached Monday thru Friday, 8:30 am to 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anthony Stashick can be reached at (571)272-4561. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT POON/Examiner, Art Unit 3735
Read full office action

Prosecution Timeline

May 15, 2024
Application Filed
Mar 06, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12564466
CONTAINER AND KIT FOR WASHING AND/OR DISINFECTING AND/OR STERILISING MEDICAL INSTRUMENTS
2y 5m to grant Granted Mar 03, 2026
Patent 12552590
PILL CONTAINER ASSEMBLY WITH OUTER SLEEVE
2y 5m to grant Granted Feb 17, 2026
Patent 12545499
ARTICLE ACCOMMODATION CONTRAINER
2y 5m to grant Granted Feb 10, 2026
Patent 12543830
Multifunctional Dual Carry Bag System
2y 5m to grant Granted Feb 10, 2026
Patent 12540008
PACKING BODY
2y 5m to grant Granted Feb 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
41%
Grant Probability
68%
With Interview (+26.7%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 925 resolved cases by this examiner. Grant probability derived from career allow rate.

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