Prosecution Insights
Last updated: October 23, 2026
Application No. 18/672,738

PASSIVE COOLING SYSTEM FOR RADIOFREQUENCY COMPONENTS

Final Rejection §103§112
Filed
May 23, 2024
Examiner
PHAN, AN BACH
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Collins Aerospace
OA Round
2 (Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
3 granted / 4 resolved
+5.0% vs TC avg
Strong +50% interview lift
Without
With
+50.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
29 currently pending
Career history
36
Total Applications
across all art units

Statute-Specific Performance

§103
53.2%
+13.2% vs TC avg
§102
32.4%
-7.6% vs TC avg
§112
14.4%
-25.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 4 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 1 objected to because of the following informalities: “thought the pores” and “though the pores” have incorrect spellings of “through.” Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 11 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 11 recites the limitation "the thermal expansion chamber." There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 7-11, 15, and 21-23 is/are rejected under 35 U.S.C. 103 as being unpatentable over Li (US 2023/0204303), in view of Hannemann (DE 102013/006103). Regarding claims 1, 7, and 21, Li teaches a system (Fig. 1, [0015]) comprising: at least one active radio frequency component (rightmost 4, Fig. 6, [0028]); a non-electrically conductive solid-liquid phase change material (SL-PCM) (30, Fig. 2, [0019], paraffin; Fig. 6, 30 in fifth accommodation space 200 from the left); and a thermal expansion chamber (200, Fig. 2, [0020]; Fig. 6, third accommodation space 200 from the left); and a reservoir (200, Fig. 2; Fig. 6, fifth accommodation space 200 from the left) wherein the reservoir surrounds the SL-PCM (Fig. 2, [0018]) wherein the SL-PCM is positioned between the at least one active radio frequency component and the thermal expansion chamber (Fig. 6), and wherein the SL-PCM is in thermal conductive contact with the at least one active radio frequency component ([0020], [0028]) wherein the reservoir and the thermal expansion chamber are separated by a wall (200, Fig. 2, [0020]; Fig. 6, fourth accommodation space 200 from the left), and a housing (2, Fig. 6, [0028]) which encapsulates the at least one active radio frequency component, SL-PCM, and thermal expansion chamber (Fig. 6). Li does not teach the reservoir is comprised of a porous material having a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM thought the pores, and wherein the wall comprises at least one pore and wick, wherein the at least one pore and wick have a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM though the pores. However, Hannemann teaches a porous material (2, Fig. 2, [0033], “base matrix”) having a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM thought the pores ([0014], [0015], [0021], [0041]), and wherein the wall comprises at least one pore and wick (2, Fig. 2, [0014], [0015], [0033], “base matrix”; 2 is considered as a wick having pores as the pore space provides capillary action for the latent heat storage device [0014], which is a phase change material [0015] with a solid-liquid phase transition [0021], and having communicating cavities in an open or closed channel structure [0033], into which the PCM can expand [0041]), wherein the at least one pore and wick have a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM though the pores ([0014], [0015], [0021], [0041]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Li to use the base matrix of Hannemann in each accommodation cell (Li: 200) to store the SL-PCM in order to achieve uniform, continuous, and immediate temperature control of an object (Hannemann: [0010]). The immediate temperature control especially aligns with Li’s goals of quickly transferring heat to peripheral region (Li: [0027]) and of uniform heat distribution (Li: [0030]). The second and fourth accommodation spaces from the left (Li: 200, Fig. 6) are walls between the reservoir (Li: Fig. 6, first and fifth accommodation spaces from the left) and the thermal expansion chamber (Li: Fig. 6, third accommodation space from the left). Also, Li teaches the inner wall between adjacent accommodation cells may include a plurality of openings, and the openings may have the same or different shapes or sizes (Li: [0026]). Additionally, Li teaches a goal of making the liquid phase change material flow among the accommodation cells through the openings more easily ([0021]). Therefore, it would also have been obvious to modify the openings of Li to the pore sizes and locations of Hannemann in order to make the liquid phase change material flow among the accommodation cells through the openings more easily (Li: [0021]). Regarding claim 8, modified Li teaches the thermal expansion chamber adjacent to the inner wall of the housing (See annotated Fig. 1 below, the row shown in the cross section shown of Fig. 6 could be the row below, and the thermal expansion chamber in this row would be adjacent to the inner wall of the