Prosecution Insights
Last updated: October 26, 2026
Application No. 18/673,606

PHOSPHOR, WAVELENGTH CONVERSION DEVICE, ILLUMINATION DEVICE, AND PROJECTOR

Non-Final OA §112
Filed
May 24, 2024
Priority
May 24, 2023 — JP 2023-085215
Examiner
KOSLOW, CAROL M
Art Unit
1734
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Seiko Epson Corporation
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
1807 granted / 2214 resolved
+16.6% vs TC avg
Moderate +12% lift
Without
With
+12.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
37 currently pending
Career history
2260
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
27.4%
-12.6% vs TC avg
§102
15.6%
-24.4% vs TC avg
§112
40.1%
+0.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 2214 resolved cases

Office Action

§112
Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-3 and 6-11 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1, dependent claims 2 and 3, and claims 6-11 which include all the limitations of claim 1 are indefinite as to the composition of the sintering additive. Since the composition of the sintering additive is not disclosed and it is unclear which metal from the phosphor, Ce, Al and/or A, will react with the sintering additive so as to form the oxide layer, these clams are also indefinite as to the composition of the oxide layer. It is noted that the only sintering additives taught in the specification are MgO and CaO and the only oxide layer compositions taught in the specification are MgAl2O4 and CaAl2O4. Allowable Subject Matter Claims 4 and 5 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. There is no teaching or suggestion in the art of record of a phosphor comprising a phosphor body including a phosphor phase formed of A3Al5O12:Ce having a garnet structure where A is at least one of Y, Lu, Gd, Tb and Ga; a matrix phase having a refractive index higher than a refractive index of the phosphor phase; and 0.1-0.9 vol%, based on the volume ratio with respect to the phosphor body, of an oxide layer provided between the phosphor phase and the matrix phase, wherein the oxide layer is MgAl2O4 or CaAl2O4. CN 105957946 is cited as of interest in that it teaches a fluorescent ceramic produced by sintering a mixture of Y3Al5O12:Ce, a sintering aid such as MgO or CaO and a matrix raw material which can be AlN. The amounts of the sintering aid is not taught in the reference and thus there is no teaching or suggestion in the art to select an amount of sintering aid so as to produce 0.1-0.9 vol%, based on the volume ratio with respect to the phosphor body, of an oxide layer provided between the phosphor phase and the matrix phase, wherein the oxide layer is formed by the reaction of Y3Al5O12:Ce and the sintering aid. WO 2019/200934 is cited as of interest in that it teaches a phosphor comprising a phosphor body including a phosphor phase formed of Y3Al5O12:Ce having a garnet structure; an AlN matrix phase and an aluminum oxynitride layer provided between the phosphor phase and the matrix phase. Any inquiry concerning this communication or earlier communications from the examiner should be directed to C. MELISSA KOSLOW whose telephone number is (571)272-1371. The examiner can normally be reached Mon-Tues:7:45-3:45 EST;Thurs-Fri:6:30-2:00EST; and Wed:7:45-2:00EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Johnson can be reached at 571-272-1177. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C Melissa Koslow/Primary Examiner, Art Unit 1734 cmk 8/14/26
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Prosecution Timeline

May 24, 2024
Application Filed
Aug 18, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
94%
With Interview (+12.3%)
2y 7m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 2214 resolved cases by this examiner. Grant probability derived from career allowance rate.

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