Prosecution Insights
Last updated: April 19, 2026
Application No. 18/673,594

Lighting Control Systems Responsive to Change in Ambient Light Intensity

Final Rejection §102§103§112
Filed
May 24, 2024
Examiner
CHAI, RAYMOND REI-YANG
Art Unit
2844
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Mr Yu-Lin Lee
OA Round
4 (Final)
76%
Grant Probability
Favorable
5-6
OA Rounds
1y 11m
To Grant
92%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
413 granted / 546 resolved
+7.6% vs TC avg
Strong +16% interview lift
Without
With
+15.9%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 11m
Avg Prosecution
34 currently pending
Career history
580
Total Applications
across all art units

Statute-Specific Performance

§101
2.9%
-37.1% vs TC avg
§103
45.3%
+5.3% vs TC avg
§102
18.8%
-21.2% vs TC avg
§112
23.6%
-16.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 546 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION This office action is in response to the applicant's amendment submitted on 12/03/2025. In virtue of this amendment: Claims 4-7 and 10-13 were previously canceled; Claim 2 is canceled; Claims 1, 3, 8 and 9 are currently amended; and thus, Claims 1, 3 and 8-9 are pending; Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The rejection to claims 3 and 9 under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph is withdrawn in view of the amendment made to the claim. The rejection to claims 3 and 9 are rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph is withdrawn in view of the amendment made to the claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 8 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by US2014/0132159A1 hereinafter “Huang” Regarding claim 8, Huang discloses a lighting control system, comprising: a switch-mode power supply (¶27L1-32: a power supply provided; the second circuit includes a first transistor) (Note: since the power supply include switching transistor, it can be considered as a switch-mode power supply), comprising an input terminal for connection to a power source (as shown in Fig.1 for example, the resistor [3] is connected to the 5V power supply) and an output terminal for connection to a light-emitting diode (LED) light source (as shown in Fig.1 for example, node B is connected to the luminous apparatus) (Note: ¶8 discloses luminous apparatus may be an LED light), wherein the switch-mode power supply further comprises a linear dimming (LD) pin (as shown in Fig.1 for example, node A); and a control circuit (¶27L8-10: the first circuit), comprising a photosensor and a resistor connected in series (¶27L8-10: a first resistor [1] connected with the power supply and a negative coefficient photoresistor [2] in series with the first resistor [1]), wherein the control circuit is connected at one end to a DC voltage and grounded at the other end (as shown in Fig.1 for example, photoresistor [2] is grounded and first resistor [1] is connected to the 5V input) to convert the DC voltage into a control voltage (¶27L25: a decreased voltage; ¶28L4: an increase voltage), with the resistor serially connected to the DC voltage and the photosensor serially connected between the resistor and the ground (as shown in Fig.1 for example), and the LD pin is connected to a junction between the photosensor and the resistor, allowing the control voltage to be directly applied to the LD pin (as shown in Fig.1 for example, node A is connected to the gate of transistor [4]), and wherein the photosensor is adapted to sense the ambient light intensity and vary its electrical resistance in response to a change in the ambient light intensity; and wherein in the case where the ambient light intensity increases, the electrical resistance of the photosensor is decreased, whereby the control voltage converted by the control circuit is decreased and transmitted to the switch-mode power supply through the LD pin, causing the LED light source to turn off (¶27L22-32: an increasing environmental light intensity, a decreased resistance of photoresistor cause a decreased voltage is divided and the point that the base of first transistor is in a low level, therefore the luminous apparatus is disconnected and does not illuminate), and when the ambient light intensity decreases, the electrical resistance of the photosensor is increased, whereby the control voltage is increased and transmitted to the switch-mode power supply via the LD pin, thereby turning the LED light source on. (¶28L1-11: a decreasing light intensity, an increased resistance of photoresistor and thus an increased voltage is divided for photoresistor, the point that the based of first transistor is connected is in a high level, thus the luminous apparatus is turn on) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 and 3 are rejected under 35 U.S.C. 103 as being unpatentable over YouTube Video Title: Arduino Basics – Lesson 16 – Using a photoresistor to contorl and LED published on Mar 3, 202 hereinafter “Conner” in view of Huang in view of YouTube Video Title: How to Use a Photoreisistor (Light Sensor) with Arduino (Lesson #27) published on Nov.8 2023 hereinafter “Science Buddies” Regarding claim 1, Conner discloses a lighting control system, comprising: a switch-mode power supply (Conner @1:23 Arduino UNO board), comprising an input terminal for connection to a power source (5V pin) and an output terminal for connection to a light-emitting diode (LED) light source (pin 6 is connected to the LED via resistor) (as shown in screen grab of video @ 1:23), wherein the switch-mode power supply further comprises a pulse-width modulation dimming (PWMD) pin (pin A0) (as shown in screen grab of video @ 1:23); and PNG media_image1.png 865 1257 media_image1.png Greyscale a control circuit, comprising a photosensor and a resistor connected in series (as shown in screen grab of video @ 1:23 above), wherein the control circuit is connected at one end to a