housing). PNG media_image1.png 758 978 media_image1.png Greyscale Regarding claim 9, modified Li teaches the thermal expansion chamber is spaced from the housing and the at least one active radio frequency component by the SL-PCM (Fig. 6, the thermal expansion chamber is spaced from and the housing and the active radio frequency component by the SL-PCM when viewed in the left to right direction as the SL-PCM is between the housing and the active radio frequency component). Regarding claim 10, modified Li teaches a reservoir (200, Fig. 2; Fig. 6, fifth accommodation space 200 from the left) wherein the reservoir surrounds the SL-PCM (Fig. 2, [0018]), wherein the thermal expansion chamber is spaced from the housing and the at least one active radio frequency component by the reservoir (Fig. 6, the thermal expansion chamber is spaced from and the housing and the active radio frequency component by the reservoir when viewed in the left to right direction as the SL-PCM is between the housing and the active radio frequency component). Regarding claims 11 and 22, Li teaches a method for passively cooling a guidance system comprising (See MPEP § 2111.02(II): “If the body of a claim fully and intrinsically sets forth all of the limitations of the claimed invention, and the preamble merely states, for example, the purpose or intended use of the invention, rather than any distinct definition of any of the claimed invention’s limitations, then the preamble is not considered a limitation and is of no significance to claim construction”): absorbing thermal energy from at least one active radio frequency component (rightmost 4, Fig. 6, [0028]) with a solid-liquid phase change material (SL-PCM) (30, Fig. 2, [0019]; 30 in fifth accommodation space 200 from the left, Fig. 6, [0020], [0028]) which is located in a reservoir (200, Fig. 2; Fig. 6, fifth accommodation space 200 from the left) wherein the reservoir surrounds the SL-PCM (Fig. 2; [0018]), wherein the SL-PCM is positioned between the at least one active radio frequency component and the thermal expansion chamber (200, Fig. 2, [0018], [0020]; Fig. 6, third accommodation space 200 from the left), and wherein the SL-PCM is in thermal conductive contact with the at least one active radio frequency component ([0020], [0028]) wherein the reservoir and a thermal expansion chamber are separated by a wall (200, Fig. 2, [0020]; Fig. 6, fourth accommodation space 200 from the left), changing the phase of the SL-PCM from a solid to a liquid ([0020]), and moving the SL-PCM to the thermal expansion chamber ([0018], [0020]). Li does not teach the reservoir is comprised of a porous material having a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM thought the pores, and wherein the wall comprises at least one pore and wick, wherein the at least one pore and wick have a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM though the pores. However, Hannemann teaches a porous material (2, Fig. 2, [0033], “base matrix”) having a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM thought the pores ([0014], [0015], [0021], [0041]), and wherein the wall comprises at least one pore and wick (2, Fig. 2, [0014], [0015], [0033], “base matrix”; 2 is considered as a wick having pores as the pore space provides capillary action for the latent heat storage device [0014], which is a phase change material [0015] with a solid-liquid phase transition [0021], and having communicating cavities in an open or closed channel structure [0033], into which the PCM can expand [0041]), wherein the at least one pore and wick have a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM though the pores ([0014], [0015], [0021], [0041]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Li to use the base matrix of Hannemann in each accommodation cell (Li: 200) to store the SL-PCM in order to achieve uniform, continuous, and immediate temperature control of an object (Hannemann: [0010]). The immediate temperature control especially aligns with Li’s goals of quickly transferring heat to peripheral region (Li: [0027]) and of uniform heat distribution (Li: [0030]). The second and fourth accommodation spaces from the left (Li: 200, Fig. 6) are walls between the reservoir (Li: Fig. 6, first and fifth accommodation spaces from the left) and the thermal expansion chamber (Li: Fig. 6, third accommodation space from the left). Also, Li teaches the inner wall between adjacent accommodation cells may include a plurality of openings, and the openings may have the same or different shapes or sizes (Li: [0026]). Additionally, Li teaches a goal of making the liquid phase change material flow among the accommodation cells through the openings more easily ([0021]). Therefore, it would also have been obvious to modify the openings of Li to the pore sizes and locations of Hannemann in order to make the liquid phase change material flow among the accommodation cells through the openings more easily (Li: [0021]). Regarding claims 15 and 23, Li teaches a system (Fig. 1, [0015]) for passively cooling a guidance system (See MPEP § 2111.02(II): “If the body