DC voltage and grounded at the other end to convert the DC voltage into a control voltage (as shown in screen grab of video @ 1:23), and the PWMD pin is connected to a junction between the photosensor and the resistor, allowing the control voltage to be directly applied to the PWMD pin, and wherein the photosensor is adapted to sense the ambient light intensity and vary its electrical resistance in response to a change in the ambient light intensity (inherently disclosed, as the function of the photosensor is to change the electrical resistance of based upon light intensity) Conner does not expclitly disclose: the resistor serially connected to the DC voltage and the photosensor serially connected between the resistor and the ground, and in the case where the ambient light intensity increases, the electrical resistance of the photosensor is decreased, whereby the control voltage converted by the control circuit is decreased and transmitted to the switch-mode power supply through the PWMD pin, causing the LED light source to turn off, and when the ambient light intensity is decreased, the electrical resistance of the photosensor is increased, whereby the control voltage is increased and transmitted to the switch-mode power supply via the PWMD pin, thereby turning the LED light source on. Huang discloses a lighting circuit wherein: the resistor serially connected to the DC voltage and the photosensor serially connected between the resistor and the ground (as shown in Fig.1 for example) wherein in the case where the ambient light intensity increases, the electrical resistance of the photosensor is decreased, whereby the control voltage converted by the control circuit is decreased and transmitted to the switch-mode power supply through the LD pin, causing the LED light source to turn off (¶27L22-32: an increasing environmental light intensity, a decreased resistance of photoresistor cause a decreased voltage is divided and the point that the based of first transistor is in a low level, therefore the luminous apparatus is disconnected and does not illuminate), and when the ambient light intensity decreases, the electrical resistance of the photosensor is increased, whereby the control voltage is increased and transmitted to the switch-mode power supply via the LD pin, thereby turning the LED light source on. (¶28L1-11: a decreasing light intensity, an increased resistance of photoresistor and thus an increased voltage is divided for photoresistor, the point that the based of first transistor is connected is in a high level, thus the luminous apparatus is turn on) It would have been obvious to one ordinarily skilled in the art prior to the effective filing date of the application to rearrange the resistor of Conner to be connected to DC voltage and the photodetector to be connected between the resistor and ground as disclosed by Huang. One of ordinary skill in the art would’ve been motivated because prior art Science Buddy recognizes the two different configurations are equivalent (transcript @ 3:35: you could reverse the order here connect this resistor to 5 volts and that would still work) Regarding claim 3, Conner discloses a lighting control system, comprising: a switch-mode power supply (Conner @1:23 Arduino UNO board), comprising an input terminal for connection to a power source (5V pin) and an output terminal for connection to a light-emitting diode (LED) light source (pin 6 is connected to the LED via resistor) (as shown in screen grab of video @ 1:23), wherein the switch-mode power supply further comprises a pulse-width modulation dimming (PWMD) pin (pin A0) (as shown in screen grab of video @ 1:23); and PNG media_image1.png 865 1257 media_image1.png Greyscale a control circuit, comprising a photosensor and a resistor connected in series (as shown in screen grab of video @ 1:23 above), wherein the control circuit is connected at one end to a DC voltage and grounded at the other end to convert the DC voltage into a control voltage (as shown in screen grab of video @ 1:23), with the photosensor serially connected to the DC volage and the resistor serially connected between the photosensor and the ground (as shown in screen grab of video @ 1:23), and the PWMD pin is connected to a junction between the photosensor and the resistor, and wherein the photosensor is adapted to sense the ambient light intensity and vary its electrical resistance in response to a change in the ambient light intensity (inherently disclosed, as the function of the photosensor is to change the electrical resistance of based upon light intensity) Conner does not expclitly disclose: the PWMD pin is connected to a junction between the photosensor and the resistor through an inverter in the case where the ambient light intensity increases, the electrical resistance of the photosensor is decreased, whereby the control voltage converted by the control circuit is decreased and transmitted to the switch-mode power supply through the PWMD pin, causing the LED light source to turn off, and when the ambient light intensity is decreased, the electrical resistance of the photosensor is increased, whereby the control voltage is increased and transmitted to the switch-mode power supply via the PWMD pin, thereby turning the LED light source on. Huang discloses a lighting circuit wherein: the resistor serially connected to the DC voltage and the photosensor serially connected between the resistor and the ground (as shown in Fig.1 for example) wherein in the case where the ambient light intensity increases, the electrical resistance of the photosensor is decreased, whereby the control voltage converted by the control circuit is decreased and transmitted to the switch-mode power supply through the LD pin, causing the LED light source to turn off (¶27L22-32: an increasing environmental light intensity, a decreased resistance of photoresistor cause a decreased voltage is divided and the point that the based of first transistor is in a low level, therefore the luminous apparatus is disconnected and does not illuminate), and when the ambient light intensity decreases, the electrical resistance of the photosensor is increased, whereby the control voltage is increased and transmitted to the switch-mode power supply via the LD pin, thereby turning the LED light source on. (¶28L1-11: a decreasing light intensity, an increased resistance of photoresistor and thus an increased voltage is divided for photoresistor, the point that the based of first transistor is connected is in a high level, thus the luminous apparatus is turn on) It would have been obvious to one ordinarily skilled in the art prior to the effective filing date of the application to rearrange the resistor of Conner to be connected to DC voltage and the photodetector to be connected between the resistor and ground as disclosed by Huang and incorporate an inverter to reverse the output. One of ordinary skill in the art would’ve been motivated because prior art Science Buddy recognizes the two different configurations are equivalent (transcript @ 3:35: you could reverse the order here connect this resistor to 5 volts and that would still work) and that the reverse order would just reverse the behavior. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Huang in view of US2018/0035506A1 hereinafter “Bendtsen” Regarding claim 9, Huang discloses a lighting control system, comprising: a switch-mode power supply (¶27L1-32: a power supply provided; the second circuit includes a first transistor) (Note: since the power supply include switching transistor, it can be considered as a switch-mode power supply), comprising an input terminal for connection to a power source (as shown in Fig.1 for example, the resistor [3] is connected to the 5V power supply) and an output terminal for connection to a light-emitting diode (LED) light source (as shown in Fig.1 for example, node B is connected to the luminous apparatus) (Note: ¶8 discloses luminous apparatus may be an LED light), wherein the switch-mode power supply further comprises a linear dimming (LD) pin (as shown in Fig.1 for example, node A); and a control circuit (¶27L8-10: the first circuit), comprising a photosensor and a resistor connected in series (¶27L8-10: a first resistor [1] connected with the power supply and a negative coefficient photoresistor [2] in series with the first resistor [1]), wherein the control circuit is connected at one end to a DC voltage and grounded at the other end (as shown in Fig.1 for example, photoresistor [2] is grounded and first resistor [1] is connected to the 5V input) to convert the DC voltage into a control voltage (¶27L25: a decreased voltage; ¶28L4: an increase voltage), with the resistor serially connected to the DC voltage and the photosensor serially connected between the resistor and the ground (as shown in Fig.1 for example), and the photosensor is adapted to sense the ambient light intensity and vary its electrical resistance in response to a change in the ambient light intensity; and wherein in the case where the ambient light intensity increases, the electrical resistance of the photosensor is decreased, whereby the control voltage converted by the control circuit is decreased and transmitted to the switch-mode power supply through the LD pin, causing the LED light source to turn off (¶27L22-32: an increasing environmental light intensity, a decreased resistance of photoresistor cause a decreased voltage is divided and the point that the base of first transistor is in a low level, therefore the luminous apparatus is disconnected and does not illuminate), and when the ambient light intensity decreases, the electrical resistance of the photosensor is increased, whereby the control voltage is increased and transmitted to the switch-mode power supply via the LD pin, thereby turning the LED light source on. (¶28L1-11: a decreasing light intensity, an increased resistance of photoresistor and thus an increased voltage is divided for photoresistor, the point that the based of first transistor is connected is in a high level, thus the luminous apparatus is turn on) the LD pin is connected to a junction between the photosensor and the resistor through a diode It would have been obvious to one ordinarily skilled in the art prior to the effective filing date of the application to modify the circuitry of to include a diode at the intermediate node of the sensor circuit. One of ordinary skill in the art would’ve been motivated because adding a diode at the output of a circuit provides protection against reverse flow, preventing damage to the circuit by ensuring current only low in one direction as seen in ¶27 of Bendtsen. Response to Arguments Applicant’s arguments have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RAYMOND R CHAI whose telephone number is (571)270-0576. The examiner can normally be reached M-F 9:30AM-5:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alexander H Taningco can be reached at (571)272-8048. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Raymond R Chai/ Primary Examiner, Art Unit 2844
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Prosecution Timeline

May 24, 2024
Application Filed
Jan 14, 2025
Non-Final Rejection — §102, §103, §112
Mar 26, 2025
Response Filed
Apr 01, 2025
Final Rejection — §102, §103, §112
Jul 03, 2025
Response after Non-Final Action
Aug 25, 2025
Request for Continued Examination
Aug 27, 2025
Response after Non-Final Action
Aug 29, 2025
Non-Final Rejection — §102, §103, §112
Dec 03, 2025
Response Filed
Jan 25, 2026
Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
76%
Grant Probability
92%
With Interview (+15.9%)
1y 11m
Median Time to Grant
High
PTA Risk
Based on 546 resolved cases by this examiner. Grant probability derived from career allow rate.

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