of a claim fully and intrinsically sets forth all of the limitations of the claimed invention, and the preamble merely states, for example, the purpose or intended use of the invention, rather than any distinct definition of any of the claimed invention’s limitations, then the preamble is not considered a limitation and is of no significance to claim construction”) comprising: at least one active radio frequency component (rightmost 4, Fig. 6, [0028]); a solid-liquid phase change material (SL-PCM) (30, Fig. 2, [0019], paraffin; Fig. 6, 30 in fifth accommodation space 200 from the left), wherein the SL-PCM receives thermal energy from the at least one active radio frequency component ([0028]) resulting in the SL-PCM changing from a solid phase to a liquid phase ([0020]); and a thermal expansion chamber (200, Fig. 2, [0018], [0020]; Fig. 6, third accommodation space 200 from the left), wherein the SL-PCM is positioned between the at least one active radio frequency component and the thermal expansion chamber (Fig. 6); and a reservoir (200, Fig. 2; Fig. 6, fifth accommodation space 200 from the left) wherein the reservoir surrounds the SL-PCM (Fig. 2, [0018]), wherein the SL-PCM is positioned between the at least one active radio frequency component and the thermal expansion chamber (Fig. 6), and wherein the SL-PCM is in thermal conductive contact with the at least one active radio frequency component ([0020], [0028]) wherein the reservoir and the thermal expansion chamber are separated by a wall (200, Fig. 2, [0020]; Fig. 6, fourth accommodation space 200 from the left) wherein the liquid phase SL-PCM moves from the reservoir into the thermal expansion chamber ([0018], [0020]). Li does not teach the reservoir is comprised of a porous material having a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM thought the pores, and wherein the wall comprises at least one pore and wick, wherein the at least one pore and wick have a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM though the pores. However, Hannemann teaches a porous material (2, Fig. 2, [0033], “base matrix”) having a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM thought the pores ([0014], [0015], [0021], [0041]), and wherein the wall comprises at least one pore and wick (2, Fig. 2, [0014], [0015], [0033], “base matrix”; 2 is considered as a wick having pores as the pore space provides capillary action for the latent heat storage device [0014], which is a phase change material [0015] with a solid-liquid phase transition [0021], and having communicating cavities in an open or closed channel structure [0033], into which the PCM can expand [0041]), wherein the at least one pore and wick have a pore size equal to the SL-PCM surface tension quality which is sufficient to allow for capillary action of the SL-PCM though the pores ([0014], [0015], [0021], [0041]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Li to use the base matrix of Hannemann in each accommodation cell (Li: 200) to store the SL-PCM in order to achieve uniform, continuous, and immediate temperature control of an object (Hannemann: [0010]). The immediate temperature control especially aligns with Li’s goals of quickly transferring heat to peripheral region (Li: [0027]) and of uniform heat distribution (Li: [0030]). The second and fourth accommodation spaces from the left (Li: 200, Fig. 6) are walls between the reservoir (Li: Fig. 6, first and fifth accommodation spaces from the left) and the thermal expansion chamber (Li: Fig. 6, third accommodation space from the left). Also, Li teaches the inner wall between adjacent accommodation cells may include a plurality of openings, and the openings may have the same or different shapes or sizes (Li: [0026]). Additionally, Li teaches a goal of making the liquid phase change material flow among the accommodation cells through the openings more easily ([0021]). Therefore, it would also have been obvious to modify the openings of Li to the pore sizes and locations of Hannemann in order to make the liquid phase change material flow among the accommodation cells through the openings more easily (Li: [0021]). Response to Arguments Applicant’s arguments with respect to claim(s) 1-9 and 11-20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to An Bach Phan whose telephone number is (571)272-7244. The examiner can normally be reached M-F, 7-3 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Len Tran can be reached at (571)272-1184. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /A.B.P./Examiner, Art Unit 3763 /LEN TRAN/Supervisory Patent Examiner, Art Unit 3763
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Prosecution Timeline

May 23, 2024
Application Filed
Jun 02, 2026
Non-Final Rejection mailed — §103, §112
Jul 08, 2026
Response Filed
Oct 08, 2026
Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
99%
With Interview (+50.0%)
2y 10m (~5m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 4 resolved cases by this examiner. Grant probability derived from career allowance rate.

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